PALISADE INVESTMENTS, LLC
Adviser information for PALISADE INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 645 | $151.7M |
| Non-Discretionary | 499 | $312.9M |
| Total | 1,144 | $464.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 460 | $103.8M |
| HNW Individuals | 62 | $105.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 103 | $253.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-80001 |
|---|---|
| SEC ERA File Number | 801-80001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124776 |
| Legal Entity Identifier | None |
Principal Office
625 HIGHWAY 50SUITE 301
ZEPHYR COVE
NV
United States
Monday - Friday, BY APPOINTMENT
Tel: 775-299-4600, Fax: 775-375-0178
Websites
Chief Compliance Officer
ROBIN DESOTA
INVESTMENT ADVISER
P.O. BOX 3049
STATELINE
NV
United States
Tel:
775-299-4600
Fax:
775-299-4641
R******@**********************M
(Full email address available in API data)
Regulatory Contact
STEVE BURKETT
INVESTMENT ADVISER REPRESENTATIVE - INTERIM CCO
2903 199TH PL SE
BOTHELL
WA
United States
Tel:
866-864-4558
S*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DESOTA, ROBIN | Individual | – | MANAGING MEMBER | 10/2011 | > 75% |
| DESOTA, ROBIN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/1998 | > 75% |