WEALTH MANAGEMENT ASSOCIATES, INC.
Adviser information for WEALTH MANAGEMENT ASSOCIATES, INC. last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 15 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,820 | $504.3M |
| Non-Discretionary | 9 | $8.6M |
| Total | 1,829 | $512.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 657 | $229.8M |
| HNW Individuals | 139 | $238.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $33.0M |
| Charitable organizations | 5 | $3.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $7.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 51 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSOLICITOR/REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-79993 |
|---|---|
| SEC ERA File Number | 801-79993 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117606 |
| Legal Entity Identifier | None |
Principal Office
1909 ROUTE 70 EASTSUITE 100
CHERRY HILL
NJ
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 856-424-2350, Fax: 856-424-7608
Websites
Chief Compliance Officer
DAVID HESS
MANAGING DIRECTOR
1909 ROUTE 70 EAST
SUITE 100
CHERRY HILL
NJ
United States
Tel:
856-424-2350
Fax:
856-424-7608
D****@***************T
(Full email address available in API data)
Regulatory Contact
JAMES B. JOHNSTON, III
PRESIDENT
1909 ROUTE 70 EAST
SUITE 100
CHERRY HILL
NJ
United States
Tel:
856-424-2350
Fax:
856-424-7608
J********@***************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSTON, JAMES, BURROUGHS | Individual | – | MANAGING DIRECTOR | 06/2003 | 50-75% |
| HESS, DAVID, RAY | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 06/2003 | 50-75% |