SABRIENT SYSTEMS, LLC
Adviser information for SABRIENT SYSTEMS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 16 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Publication of periodicals or newslettersSecurity ratings or pricing servicesPORTFOLIOS FOR CLIENTS' UITS; EQR OVERLAY FOR CLIENT'S ETF AND EQR SUBSCRIPTIONS; INDICES TRACKED BY 3RD PARTY ETFS |
|---|---|
| Compensation | Subscription feesPERCENTAGE OF AUM IN VEHICLES MANAGED BY THIRD PARTIES |
Identifiers
| SEC RIA File Number | 801-79893 |
|---|---|
| SEC ERA File Number | 801-79893 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171096 |
| Legal Entity Identifier | None |
Principal Office
1020 VIA TRANQUILASANTA BARBARA
CA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 805-730-7777, Fax: None
Chief Compliance Officer
SCOTT MARTINDALE
CHIEF EXECUTIVE OFFICER
3409 NORTH 7TH AVENUE
#470
PHOENIX
AZ
United States
Tel:
805-680-1154
S**********@***********M
(Full email address available in API data)
Regulatory Contact
DANIEL VICKERS
FINANCIAL ANALYST
3409 NORTH 7TH AVENUE
#470
PHOENIX
AZ
United States
Tel:
805-729-7048
D*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| APPLEBY, SCOTT, WILLIAM | Individual | – | MEMBER | 11/2002 | 5-10% |
| WOODMONT CLARKE LLC | Domestic Entity | – | MEMBER | 04/2004 | 5-10% |
| BENTLEY, KASSANDRA | Individual | – | DIRECTOR AND MEMBER | 08/2014 | < 5% |
| WWW INVESTORS, LLC | Domestic Entity | – | MEMBER | 12/2004 | 25-50% |
| BROWN, DAVID, LEE | Individual | WWW INVESTORS, LLC | MEMBER | 12/2000 | > 75% |
| HAHN, EDWARD, SUNDONG | Individual | WOODMONT CLARKE LLC | OWNER | 04/2004 | > 75% |
| BROWN, DAVID, LEE | Individual | – | DIRECTOR AND CHAIRMAN | 12/2000 | 25-50% |
| CAREY, WILLIAM, WARD | Individual | – | MEMBER | 05/2003 | 5-10% |
| Martindale, Scott, Gordon | Individual | – | DIRECTOR (09/2016), CHIEF EXECUTIVE OFFICER (11/2019), AND CHIEF COMPLIANCE OFFICER (12/2023) | 05/2016 | < 5% |
| BROWN, JEFFREY, DARYL | Individual | – | DIRECTOR | 09/2016 | < 5% |
| BLACKWELL, KAREN | Individual | – | MEMBER | 01/2021 | 5-10% |