RAVEN CAPITAL MANAGEMENT LLC
Adviser information for RAVEN CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.6B |
| Non-Discretionary | 1 | $31.0M |
| Total | 10 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.6B |
| Pension and profit sharing plans | <5 | $31.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79980 |
|---|---|
| SEC ERA File Number | 801-79980 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164755 |
| Legal Entity Identifier | None |
Principal Office
75 SPRING STREET6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-966-7926, Fax: 212-226-7836
Chief Compliance Officer
KIMBERLY L. WILLIAMS
ONE METLIFE WAY
WHIPPANY
NJ
United States
Tel:
(973) 307-5489
Fax:
(212) 226-7836
K****************@**********M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER C. FELICE
CHIEF FINANCIAL OFFICER
75 SPRING STREET
6TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 966-7926
Fax:
(212) 226-7836
C****@**********M
(Full email address available in API data)
Industry Affiliates
| METLIFE INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| METLIFE INVESTMENTS SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RAVEN CAPITAL MANAGEMENT GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| RAVEN CAPITAL MANAGEMENT GP IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| RAVEN CAPITAL MANAGEMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCM CF II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAVEN ASSET-BASED CREDIT (ONSHORE) FUND II LP | Private Equity Fund | $312.8M | $5.0M | 8 |
| RAVEN ASSET-BASED CREDIT FUND I LP | Private Equity Fund | $269.4M | $1.0M | 12 |
| RAVEN ASSET-BASED CREDIT FUND II LP | Private Equity Fund | $70.4M | $5.0M | 2 |
| RAVEN ASSET-BASED OPPORTUNITY FUND III LP | Private Equity Fund | $271.2M | $1.0M | 29 |
| RAVEN ASSET-BASED OPPORTUNITY FUND IV LP | Private Equity Fund | $60.1M | $5.0M | 15 |
| RAVEN ASSET-BASED OPPORTUNITY OFFSHORE FUND III LP | Private Equity Fund | $48.8M | $1.0M | 19 |
| RAVEN ASSET-BASED OPPORTUNITY OFFSHORE FUND IV LP | Private Equity Fund | $36.3M | $5.0M | 6 |
| RAVEN EVERGREEN CREDIT FUND II LP | Private Equity Fund | $22.2M | $5.0M | 2 |
| RAVEN SENIOR LOAN FUND LLC | Securitized Asset Fund | $535.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, DIMITRI, STEVEN | Individual | – | PRINCIPAL AND PORTFOLIO MANAGER | 03/2021 | < 5% |
| GREEN, JOSHUA, ALAN | Individual | – | PRESIDENT AND MANAGING MEMBER | 09/2008 | < 5% |
| TUCKER, JEREMY, MICHAEL | Individual | – | MANAGING DIRECTOR | 09/2008 | < 5% |
| FELICE, CHRISTOPHER, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER | 05/2014 | < 5% |
| METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC | Domestic Entity | – | SOLE OWNER | 03/2023 | > 75% |
| METLIFE, INC. | Domestic Entity | METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC | SOLE OWNER | 09/2017 | > 75% |
| WILLIAMS, KIMBERLY, LORENE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |