INFRASTRUCTURE CAPITAL ADVISORS, LLC
Adviser information for INFRASTRUCTURE CAPITAL ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $43,000 |
| HNW Individuals | <5 | $9.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $1.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $11.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERFORMANCE-BASED ALLOCATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1325 AVENUE OF THE AMERICAS28TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-763-8335, Fax: 212-763-8304
Websites
www.infracappffr.com
www.infracapmlp.com
www.infracapfunds.com
twitter.com/infracap
www.linkedin.com/company/infracap
www.youtube.com/channel/ucqtgq4g-b4fn_w5eca7ektq?view_as=subscriber
www.facebook.com/infracap/
www.infracappffa.com
www.infracapequityincomefundetf.com/
www.instagram.com/infrastructurecapitaladvisors/
www.infracapfund.com/
www.infracapfund.com/scap
www.infracapfund.com/icap
Chief Compliance Officer
SAMUEL L. CAFFREY-AGOGLIA
GENERAL COUNSEL, DIRECTOR
1325 AVENUE OF THE AMERICAS
28TH FLOOR
NEW YORK
NY
United States
Tel:
212-763-8335
S*************@*********M
(Full email address available in API data)
Industry Affiliates
| INFRASTRUCTURE MACRO INCOME GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NGL ENERGY HOLDINGS, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INFRASTRUCTURE MACRO INCOME FUND, LP | Hedge Fund | $11.8M | $0.5M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HATFIELD, JAY, DON | Individual | – | CO-FOUNDER, MANAGER, EXECUTIVE MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT, PORTFOLIO MANAGER, AND DIRECTOR | 01/2012 | > 75% |
| RYAN, EDWARD, F. | Individual | – | CO-FOUNDER, MANAGER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER, AND DIRECTOR | 01/2012 | < 5% |
| CAFFREY-AGOGLIA, SAMUEL, LEE | Individual | – | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF RISK OFFICER, PORTFOLIO MANAGER, AND DIRECTOR | 02/2018 | < 5% |
| JOHN, MELENEY, ANDREW | Individual | – | PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, ANALYST | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AES CORP | COM | 931K | 53K | – |
| AGREE RLTY CORP | COM | 824K | 13K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 462K | 4K | – |
| ALGONQUIN PWR UTILS CORP | COM | 1M | 237K | – |
| ALGONQUIN PWR UTILS CORP | COM | 12M | 2M | Virtus ETF Advisers LLC |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 1M | 41K | – |
| ALTRIA GROUP INC | COM | 1M | 27K | – |
| AMAZON COM INC | COM | 2M | 10K | – |
| AMERICAN TOWER CORP NEW | COM | 314K | 2K | – |
| AMGEN INC | COM | 234K | 750 | – |
| APOLLO GLOBAL MGMT INC | SER A MAND CNV | 571K | 9K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 666K | 5K | – |
| AT&T INC | COM | 945K | 49K | – |
| BANK AMERICA CORP | COM | 2M | 39K | – |
| BLOOMIN BRANDS INC | COM | 1M | 69K | – |
| BOSTON PROPERTIES INC | COM | 2M | 39K | – |
| BRAEMAR HOTELS & RESORTS INC | 5.5 CUM CV PFD B | 5M | 385K | Virtus ETF Advisers LLC |
| BROADCOM INC | COM | 824K | 513 | – |
| CHENIERE ENERGY INC | COM NEW | 7M | 42K | Virtus ETF Advisers LLC |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 23M | 471K | Virtus ETF Advisers LLC |
| CHEVRON CORP NEW | COM | 2M | 11K | – |
| CITIGROUP INC | COM NEW | 3M | 45K | – |
| COCA COLA CO | COM | 484K | 8K | – |
| CROWN CASTLE INC | COM | 587K | 6K | – |
| DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 9M | 210K | Virtus ETF Advisers LLC |
| DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 114K | 3K | – |
| DIGITAL RLTY TR INC | COM | 1M | 7K | – |
| DOMINION ENERGY INC | COM | 470K | 10K | – |
| DOW INC | COM | 2M | 29K | – |
| DUKE ENERGY CORP NEW | COM NEW | 852K | 9K | – |
| EDISON INTL | COM | 840K | 12K | – |
| EMERSON ELEC CO | COM | 222K | 2K | – |
| ENBRIDGE INC | COM | 1M | 37K | – |
| ENBRIDGE INC | COM | 2M | 50K | Virtus ETF Advisers LLC |
| ENERGY TRANSFER L P | COM UT LTD PTN | 68M | 4M | Virtus ETF Advisers LLC |
| ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 89K | – |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 32M | 2M | Virtus ETF Advisers LLC |
| ENTERPRISE PRODS PARTNERS L | COM | 62M | 2M | Virtus ETF Advisers LLC |
| EPR PPTYS | PFD C CV 5.75% | 2M | 82K | Virtus ETF Advisers LLC |
| EPR PPTYS | CONV PFD 9% SR E | 13M | 458K | Virtus ETF Advisers LLC |
| EPR PPTYS | CONV PFD 9% SR E | 248K | 9K | – |
| EQUINIX INC | COM | 2M | 3K | – |
| ETFIS SER TR I | VIRTUS INFRCAP | 10M | 473K | – |
| ETFIS SER TR I | INFRAC ACT MLP | 2M | 39K | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 1M | 14K | – |
| FIFTH THIRD BANCORP | COM | 547K | 15K | – |
| GAMING & LEISURE PPTYS INC | COM | 313K | 7K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 11M | 773K | Virtus ETF Advisers LLC |
| GLOBAL NET LEASE INC | COM NEW | 257K | 35K | – |
| GLOBAL PARTNERS LP | COM UNITS | 4M | 90K | Virtus ETF Advisers LLC |
| GOLDMAN SACHS GROUP INC | COM | 4M | 8K | – |
| HEALTHCARE RLTY TR | CL A COM | 414K | 25K | – |
| HESS MIDSTREAM LP | CL A SHS | 18M | 493K | Virtus ETF Advisers LLC |
| HEWLETT PACKARD ENTERPRISE C | COM | 274K | 13K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 376K | 2K | – |
| IRON MTN INC DEL | COM | 288K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 6K | – |
| JOHNSON & JOHNSON | COM | 2M | 15K | – |
| JPMORGAN CHASE & CO. | COM | 600K | 3K | – |
| KILROY RLTY CORP | COM | 2M | 52K | – |
| KIMCO RLTY CORP | DP CV CL N 7.25% | 6M | 116K | Virtus ETF Advisers LLC |
| KINDER MORGAN INC DEL | COM | 636K | 32K | – |
| KINDER MORGAN INC DEL | COM | 4M | 206K | Virtus ETF Advisers LLC |
| KRAFT HEINZ CO | COM | 1M | 33K | – |
| LXP INDUSTRIAL TRUST | PFD CONV SER C | 1M | 28K | Virtus ETF Advisers LLC |
| MARATHON PETE CORP | COM | 7M | 39K | Virtus ETF Advisers LLC |
| MCDONALDS CORP | COM | 557K | 2K | – |
| MORGAN STANLEY | COM NEW | 3M | 32K | – |
| MPLX LP | COM UNIT REP LTD | 69M | 2M | Virtus ETF Advisers LLC |
| MPLX LP | COM UNIT REP LTD | 2M | 41K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 1M | 46K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 3M | 131K | Virtus ETF Advisers LLC |
| NEW YORK CMNTY CAP TR V | UNIT 05/07/2051 | 685K | 21K | Virtus ETF Advisers LLC |
| NEXTERA ENERGY INC | UNIT 09/01/2025 | 18M | 437K | Virtus ETF Advisers LLC |
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 6M | 125K | Virtus ETF Advisers LLC |
| NEXTERA ENERGY INC | UNIT 09/01/2025 | 318K | 8K | – |
| NORTHWEST NAT HLDG CO | COM | 379K | 11K | – |
| NVIDIA CORPORATION | COM | 309K | 2K | – |
| ONEOK INC NEW | COM | 7M | 89K | Virtus ETF Advisers LLC |
| PHILIP MORRIS INTL INC | COM | 2M | 19K | – |
| PHILLIPS 66 | COM | 2M | 12K | Virtus ETF Advisers LLC |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 71M | 4M | Virtus ETF Advisers LLC |
| REALTY INCOME CORP | COM | 688K | 13K | – |
| REXFORD INDL RLTY INC | COM | 1M | 23K | – |
| RLJ LODGING TR | CUM CONV PFD A | 26M | 1M | Virtus ETF Advisers LLC |
| RLJ LODGING TR | CUM CONV PFD A | 1M | 45K | – |
| SERIES PORTFOLIOS TR | INFRACAP SMALL C | 412K | 12K | – |
| SERIES PORTFOLIOS TR | INFRACAP EQUITY | 723K | 29K | – |
| SIMON PPTY GROUP INC NEW | COM | 600K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 54M | 100K | – |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 904K | 48K | Virtus ETF Advisers LLC |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 60M | 1M | Virtus ETF Advisers LLC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 261K | 2K | – |
| TARGA RES CORP | COM | 2M | 16K | Virtus ETF Advisers LLC |
| TC ENERGY CORP | COM | 248K | 7K | – |
| TC ENERGY CORP | COM | 2M | 50K | Virtus ETF Advisers LLC |
| UGI CORP NEW | COM | 15M | 658K | Virtus ETF Advisers LLC |
| UGI CORP NEW | COM | 1M | 48K | – |
| UNITEDHEALTH GROUP INC | COM | 540K | 1K | – |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 4M | 171K | Virtus ETF Advisers LLC |
| VALERO ENERGY CORP | COM | 5M | 32K | Virtus ETF Advisers LLC |
| VERIZON COMMUNICATIONS INC | COM | 294K | 7K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 839K | 95K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 62M | 2M | Virtus ETF Advisers LLC |
| WILLIAMS COS INC | COM | 2M | 35K | Virtus ETF Advisers LLC |
| WILLIAMS COS INC | COM | 6K | 131 | – |