Hedge Fund Database

JOURNEY ADVISORY GROUP, LLC

Adviser information for JOURNEY ADVISORY GROUP, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,620 $990.8M
Non-Discretionary 72 $25.0M
Total 1,692 $1.0B

Clients

Type Number RAUM
Individuals 448 $162.5M
HNW Individuals 242 $803.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $10.3M
Charitable organizations 7 $4.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $34.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-79934
SEC ERA File Number 801-79934
SEC CIK Numbers 1840085
SEC CRD Numbers 171919
Legal Entity Identifier None

Principal Office

50 E. RIVERCENTER BLVD
SUITE 301
COVINGTON
KY
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 859-888-0356, Fax: 888-712-3569

Websites

www.facebook.com/journeyadvisorygroup/ www.linkedin.com/company/journeyadvisorygroup www.journeyadvisory.group

Chief Compliance Officer

ANDY ARMSTRONG
255 E FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5385
(Full email address available in API data)

Regulatory Contact

TYLER LANG
MANAGER
50 E. RIVERCENTER BLVD
SUITE 301
COVINGTON
KY
United States
Tel: 859-888-0355
Fax: 888-712-3569
(Full email address available in API data)

Industry Affiliates

JOURNEY RISK SOLUTIONS, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LANG, TYLER, SELBY Individual – MANAGING MEMBER 06/2014 50-75%
Whelan, Michael, J. Individual – CHIEF OPERATIONS OFFICER AND MEMBER 10/2019 < 5%
LANG, STEPHAN, GRAIG Individual – MEMBER, TRUSTEE OF STEPHAN LANG FAMILY TRUST(SINCE 12/1985) 08/2013 < 5%
STEPHAN LANG FAMILY TRUST DATED 12/9/1985 Domestic Entity – MEMBER 06/2014 25-50%
LANG, ROBIN, MINTO Individual – TRUSTEE OF STEPHAN LANG FAMILY TRUST 12/1985 < 5%
OWENS, JAMES, WILLIAM Individual – MEMBER 01/2020 < 5%
MCNEELY, KATHRYN, C Individual – MEMBER 01/2020 < 5%
Pettway, Richard, Eric Individual – CHIEF INVESTMENT OFFICER, TRUSTEE OF RICHARD ERIC RANDOLPH PETTWAY TRUST 08/2020 < 5%
RICHARD ERIC R PETTWAY REV TRUST DATED 10/21/99 Domestic Entity – MEMBER 08/2020 < 5%
ARMSTRONG, ANDY, JOHN Individual – CHIEF COMPLIANCE OFFICER 04/2021 < 5%
HENSON, JILL, LAUREN Individual – MEMBER 01/2022 < 5%
Moschel, Laura, Suzanne Individual – MEMBER 01/2022 < 5%

No. Employees, Historic

2010020192020202120222023202420256 on 6/19/20196 on 12/2/201918 on 1/6/202018 on 1/30/202018 on 3/25/202018 on 6/24/202020 on 3/26/202120 on 3/29/202120 on 4/12/202120 on 8/27/202120 on 9/3/202120 on 3/21/202220 on 9/30/202220 on 1/3/202319 on 3/27/202319 on 4/6/202319 on 8/31/202319 on 10/2/202319 on 10/3/202319 on 12/19/202320 on 3/20/202420 on 3/20/2024

RAUM, Historic

2B1B02019202020212022202320242025187523917 on 6/19/2019187523917 on 12/2/2019278273677 on 1/6/2020278273677 on 1/30/2020541353678 on 3/25/2020541353678 on 6/24/2020647445977 on 3/26/2021647445977 on 3/29/2021647445977 on 4/12/2021647445977 on 8/27/2021647445977 on 9/3/2021749294340 on 3/21/2022749294340 on 9/30/2022749294340 on 1/3/2023837443499 on 3/27/2023837443499 on 4/6/2023837443499 on 8/31/2023837443499 on 10/2/2023837443499 on 10/3/2023837443499 on 12/19/20231015864170 on 3/20/20241015864170 on 3/20/2024

No. Clients, Historic

80040002019202020212022202320242025203 on 6/19/2019203 on 12/2/2019415 on 1/6/2020415 on 1/30/2020569 on 3/25/2020569 on 6/24/2020558 on 3/26/2021558 on 3/29/2021558 on 4/12/2021558 on 8/27/2021558 on 9/3/2021597 on 3/21/2022597 on 9/30/2022597 on 1/3/2023644 on 3/27/2023644 on 4/6/2023644 on 8/31/2023644 on 10/2/2023644 on 10/3/2023644 on 12/19/2023710 on 3/20/2024710 on 3/20/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE S&P MCP ETF 44M 747K –
MICROSOFT CORP COM 37M 83K –
APPLE INC COM 35M 164K –
PROCTER AND GAMBLE CO COM 31M 185K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 27M 379K –
ISHARES TR CORE S&P SCP ETF 27M 252K –
ISHARES TR MSCI USA QLT FCT 24M 139K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 23M 464K –
ELI LILLY & CO COM 22M 25K –
ISHARES TR MSCI USA MIN VOL 20M 238K –
ISHARES TR MSCI USA MMENTM 17M 85K –
ISHARES TR IBONDS 27 TRM TS 15M 671K –
JPMORGAN CHASE & CO. COM 14M 71K –
ISHARES TR IBONDS DEC2026 13M 560K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 13M 73K –
ISHARES TR IBONDS 28 TRM TS 13M 605K –
SCHWAB STRATEGIC TR SHT TM US TRES 13M 272K –
ISHARES TR IBONDS DEC25 ETF 13M 506K –
ISHARES TR CORE DIV GRWTH 12M 215K –
BROADCOM INC COM 12M 8K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 12M 181K –
ISHARES TR IBONDS 29 TRM TS 11M 515K –
WISDOMTREE TR US QTLY DIV GRT 11M 135K –
COSTCO WHSL CORP NEW COM 10M 12K –
NVIDIA CORPORATION COM 9M 74K –
ALPHABET INC CAP STK CL A 9M 49K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 9M 91K –
ABBVIE INC COM 9M 50K –
AMGEN INC COM 8M 26K –
BOOZ ALLEN HAMILTON HLDG COR CL A 8M 53K –
ISHARES TR IBONDS DEC24 ETF 8M 319K –
SELECT SECTOR SPDR TR TECHNOLOGY 8M 35K –
WASTE MGMT INC DEL COM 7M 35K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 7M 194K –
ACCENTURE PLC IRELAND SHS CLASS A 7M 23K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 6M 97K –
EXXON MOBIL CORP COM 6M 54K –
CHEVRON CORP NEW COM 6M 36K –
WALMART INC COM 6M 82K –
ISHARES TR US SML CAP EQT 5M 89K –
NEXTERA ENERGY INC COM 5M 77K –
HOME DEPOT INC COM 5M 16K –
VISA INC COM CL A 5M 21K –
TEXAS INSTRS INC COM 5M 28K –
VANGUARD WELLINGTON FD US MOMENTUM 5M 35K –
CSX CORP COM 5M 147K –
GALLAGHER ARTHUR J & CO COM 5M 19K –
SPDR S&P 500 ETF TR TR UNIT 5M 9K –
LOCKHEED MARTIN CORP COM 5M 10K –
AMERIPRISE FINL INC COM 5M 11K –
ISHARES TR MSCI INTL QUALTY 5M 122K –
MERCK & CO INC COM 5M 38K –
PEPSICO INC COM 5M 28K –
UNITEDHEALTH GROUP INC COM 5M 9K –
SPDR GOLD TR GOLD SHS 5M 21K –
ISHARES TR CORE S&P500 ETF 5M 8K –
CINTAS CORP COM 5M 6K –
JOHNSON & JOHNSON COM 4M 30K –
SPDR SER TR PORTFOLI S&P1500 4M 66K –
AUTOMATIC DATA PROCESSING IN COM 4M 17K –
VANGUARD WELLINGTON FD US QUALITY 4M 31K –
AIR PRODS & CHEMS INC COM 4M 15K –
INVESCO QQQ TR UNIT SER 1 3M 7K –
AMAZON COM INC COM 3M 17K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K –
MCDONALDS CORP COM 3M 13K –
CINCINNATI FINL CORP COM 3M 27K –
APPLIED MATLS INC COM 3M 13K –
ORACLE CORP COM 3M 22K –
SPDR SER TR SSGA US LRG ETF 3M 19K –
ALPHABET INC CAP STK CL C 3M 16K –
MONDELEZ INTL INC CL A 3M 42K –
UNION PAC CORP COM 3M 11K –
GOLDMAN SACHS GROUP INC COM 3M 6K –
SNAP ON INC COM 2M 9K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 40K –
VANGUARD INDEX FDS VALUE ETF 2M 15K –
WEC ENERGY GROUP INC COM 2M 30K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
CME GROUP INC COM 2M 11K –
ABBOTT LABS COM 2M 20K –
MICROCHIP TECHNOLOGY INC. COM 2M 22K –
VANGUARD INDEX FDS MID CAP ETF 2M 8K –
ROCKWELL AUTOMATION INC COM 2M 6K –
INTERNATIONAL BUSINESS MACHS COM 2M 10K –
PFIZER INC COM 2M 56K –
CATERPILLAR INC COM 2M 5K –
INTEL CORP COM 2M 49K –
CHUBB LIMITED COM 2M 6K –
EATON CORP PLC SHS 1M 5K –
MARATHON PETE CORP COM 1M 9K –
EMERSON ELEC CO COM 1M 13K –
US BANCORP DEL COM NEW 1M 33K –
ISHARES TR IBONDS 24 TRM TS 1M 55K –
DISNEY WALT CO COM 1M 13K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
TESLA INC COM 1M 6K –
ISHARES TR SELECT DIVID ETF 1M 10K –
MOTOROLA SOLUTIONS INC COM NEW 1M 3K –
RTX CORPORATION COM 1M 12K –
DEERE & CO COM 1M 3K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
VANGUARD INDEX FDS SMALL CP ETF 1M 5K –
NORFOLK SOUTHN CORP COM 1M 5K –
SELECT SECTOR SPDR TR ENERGY 1M 13K –
BANK AMERICA CORP COM 1M 28K –
ISHARES TR IBONDS DEC 29 1M 49K –
CONOCOPHILLIPS COM 1M 10K –
STRYKER CORPORATION COM 1M 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1M 6K –
HONEYWELL INTL INC COM 1M 5K –
DUKE ENERGY CORP NEW COM NEW 1M 10K –
JACOBS SOLUTIONS INC COM 992K 7K –
MEDPACE HLDGS INC COM 984K 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 940K 2K –
SELECT SECTOR SPDR TR FINANCIAL 936K 23K –
MASTERCARD INCORPORATED CL A 918K 2K –
TESLA INC PUT 910K – –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 888K 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 866K 5K –
SOUTHERN CO COM 778K 10K –
BRISTOL-MYERS SQUIBB CO COM 740K 18K –
SCHWAB STRATEGIC TR US TIPS ETF 738K 14K –
META PLATFORMS INC CL A 736K 1K –
ADVANCED MICRO DEVICES INC COM 728K 4K –
ISHARES TR SP SMCP600VL ETF 718K 7K –
INTUIT COM 698K 1K –
SELECT SECTOR SPDR TR INDL 694K 6K –
HALLIBURTON CO COM 688K 20K –
BOSTON SCIENTIFIC CORP COM 682K 9K –
PNC FINL SVCS GROUP INC COM 655K 4K –
BANK NEW YORK MELLON CORP COM 638K 11K –
AMERICAN FINL GROUP INC OHIO COM 635K 5K –
ISHARES SILVER TR ISHARES 634K 24K –
COCA COLA CO COM 627K 10K –
TJX COS INC NEW COM 623K 6K –
NIKE INC CL B 616K 8K –
ISHARES TR S&P 500 GRWT ETF 569K 6K –
ILLINOIS TOOL WKS INC COM 569K 2K –
ISHARES TR RUS 1000 GRW ETF 569K 2K –
ISHARES TR RUS 1000 ETF 564K 2K –
GE AEROSPACE COM NEW 560K 4K –
ROBERT HALF INC. COM 559K 9K –
NUCOR CORP COM 552K 3K –
ISHARES TR MSCI EAFE ETF 550K 7K –
MEDTRONIC PLC SHS 548K 7K –
CENCORA INC COM 543K 2K –
KLA CORP COM NEW 536K 650 –
TRAVELERS COMPANIES INC COM 531K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 522K 4K –
VERIZON COMMUNICATIONS INC COM 521K 13K –
MARVELL TECHNOLOGY INC COM 517K 7K –
ON SEMICONDUCTOR CORP COM 504K 7K –
ISHARES TR TIPS BD ETF 503K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 494K 4K –
DECKERS OUTDOOR CORP COM 487K 503 –
GENERAL DYNAMICS CORP COM 477K 2K –
ISHARES TR PFD AND INCM SEC 466K 15K –
EDWARDS LIFESCIENCES CORP COM 466K 5K –
UNITED PARCEL SERVICE INC CL B 462K 3K –
NASDAQ INC COM 453K 8K –
SCHWAB CHARLES CORP COM 453K 6K –
CHIPOTLE MEXICAN GRILL INC COM 445K 7K –
OCCIDENTAL PETE CORP COM 440K 7K –
VANGUARD WORLD FD HEALTH CAR ETF 435K 2K –
SELECT SECTOR SPDR TR SBI CONS DISCR 430K 2K –
ISHARES TR S&P 500 VAL ETF 428K 2K –
GLOBAL X FDS US INFR DEV ETF 422K 11K –
FEDEX CORP COM 414K 1K –
MARSH & MCLENNAN COS INC COM 405K 2K –
INTUITIVE SURGICAL INC COM NEW 393K 884 –
DANAHER CORPORATION COM 384K 2K –
ECOLAB INC COM 381K 2K –
PHILIP MORRIS INTL INC COM 378K 4K –
QUALCOMM INC COM 374K 2K –
ISHARES TR EXPANDED TECH 369K 4K –
MSC INDL DIRECT INC CL A 366K 5K –
LOWES COS INC COM 365K 2K –
NORTHROP GRUMMAN CORP COM 356K 816 –
ISHARES TR TRS FLT RT BD 351K 7K –
ISHARES GOLD TR ISHARES NEW 350K 8K –
MORGAN STANLEY COM NEW 342K 4K –
ISHARES TR RUS 1000 VAL ETF 331K 2K –
THE CIGNA GROUP COM 319K 965 –
KIMBERLY-CLARK CORP COM 316K 2K –
HUMANA INC COM 313K 838 –
KAYNE ANDERSON ENERGY INFRST COM 310K 30K –
CARRIER GLOBAL CORPORATION COM 305K 5K –
ZOETIS INC CL A 297K 2K –
ISHARES TR MRGSTR MD CP GRW 297K 4K –
ISHARES TR IBDS DEC28 ETF 295K 12K –
SALESFORCE INC COM 293K 1K –
LAM RESEARCH CORP COM 289K 271 –
FRANKLIN RESOURCES INC COM 285K 13K –
ZIMMER BIOMET HOLDINGS INC COM 282K 3K –
ADVANCED DRAIN SYS INC DEL COM 275K 2K –
ANALOG DEVICES INC COM 270K 1K –
BOEING CO COM 269K 1K –
GRAINGER W W INC COM 265K 294 –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 262K 5K –
ISHARES TR ISHARES SEMICDTR 261K 1K –
BORGWARNER INC COM 260K 8K –
NVIDIA CORPORATION PUT 259K – –
MICRON TECHNOLOGY INC COM 252K 2K –
MONSTER BEVERAGE CORP NEW COM 248K 5K –
SUPER MICRO COMPUTER INC COM 246K 300 –
SMUCKER J M CO COM NEW 244K 2K –
CMS ENERGY CORP COM 241K 4K –
ALTRIA GROUP INC COM 241K 5K –
ISHARES TR S&P MC 400VL ETF 240K 2K –
BECTON DICKINSON & CO COM 234K 1K –
CISCO SYS INC COM 231K 5K –
ISHARES TR RUSSELL 2000 ETF 227K 1K –
CLOROX CO DEL COM 224K 2K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 223K 4K –
ISHARES TR NATIONAL MUN ETF 220K 2K –
KROGER CO COM 219K 4K –
STARBUCKS CORP COM 216K 3K –
BANDWIDTH INC COM CL A 215K 13K –
THERMO FISHER SCIENTIFIC INC COM 214K 387 –
ISHARES TR US AER DEF ETF 211K 2K –
AMERICAN ELEC PWR CO INC COM 209K 2K –
CONSTELLATION BRANDS INC CL A 206K 800 –
GENERAL MLS INC COM 205K 3K –
BLACKROCK TAX MUNICPAL BD TR SHS 177K 11K –