USCF ADVISERS
USCF ADVISERS LLC Legal Name
Adviser information for USCF ADVISERS last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $261.6M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $261.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $261.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 86 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1850 MT. DIABLO BLVD.SUITE 640
WALNUT CREEK
CA
United States
Monday - Friday, 9AM-5PM
Tel: 510-522-9600, Fax: 510-522-9604
Chief Compliance Officer
KENNETH A. KALINA
CHIEF COMPLIANCE OFFICER
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
312-404-0030
K******@******************M
(Full email address available in API data)
Regulatory Contact
DAPHNE FRYDMAN
CHIEF LEGAL OFFICER
1850 MT. DIABLO BLVD.
SUITE 640
WALNUT CREEK
CA
United States
Tel:
510-227-2072
Fax:
510-522-9604
D*******@******************M
(Full email address available in API data)
Industry Affiliates
| MARYGOLD & CO. ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
| TIGER FINANCIAL & ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| UNITED STATES COMMODITY FUNDS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GERBER, NICHOLAS, DANIEL | Individual | – | DIRECTOR & VICE PRESIDENT | 06/2013 | < 5% |
| NGIM, ANDREW, F | Individual | – | DIRECTOR | 12/2016 | < 5% |
| CRUMBAUGH, STUART | Individual | – | CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER | 05/2015 | < 5% |
| LOVE, JOHN, PARISH | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 12/2016 | < 5% |
| USCF INVESTMENTS, INC. | Domestic Entity | – | OWNER | 06/2013 | > 75% |
| Frydman, Daphne | Individual | – | CHIEF LEGAL OFFICER | 05/2018 | < 5% |
| KALINA, KENNETH, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| MARYGOLD COMPANIES, INC. | Domestic Entity | USCF INVESTMENTS, INC. | SHAREHOLDER | 12/2016 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALBEMARLE CORP | Common | 19K | 200 | – |
| GRAFTECH INTERNATIONAL LTD | Common | 9K | 10K | – |
| MP MATERIALS CORP | Common | 9K | 700 | – |
| QUIMICA Y MINERA CHIL-SP ADR | ADR | 16K | 400 | – |
| VALE SA-SP ADR | ADR | 1K | 100 | – |
| ARCADIUM LITHIUM PLC | ADR | 11K | 3K | – |
| TRONOX HOLDINGS PLC | Common | 3K | 200 | – |
| ARRAY TECHNOLOGIES INC | Common | 13K | 1K | – |
| BROOKFIELD RENEWABLE COR-A | Common | 20K | 700 | – |
| CANADIAN SOLAR INC | Common | 22K | 2K | – |
| DAQO NEW ENERGY CORP-ADR | ADR | 9K | 600 | – |
| ENPHASE ENERGY INC | Common | 10K | 100 | – |
| FTC SOLAR INC | Common | 2K | 6K | – |
| FIRST SOLAR INC | Common | 45K | 200 | – |
| HEXCEL CORP | Common | 6K | 100 | – |
| JINKOSOLAR HOLDING CO LTD ADR | ADR | 10K | 500 | – |
| NEXTERA ENERGY INC | Common | 14K | 200 | – |
| ORMAT TECHNOLOGIES INC | Common | 7K | 100 | – |
| SUNRUN INC | Common | 27K | 2K | – |
| USCF SUST BATTERY METAL FUND | Common | 723K | 50K | – |
| RENEW ENERGY GLOBAL PLC-A | Common | 16K | 3K | – |
| MAXEON SOLAR TECHNOLOGIE | Common | 3K | 3K | – |