IDFC ASSET MANAGEMENT COMPANY LIMITED
Adviser information for IDFC ASSET MANAGEMENT COMPANY LIMITED last updated from Form ADV on May 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 348 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $13.8B |
| Non-Discretionary | 0 | $0 |
| Total | 77 | $13.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $5.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $13.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $901,662 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-79981 |
|---|---|
| SEC ERA File Number | 801-79981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170336 |
| Legal Entity Identifier | None |
Principal Office
ONE WORLD CENTRE, 6TH FLOORJUPITER MILLS COMPOUND, 841, SENAPATI BAPAT MARG
MUMBAI
India
Monday - Friday, 9:30 A.M. - 6:30 P.M. IST
Tel: 22-6628-9999 EXTN: 22737, Fax: 22-2421-5051
Chief Compliance Officer
SANJAY LAKRA
HEAD - LEGAL & COMPLIANCE
ONE WORLD CENTRE, 6TH FLOOR
JUPITER MILLS COMPOUND, 841, SENAPATI BAPAT MARG
MUMBAI
India
Tel:
022-43422737
Fax:
022-24215051
S***********@*************M
(Full email address available in API data)
Regulatory Contact
RASHMI RANADE
AVP - LEGAL & COMPLIANCE
ONE WORLD CENTRE, 6TH FLOOR
JUPITER MILLS COMPOUND, 841, SENAPATI BAPAT MARG
MUMBAI
India
Tel:
022-43422752
R************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAKRA, SANJAY | Individual | – | HEAD - LEGAL & COMPLIANCE, CHIEF COMPLIANCE OFFICE | 03/2009 | < 5% |
| ARYAMANE, SUNIL, LAXMIKANT | Individual | – | ASSOCIATE DIRECTOR - CUSTOMER SERVICE | 10/2001 | < 5% |
| Mittal, Nitin | Individual | – | INDEPENDENT DIRECTOR | 01/2023 | < 5% |
| Arha, Karni, Singh | Individual | – | ASSOCIATE DIRECTOR | 01/2023 | < 5% |
| Sen, Atanu | Individual | – | ASSOCIATE DIRECTOR | 01/2023 | < 5% |
| Sood, Pankaj | Individual | – | ASSOCIATE DIRECTOR | 01/2023 | < 5% |
| Singhal, Ankit | Individual | – | ASSOCIATE DIRECTOR | 01/2023 | < 5% |
| Sen, Bhaskar | Individual | – | INDEPENDENT DIRECTOR | 01/2023 | < 5% |
| Mahalingam, Gurumoorthy | Individual | – | INDEPENDENT DIRECTOR | 01/2023 | < 5% |
| Mishra, Rajendra | Individual | – | SHAREHOLDER | 01/2023 | < 5% |
| M/S INFINITY PARTNERS | Foreign Entity | – | SHAREHOLDER | 01/2023 | < 5% |
| BANDHAN FINANCIAL HOLDINGS LIMITED AND ITS NOMINEES | Foreign Entity | – | SHAREHOLDER | 01/2023 | 50-75% |
| LATHE INVESTMENT PTE. LTD. | Foreign Entity | – | SHAREHOLDER | 01/2023 | 10-25% |
| TANGERINE INVESTMENTS LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2023 | 10-25% |
| Dias, Nandini | Individual | – | INDEPENDENT DIRECTOR | 05/2023 | < 5% |
| DEFATI INVESTMENTS HOLDING B.V. | Foreign Entity | – | SHAREHOLDER | 03/2023 | < 5% |
| BANDHAN FINANCIAL SERVICES LIMITED | Foreign Entity | BANDHAN FINANCIAL HOLDINGS LIMITED AND ITS NOMINEES | SHAREHOLDER | 11/2014 | > 75% |