IMPAX ASSET MANAGEMENT
IMPAX ASSET MANAGEMENT (AIFM) LTD. Legal Name
Adviser information for IMPAX ASSET MANAGEMENT last updated from Form ADV on December 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 175 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 60 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79931 |
|---|---|
| SEC ERA File Number | 801-79931 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171783 |
| Legal Entity Identifier | 213800AYD69UM33MUA81 |
Principal Office
7TH FLOOR30 PANTON STREET
LONDON
United Kingdom
Monday - Friday, 9.00AM - 5.30PM
Tel: +44 (0)20 3912 3000, Fax: +44 (0)20 7434 1123
Chief Compliance Officer
JOHN BOESE
30 PENHALLOW STREET
SUITE 400
PORTSMOUTH
NH
United States
Tel:
1 603 501 7303
J******@**********M
(Full email address available in API data)
Regulatory Contact
PAULINE NURSE
HEAD OF COMPLIANCE OVERSIGHT
7TH FLOOR
30 PANTON STREET
LONDON
United Kingdom
Tel:
011 44 20 3912 3046
Fax:
011 44 207 437 1123
P******@**********M
(Full email address available in API data)
Industry Affiliates
| IMPAX ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT IRELAND LTD | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT, LTD. | Other investment adviser, including financial planners |
| IMPAX GLOBAL OPPORTUNITIES (GP) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| IMPAX GLOBAL RESOURCE OPTIMIZATION (GP) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI I (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI II GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI III GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI IV GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLOBAL RESOURCE OPTIMIZATION FUND LP | EQUITY FUND | $319.9M | $5.0M | 23 |
| IMPAX GLOBAL OPPORTUNITIES FUND, L.P. | EQUITY FUND | $211.1M | $5.0M | 8 |
| IMPAX NEW ENERGY INVESTORS II LP | Private Equity Fund | $4.2M | $1.0M | 20 |
| NEW ENERGY INVESTORS III LP | Private Equity Fund | $10.2M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IMPAX ASSET MANAGEMENT GROUP PLC | Foreign Entity | – | PARENT | 06/1998 | > 75% |
| SIMM, IAN, RICHARD | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 08/1998 | < 5% |
| JENKYN-JONES, BRUCE | Individual | – | DIRECTOR | 06/2001 | < 5% |
| Cockburn, Karen | Individual | – | DIRECTOR, CHIEF FINANCIAL OFFICER | 12/2022 | < 5% |
| von Preyss, Daniel, Gunter | Individual | – | DIRECTOR | 03/2020 | < 5% |
| BOESE, JOHN, AQUINAS | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2020 | < 5% |
| Bremner, Catherine, Mary | Individual | – | DIRECTOR, CHIEF STRATEGY OFFICER | 02/2022 | < 5% |