SPRINGHOUSE CAPITAL MANAGEMENT, LP
Adviser information for SPRINGHOUSE CAPITAL MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $192.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $192.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $192.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
18 BURR FARMS ROADWESTPORT
CT
United States
Monday - Friday, 9-5
Tel: 212-319-2570, Fax: 212-319-4419
Chief Compliance Officer
BRIAN GAINES
MANAGING MEMBER
18 BURR FARMS ROAD
WESTPORT
CT
United States
Tel:
212-319-2570
Fax:
212-319-4419
B******@*********************M
(Full email address available in API data)
Industry Affiliates
| CARGO INVESTMENT MANAGEMENT IM GP, LLC | Sponsor or syndicator of limited partnerships |
| CARGO INVESTMENT MANAGEMENT, L.P. | Other investment adviser, including financial planners |
| CARGO PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRINGHOUSE ASSET MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRINGHOUSE CAPITAL (U.S.), L.P. | Hedge Fund | $192.1M | $2.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAINES, BRIAN, SCOTT | Individual | – | LIMITED PARTNER, MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF COMPLIANCE OFFICER | 10/2003 | > 75% |
| GOTHAM ADVISERS, LLC | Domestic Entity | – | LIMITED PARTNER | 10/2003 | 10-25% |
| SPRINGHOUSE CAPITAL MANAGEMENT G.P., LLC | Domestic Entity | – | GENERAL PARTNER | 10/2003 | < 5% |
| GREENBLATT, JOEL, MICHAEL | Individual | GOTHAM ADVISERS, LLC | MANAGING MEMBER | 10/2003 | 25-50% |
| GOLDSTEIN, ROBERT, LAURENCE | Individual | GOTHAM ADVISERS, LLC | MEMBER | 10/2003 | 25-50% |
| GAINES, BRIAN, SCOTT | Individual | SPRINGHOUSE CAPITAL MANAGEMENT G.P., LLC | MANAGING MEMBER | 10/2003 | 50-75% |
| GAINES, LEWIS | Individual | SPRINGHOUSE CAPITAL MANAGEMENT G.P., LLC | MEMBER | 10/2003 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1M | 17K | – |
| ALTISOURCE PORTFOLIO SOLNS S | REG SHS | 172K | 43K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 559K | 70K | – |
| BRIGHTCOVE INC | COM | 142K | 43K | – |
| BURFORD CAP LTD | ORD SHS | 2M | 142K | – |
| CITIGROUP INC | COM NEW | 9M | 214K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 2M | 108K | – |
| EXPEDIA GROUP INC | COM NEW | 4M | 34K | – |
| FARMER BROS CO | COM | 88K | 34K | – |
| G WILLI FOOD INTL LTD | ORD | 7M | 636K | – |
| GENESIS ENERGY L P | UNIT LTD PARTN | 1M | 104K | – |
| GLOBAL INDEMNITY GROUP LLC | COM CL A | 3M | 102K | – |
| ICAD INC | COM NEW | 83K | 40K | – |
| PURPLE INNOVATION INC | COM | 44K | 26K | – |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 524K | 82K | – |
| THE BEAUTY HEALTH COMPANY | COM CL A | 290K | 48K | – |
| THE REALREAL INC | COM | 361K | 171K | – |
| THE REALREAL INC | NOTE 3.000% 6/1 | 5M | – | – |
| THE REALREAL INC | NOTE 1.000% 3/0 | 17M | – | – |
| UBS GROUP AG | SHS | 505K | 21K | – |
| VIATRIS INC | COM | 690K | 70K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 910K | 57K | – |