CAPITAL Z ASSET MANAGEMENT, LLC
Adviser information for CAPITAL Z ASSET MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $222.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $222.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $222.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-79988 |
|---|---|
| SEC ERA File Number | 801-79988 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162210 |
| Legal Entity Identifier | None |
Principal Office
16197 CABERNET DRIVEDELRAY BEACH
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 646-469-8046, Fax: None
Chief Compliance Officer
JEFFREY BERGMAN
MEMBER OF THE BOARD OF MANAGERS
16197 CABERNET DRIVE
DELRAY BEACH
FL
United States
Tel:
646-469-8046
J***********@***********M
(Full email address available in API data)
Industry Affiliates
| CZ HEDGE MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PAINE SCHWARTZ PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FP III ECI HOLDCO, LLC | Domestic Entity | – | MEMBER | 01/2008 | 50-75% |
| PAINE, WILLIAM, DEXTER | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 01/2008 | < 5% |
| PAINE & PARTNERS CAPITAL FUND III CZ II, L.P | Foreign Entity | FP III ECI HOLDCO, LLC | MEMBER | 03/2008 | 25-50% |
| PAINE & PARTNERS CAPITAL FUND III GP, L.P | Domestic Entity | PAINE & PARTNERS CAPITAL FUND III CZ II, L.P. | GENERAL PARTNER | 03/2008 | |
| PAINE & PARTNERS CAPITAL FUND III CZ I BLOCKER, LTD | Foreign Entity | FP III ECI HOLDCO, LLC | MEMBER | 01/2008 | 50-75% |
| PAINE & PARTNERS CAPITAL FUND III CZ I, L.P. | Foreign Entity | PAINE & PARTNERS CAPITAL FUND III CZ I BLOCKER, LTD | SOLE SHAREHOLDER | 12/2007 | > 75% |
| PAINE & PARTNERS CAPITAL FUND III GP, L.P. | Domestic Entity | PAINE & PARTNERS CAPITAL FUND III CZ I, L.P. | GENERAL PARTNER | 12/2007 | |
| PAINE & PARTNERS CAPITAL FUND III GP, LTD. | Domestic Entity | PAINE & PARTNERS CAPITAL FUND III GP, L.P. | GENERAL PARTNER | 03/2006 | |
| MEYER, ROBERT, MONK | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 02/2020 | < 5% |
| K SQUARE CANADA LIMITED | Foreign Entity | – | MEMBER | 01/2023 | 25-50% |
| BERGMAN, JEFFREY | Individual | – | CHIEF COMPLIANCE OFFICER / MEMBER OF THE BOARD OF MANAGERS | 09/2022 | < 5% |
| K SQUARE HOLDINGS LIMITED | Foreign Entity | K SQUARE CANADA LIMITED | MEMBER | 01/2023 | > 75% |