Hedge Fund Database

SYMPHONY FINANCIAL, LTD. CO.

Adviser information for SYMPHONY FINANCIAL, LTD. CO. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 34
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 18
Registered State Investment Advisers 19
Licensed Agents of an Insurance Company 17
No. of Firms/People that Solicit Clients 9

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,600 $861.0M
Non-Discretionary 0 $0
Total 2,600 $861.0M

Clients

Type Number RAUM
Individuals 977 $163.6M
HNW Individuals 806 $665.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $518,895
Charitable organizations <5 $4.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $26.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 177.8M
Portfolio Manager 177.8M
Both for Same 177.8M
Portfolio Manager to Program Sponsor
SYMPHONY MANAGEMENT PORTFOLIO II SYMPHONY FINANCIAL, LTD. CO.

Identifiers

SEC RIA File Number 801-79989
SEC ERA File Number 801-79989
SEC CIK Numbers 1800687
SEC CRD Numbers 171816
Legal Entity Identifier None

Principal Office

4295 SAN FELIPE
SUITE 300
HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 281-272-6800, Fax: 281-626-1671

Websites

www.shankwm.com www.greensagegroup.com www.symphonyplanning.com linkedin.com/in/pilotmoney/ arsprivatewealth.com www.youtube.com/channel/uc08slwnfxaksmlw0mgc-f_w linkedin.com/in/amber-walker-148812b2/ linkedin.com/in/andrewnoak/ linkedin.com/in/billearlshank/ www.linkedin.com/in/brenda-jackson-a2b458264/ www.linkedin.com/company/symphony-financial-ltd.-co.-a-registered-investment-advisor/mycompany/ www.linkedin.com/company/dogwood-capital-advisors/ www.linkedin.com/company/pilotmoney/ linkedin.com/in/christian-smaistrla-08b88270/ www.linkedin.com/company/acropolis-capital-partners/about/ www.linkedin.com/company/shank-wealth-management/ linkedin.com/in/davidamoeller/ linkedin.com/in/dennisgreensage/ linkedin.com/in/drew-burgoyne-cfa-cpa-1330b43/ linkedin.com/in/elridge-nick-bollich-477379139/ linkedin.com/in/gary-greensage-8bbba335/ linkedin.com/in/glenda-toon-aif�-967b8812/ twitter.com/4sym www.linkedin.com/in/joshequitableadvisors/ www.linkedin.com/in/justin-purvis-b09445107/ www.linkedin.com/in/kyle-fritz23/ www.linkedin.com/in/reagan-newton/ www.linkedin.com/in/ryan-corkran-30b48b1a9/ www.facebook.com/symphonyfinancialltdco/ www.linkedin.com/in/samersalha/ www.linkedin.com/in/carrburgoyne/ twitter.com/acropoliscp twitter.com/shankwm www.facebook.com/dogwoodca www.facebook.com/pilotmoney/ www.facebook.com/apexwrm/ www.facebook.com/shankwm/ www.facebook.com/the-greensage-group-438763189487793/ www.instagram.com/acropoliscp/ www.4-sf.com www.dogwoodca.com pilotmoney.com www.acropoliscp.com www.bollichwm.com

Chief Compliance Officer

W. CARR BURGOYNE, JR.
PRESIDENT
4295 SAN FELIPE
SUITE 300
HOUSTON
TX
United States
Tel: 281-272-6800
Fax: 281-272-6807
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURGOYNE, WALLACE, CARR Individual – PRESIDENT, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 05/2014 > 75%
WALKER, AMBER, RENE Individual – CHIEF OPERATING OFFICER 05/2014 < 5%
MOELLER, DAVID, ALAN Individual – CHIEF INVESTMENT OFFICER 08/2015 < 5%

No. Employees, Historic

40200201920202021202220232024202518 on 4/12/201918 on 10/9/201918 on 12/16/201918 on 1/14/202018 on 5/5/202018 on 6/11/202018 on 6/23/202028 on 1/22/202128 on 1/22/202128 on 3/15/202128 on 3/17/202128 on 10/22/202128 on 10/27/202128 on 2/4/202229 on 2/7/202229 on 3/31/202229 on 9/7/202229 on 10/7/202234 on 2/24/202334 on 5/9/202334 on 5/23/202334 on 5/23/202334 on 8/30/202334 on 10/11/202334 on 10/11/202334 on 1/5/202434 on 2/28/202434 on 3/4/202434 on 3/5/2024

RAUM, Historic

900M450M02019202020212022202320242025241463184 on 4/12/2019241463184 on 10/9/2019241463184 on 12/16/2019327634031 on 1/14/2020327634031 on 5/5/2020327634031 on 6/11/2020327634031 on 6/23/2020453000800 on 1/22/2021453000800 on 1/22/2021453000800 on 3/15/2021453000800 on 3/17/2021453000800 on 10/22/2021453000800 on 10/27/2021453000800 on 2/4/2022565442438 on 2/7/2022565442438 on 3/31/2022565442438 on 9/7/2022565442438 on 10/7/2022616419585 on 2/24/2023616419585 on 5/9/2023616419585 on 5/23/2023616419585 on 5/23/2023616419585 on 8/30/2023616419585 on 10/11/2023616419585 on 10/11/2023616419585 on 1/5/2024774479848 on 2/28/2024860973427 on 3/4/2024860973427 on 3/5/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025492 on 4/12/2019492 on 10/9/2019492 on 12/16/2019543 on 1/14/2020543 on 5/5/2020543 on 6/11/2020543 on 6/23/2020850 on 1/22/2021850 on 1/22/2021850 on 3/15/2021850 on 3/17/2021850 on 10/22/2021850 on 10/27/2021850 on 2/4/2022985 on 2/7/2022985 on 3/31/2022985 on 9/7/2022985 on 10/7/20221157 on 2/24/20231157 on 5/9/20231157 on 5/23/20231157 on 5/23/20231157 on 8/30/20231157 on 10/11/20231157 on 10/11/20231157 on 1/5/20241686 on 2/28/20241801 on 3/4/20241801 on 3/5/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 3M 8K –
EATON CORP PLC SHS 486K 2K –
LINDE PLC SHS 205K 465 –
TRANSOCEAN LTD REGISTERED SHS 52K 10K –
LYONDELLBASELL INDUSTRIES N SHS - A - 563K 6K –
NXP SEMICONDUCTORS N V COM 244K 915 –
AT&T INC COM 2M 102K –
AST SPACEMOBILE INC COM CL A 365K 32K –
ABBOTT LABS COM 807K 8K –
ABBVIE INC COM 2M 13K –
ADOBE INC COM 3M 6K –
ADVANCED MICRO DEVICES INC COM 295K 2K –
AIR PRODS & CHEMS INC COM 758K 3K –
ALPHABET INC CAP STK CL C 5M 28K –
ALPHABET INC CAP STK CL A 6M 33K –
ALTRIA GROUP INC COM 6M 138K –
AMAZON COM INC COM 14M 72K –
AMBEV SA SPONSORED ADR 23K 11K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 563K 9K –
AMERICAN CENTY ETF TR INTL EQT ETF 10M 162K –
AMERICAN CENTY ETF TR US SML CP VALU 13M 151K –
AMERICAN ELEC PWR CO INC COM 247K 3K –
AMERICAN EXPRESS CO COM 2M 7K –
AMERICAN TOWER CORP NEW COM 465K 2K –
AMGEN INC COM 3M 9K –
AMPHENOL CORP NEW CL A 269K 4K –
ANALOG DEVICES INC COM 234K 1K –
APPLE INC COM 17M 78K –
APPLIED MATLS INC COM 607K 3K –
AUTOMATIC DATA PROCESSING IN COM 307K 1K –
BANK AMERICA CORP COM 244K 6K –
BARRICK GOLD CORP COM 258K 15K –
BAXTER INTL INC COM 292K 9K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K –
BLACKROCK INC COM 311K 398 –
BLACKSTONE INC COM 219K 2K –
BOEING CO COM 531K 3K –
BOOKING HOLDINGS INC COM 315K 79 –
BRISTOL-MYERS SQUIBB CO COM 536K 13K –
BROADCOM INC COM 8M 5K –
CME GROUP INC COM 946K 5K –
CSW INDUSTRIALS INC COM 320K 1K –
CARDINAL HEALTH INC COM 674K 7K –
CARRIER GLOBAL CORPORATION COM 810K 13K –
CATERPILLAR INC COM 2M 6K –
CHEVRON CORP NEW COM 4M 27K –
CISCO SYS INC COM 635K 13K –
CITIGROUP INC COM NEW 228K 4K –
COCA COLA CO COM 2M 24K –
COMCAST CORP NEW CL A 680K 18K –
COMMSCOPE HLDG CO INC COM 11K 10K –
CONOCOPHILLIPS COM 203K 2K –
CONSOLIDATED EDISON INC COM 1M 16K –
CONSTELLATION ENERGY CORP COM 477K 2K –
COSTCO WHSL CORP NEW COM 6M 7K –
CROWDSTRIKE HLDGS INC CL A 494K 1K –
CULLEN FROST BANKERS INC COM 341K 3K –
CUMMINS INC COM 1M 4K –
DELL TECHNOLOGIES INC CL C 300K 2K –
DEVON ENERGY CORP NEW COM 376K 8K –
DIAMONDBACK ENERGY INC COM 943K 5K –
DIGITAL RLTY TR INC COM 2M 15K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 1M 32K –
DOW INC COM 566K 11K –
DUKE ENERGY CORP NEW COM NEW 2M 18K –
ETF SER SOLUTIONS MCELHENNY SHEFLD 292K 10K –
EMERSON ELEC CO COM 299K 3K –
EXTRA SPACE STORAGE INC COM 1M 9K –
EXXON MOBIL CORP COM 9M 79K –
FS KKR CAP CORP COM 601K 30K –
META PLATFORMS INC CL A 3M 5K –
FASTENAL CO COM 756K 12K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 846K 14K –
FORTINET INC COM 468K 8K –
FUELCELL ENERGY INC COM 7K 11K –
GENERAL DYNAMICS CORP COM 2M 6K –
GE AEROSPACE COM NEW 241K 2K –
GENERAL MLS INC COM 466K 7K –
GILEAD SCIENCES INC COM 338K 5K –
GSK PLC SPONSORED ADR 320K 8K –
GOLDMAN SACHS GROUP INC COM 236K 524 –
HEICO CORP NEW COM 239K 1K –
HOME DEPOT INC COM 5M 14K –
HONEYWELL INTL INC COM 868K 4K –
ILLINOIS TOOL WKS INC COM 1M 5K –
ILLUMINA INC COM 323K 3K –
INSPERITY INC COM 287K 3K –
INTERNATIONAL PAPER CO COM 1M 26K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
INTUIT COM 1M 2K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 8M 128K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 890K 14K –
IRON MTN INC DEL COM 1M 16K –
ISHARES TR CORE S&P TTL STK 785K 7K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR MSCI EAFE ETF 352K 4K –
ISHARES TR CORE S&P MCP ETF 15M 254K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUSSELL 2000 ETF 13M 65K –
ISHARES TR CORE S&P US VLU 9M 107K –
ISHARES TR CORE S&P US GWT 1M 8K –
ISHARES TR RUSSELL 3000 ETF 1M 4K –
ISHARES TR CORE S&P SCP ETF 221K 2K –
ISHARES TR NATIONAL MUN ETF 3M 25K –
ISHARES TR US AER DEF ETF 336K 3K –
ISHARES TR MSCI INDIA ETF 337K 6K –
ISHARES TR MSCI USA MIN VOL 336K 4K –
ISHARES TR MSCI USA QLT FCT 9M 51K –
ISHARES TR MSCI USA VALUE 360K 4K –
ISHARES TR CORE MSCI EAFE 11M 146K –
ISHARES INC CORE MSCI EMKT 2M 44K –
ISHARES TR CORE DIV GRWTH 315K 5K –
ISHARES TR MORTGE REL ETF 291K 13K –
ISHARES TR FALN ANGLS USD 593K 23K –
ISHARES TR 0-3 MNTH TREASRY 257K 3K –
JPMORGAN CHASE & CO. COM 4M 20K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 8M 168K –
JOHNSON & JOHNSON COM 5M 36K –
KIMBERLY-CLARK CORP COM 401K 3K –
LPL FINL HLDGS INC COM 3M 11K –
LAM RESEARCH CORP COM 473K 447 –
LENNAR CORP CL A 623K 4K –
ELI LILLY & CO COM 4M 5K –
LOCKHEED MARTIN CORP COM 1M 3K –
LOWES COS INC COM 2M 7K –
LUCID GROUP INC COM 30K 11K –
MV OIL TR TR UNITS 630K 68K –
MASTERCARD INCORPORATED CL A 3M 7K –
MCDONALDS CORP COM 2M 8K –
MERCK & CO INC COM 1M 10K –
MICROSOFT CORP COM 19M 43K –
MONOLITHIC PWR SYS INC COM 373K 456 –
MORGAN STANLEY COM NEW 364K 4K –
NETFLIX INC COM 2M 3K –
NEXTERA ENERGY INC COM 3M 39K –
NORDSON CORP COM 931K 4K –
NOVO-NORDISK A S ADR 273K 2K –
NVIDIA CORPORATION COM 26M 207K –
ONEOK INC NEW COM 999K 12K –
ORACLE CORP COM 2M 16K –
PGIM ETF TR PGIM ULTRA SH BD 2M 31K –
PALO ALTO NETWORKS INC COM 3M 8K –
PARKER-HANNIFIN CORP COM 715K 1K –
PEPSICO INC COM 2M 12K –
PFIZER INC COM 960K 35K –
PHILIP MORRIS INTL INC COM 5M 50K –
PHILLIPS 66 COM 678K 5K –
PRICE T ROWE GROUP INC COM 1M 9K –
PROCTER AND GAMBLE CO COM 2M 11K –
PUBLIC SVC ENTERPRISE GRP IN COM 969K 13K –
PURECYCLE TECHNOLOGIES INC COM 64K 11K –
QUALCOMM INC COM 542K 3K –
RTX CORPORATION COM 1M 14K –
REALTY INCOME CORP COM 2M 42K –
ROCKWELL AUTOMATION INC COM 1M 4K –
ROPER TECHNOLOGIES INC COM 729K 1K –
RYDER SYS INC COM 418K 3K –
S&P GLOBAL INC COM 306K 683 –
SPDR S&P 500 ETF TR TR UNIT 6M 11K –
SPDR GOLD TR GOLD SHS 6M 28K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 103K –
SPDR SER TR PRTFLO S&P500 GW 26M 321K –
SPDR SER TR PRTFLO S&P500 VL 12M 237K –
SPDR SER TR PORTFOLI S&P1500 33M 502K –
SPDR SER TR PORTFOLIO S&P400 9M 172K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 227K 426 –
SALESFORCE INC COM 4M 14K –
SELECT SECTOR SPDR TR ENERGY 1M 12K –
SERVICENOW INC COM 740K 956 –
SKECHERS U S A INC CL A 363K 5K –
SOUTHERN CO COM 2M 19K –
STARBUCKS CORP COM 209K 3K –
STELLAR BANCORP INC COM 211K 10K –
SUN LIFE FINANCIAL INC. COM 3M 68K –
SYNOPSYS INC COM 246K 414 –
TJX COS INC NEW COM 400K 4K –
TERNIUM SA SPONSORED ADS 420K 11K –
TESLA INC COM 2M 10K –
TEXAS INSTRS INC COM 2M 10K –
TG THERAPEUTICS INC COM 198K 11K –
THERMO FISHER SCIENTIFIC INC COM 315K 574 –
3M CO COM 1M 13K –
TIMOTHY PLAN HIG DV STK ETF 252K 7K –
TIMOTHY PLAN U S SM CP CORE 233K 7K –
TIMOTHY PLAN US LRGMD CP CORE 308K 8K –
TOTALENERGIES SE SPONSORED ADS 338K 5K –
TRUIST FINL CORP COM 966K 25K –
UNILEVER PLC SPON ADR NEW 228K 4K –
UNION PAC CORP COM 486K 2K –
UNITEDHEALTH GROUP INC COM 3M 6K –
VALERO ENERGY CORP COM 634K 4K –
VANECK ETF TRUST BDC INCOME ETF 885K 52K –
VANECK ETF TRUST FALLEN ANGEL HG 8M 282K –
VANECK ETF TRUST CLO ETF 600K 11K –
VANGUARD STAR FDS VG TL INTL STK F 452K 7K –
VANGUARD BD INDEX FDS INTERMED TERM 213K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 5M 70K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 7K –
VANGUARD INDEX FDS MID CAP ETF 869K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 9M 35K –
VERIZON COMMUNICATIONS INC COM 5M 129K –
VERTEX PHARMACEUTICALS INC COM 1M 2K –
VISA INC COM CL A 3M 11K –
WP CAREY INC COM 311K 6K –
WALMART INC COM 3M 40K –
WASTE MGMT INC DEL COM 976K 5K –
WEYERHAEUSER CO MTN BE COM NEW 423K 15K –
WILLIAMS COS INC COM 583K 14K –
WISDOMTREE TR YIELD ENHANCD US 14M 335K –