TRINITY WEALTH MANAGEMENT LLC
Adviser information for TRINITY WEALTH MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 904 | $300.3M |
| Non-Discretionary | 0 | $0 |
| Total | 904 | $300.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $18.0M |
| HNW Individuals | 73 | $282.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80014 |
|---|---|
| SEC ERA File Number | 801-80014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152355 |
| Legal Entity Identifier | None |
Principal Office
8040 HOSBROOK ROADSUITE 220
CINCINNATI
OH
United States
Monday - Friday, 9AM - 5PM
Tel: 513-794-2870, Fax: 513-273-0246
Chief Compliance Officer
ROBERT J WASSEL JR
CHIEF COMPLIANCE OFFICER
8040 HOSBROOK ROAD
SUITE 220
CINCINNATI
OH
United States
Tel:
513-794-2871
Fax:
513-273-0246
B**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WASSEL, ROBERT, JAMES | Individual | – | CCO / MANAGING MEMBER | 11/2009 | 50-75% |