Hedge Fund Database

LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT

LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. Legal Name

Adviser information for LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 606 $190.5M
Non-Discretionary 0 $0
Total 606 $190.5M

Clients

Type Number RAUM
Individuals 107 $41.5M
HNW Individuals 74 $145.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.9M
Charitable organizations <5 $373,290
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 190.5M
Portfolio Manager to Program Sponsor
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT WRAP PROGRAM LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-79965
SEC ERA File Number 801-79965
SEC CIK Numbers 1710666
SEC CRD Numbers 171967
Legal Entity Identifier None

Principal Office

900 LANIDEX PLAZA - SUITE 110
PARSIPPANY
NJ
United States
Monday - Friday, 9-5
Tel: 973-599-0400, Fax: 973-599-0401

Websites

www.leichtwealth.com www.linkedin.com/company/leicht-financial-planning-wealth-management/ www.facebook.com/leichtwealth

Chief Compliance Officer

ANDREW LEICHT
CHIEF EXECUTIVE OFFICER
900 LANIDEX PLAZA - SUITE 110
PARSIPPANY
NJ
United States
Tel: 973-599-0400
Fax: 973-599-0401
(Full email address available in API data)

Regulatory Contact

BOBBIE SIEMERS
ASSOCIATE
900 LANIDEX PLAZA - SUITE 110
PARSIPPANY
NJ
United States
Tel: 973-599-0400
Fax: 973-599-0401
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEICHT, ANDREW, JAMES Individual – CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 06/2014 > 75%

No. Employees, Historic

105020192020202120222023202420255 on 4/16/20195 on 3/27/20205 on 6/30/20205 on 7/1/20205 on 7/1/20205 on 1/11/20215 on 2/12/20215 on 3/25/20215 on 3/31/20215 on 10/18/20215 on 3/24/20225 on 5/6/20225 on 3/31/20235 on 3/29/2024

RAUM, Historic

200M100M02019202020212022202320242025134258887 on 4/16/2019146797545 on 3/27/2020146797545 on 6/30/2020146797545 on 7/1/2020146797545 on 7/1/2020146797545 on 1/11/2021146797545 on 2/12/2021160847262 on 3/25/2021160847262 on 3/31/2021160847262 on 10/18/2021187755541 on 3/24/2022187755541 on 5/6/2022173668995 on 3/31/2023190526279 on 3/29/2024

No. Clients, Historic

20010002019202020212022202320242025142 on 4/16/2019166 on 3/27/2020166 on 6/30/2020166 on 7/1/2020166 on 7/1/2020166 on 1/11/2021166 on 2/12/2021158 on 3/25/2021158 on 3/31/2021158 on 10/18/2021168 on 3/24/2022168 on 5/6/2022169 on 3/31/2023181 on 3/29/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR QUALITY DIVRSFED 429K 9K –
APPLE INC COM 2M 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 452K 1K –
GLOBAL X FDS US PFD ETF 4M 199K –
SELECT SECTOR SPDR TR COMMUNICATION 5M 54K –
SELECT SECTOR SPDR TR ENERGY 5M 55K –
SELECT SECTOR SPDR TR FINANCIAL 5M 112K –
SELECT SECTOR SPDR TR INDL 5M 37K –
SELECT SECTOR SPDR TR TECHNOLOGY 9M 38K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 16M 455K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 5M 123K –
SPDR SER TR PORT MTG BK ETF 16M 751K –
SPDR SER TR PORTFLI INTRMDIT 23M 834K –
SPDR SER TR PORTFOLIO INTRMD 9M 291K –
SPDR SER TR PORTFOLIO S&P400 6M 107K –
SPDR SER TR PORTFOLIO S&P600 16M 376K –
SPDR SER TR PRTFLO S&P500 GW 43M 532K –
SPDR SER TR PRTFLO S&P500 VL 20M 417K –
WISDOMTREE TR US SMALLCAP FUND 204K 4K –