Hedge Fund Database

TRIAD HYBRID SOLUTIONS

TRIAD HYBRID SOLUTIONS, LLC Legal Name

Adviser information for TRIAD HYBRID SOLUTIONS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 2582
Investment Advisory/Research 141
Registered Broker-Dealer Representatives 761
Registered State Investment Advisers 375
Licensed Agents of an Insurance Company 27
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19,818 $4.8B
Non-Discretionary 451 $133.0M
Total 20,269 $4.9B

Clients

Type Number RAUM
Individuals 11,437 $2.6B
HNW Individuals 1,047 $2.1B
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 44 $43.4M
Charitable organizations 8 $22.1M
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 119 $204.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 55
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 920.0M
Portfolio Manager to Program Sponsor
THE COUNSEL ACCOUNT OSAIC ADVISORY SERVICES, LLC
THE PARTNER ACCOUNT OSAIC ADVISORY SERVICES, LLC

Identifiers

SEC RIA File Number 801-80075
SEC ERA File Number 801-80075
SEC CIK Numbers 1682267
SEC CRD Numbers 171070
Legal Entity Identifier None

Principal Office

2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM EST
Tel: 866-580-8219, Fax: 678-291-9706

Websites

www.servetwealth.com/ www.thewealthplancompany.com/ www.sw-advisors.com/ www.aharris.yournextphase.com/ www.kampstra-wm.com/ www.proplanwealth.com/ ascentfinancialgroup.com/ www.gandpfinancial.com/ www.mooneylyons.com/ www.empowerwealthmgmt.com/ www.eastcoastadvisory.com/ www.investmentdesigners.com www.cwm.news/ www.tsaile.yournextphase.com/np2019/homepage.jsp www.advicepoint.com/ www.linkedin.com/company/triad-hybrid-solutions/ www.ironwoodfamilywealthadvisors.com/ www.triadhybrid.com/ www.whitecliffwealthmanagement.com/ www.argentbridge.com/ www.morgancapitalsolutions.com/ www.gvfinancial.biz/ www.platinumbridgewealth.com/ www.headinvestmentpartners.com/ www.friersoncapital.com/ www.justaboutretirement.com/ www.robare-jones.com/ www.indiconinc.com/ www.hersheywealth.com/ www.sorensenwealth.com/ www.glcapitaladvisors.com/ www.emicoadvisory.com/ www.robertswealthmgmt.com/ www.tribefinancialgroup.com/ www.papawealthmgt.com www.emfinancial.com parsonsinvestments.splashthat.com. www.bycoffgroup.com/ www.bloomfieldhillsadvisory.com/ www.bluewaterswealth.com/ www.mwmadvisors.com/ www.upstatefinancialnetwork.com/ www.twitter.com/triadhybrid www.rhamm.yournextphase.com/ www.justaboutwealth.com/

Chief Compliance Officer

IRYNA NORTHRIP
CHIEF COMPLIANCE OFFICER
2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA
GA
United States
Tel: 901-302-6885
(Full email address available in API data)

Regulatory Contact

MARY WIDMAYER
COMPLIANCE OFFICER - IA
877 EXECUTIVE CENTER DRIVE WEST
300
ST. PETERSBURG
FL
United States
Tel: 212-551-5105
(Full email address available in API data)

Industry Affiliates

AMERICAN PORTFOLIOS ADVISORS, INC Other investment adviser, including financial planners
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ARBOR POINT ADVISORS Other investment adviser, including financial planners
BLACK DIAMOND FINANCIAL, LLC Other investment adviser, including financial planners
HIGHLAND CAPITAL BROKERAGE INC Insurance company or agency
LADENBURG THALMANN & CO. INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
LADENBURG THALMANN ASSET MANAGEMENT INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OSAIC INSTITUTIONS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
OSAIC SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
OSAIC WEALTH, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
PREMIER TRUST, INC. Trust company
SECURITIES AMERICA ADVISORS, INC. Other investment adviser, including financial planners
SECURITIES AMERICA, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
TRIAD ADVISORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
TRIAD INSURANCE, INC. Insurance company or agency
VISION2020 WEALTH MANAGEMENT CORP. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
REHN, AMY, R Individual – CHIEF OPERATING OFFICER 04/2014 < 5%
OSAIC HOLDINGS, INC. Domestic Entity – MANAGER/SOLE MEMBER 05/2020 > 75%
OSAIC FINANCIAL SERVICES, INC. Domestic Entity AG PARENT CORP. SHAREHOLDER 05/2020 > 75%
AG PARENT CORP. Domestic Entity OSAIC HOLDINGS, INC. SHAREHOLDER 08/2019 > 75%
AG INTERMEDIATE CORP. Domestic Entity OSAIC FINANCIAL SERVICES, INC. SHAREHOLDER 05/2020 > 75%
AG ARTEMIS HOLDINGS, L.P. Domestic Entity AG INTERMEDIATE CORP. SHAREHOLDER 08/2019 > 75%
RCP ARTEMIS CO-INVEST L.P. Foreign Entity AG ARTEMIS HOLDINGS, L.P. LIMITED PARTNER 08/2019 50-75%
AG ARTEMIS HOLDINGS GP, LLC Domestic Entity AG ARTEMIS HOLDINGS, L.P. GENERAL PARTNER 05/2019
RCP OPP FUND II GP, LP Domestic Entity AG ARTEMIS HOLDINGS GP, LLC MEMBER 05/2019 > 75%
RCP OPP FUND II GP, LP Domestic Entity RCP ARTEMIS CO-INVEST GP LLC MEMBER 05/2019 > 75%
RCP GENPAR LP Domestic Entity RCP OPP FUND II GP, LP LIMITED PARTNER 01/2018 > 75%
RCP GENPAR HOLDCO LLC Domestic Entity RCP GENPAR LP LIMITED PARTNER 08/2014 > 75%
RCP ARTEMIS CO-INVEST GP LLC Domestic Entity RCP ARTEMIS CO-INVEST L.P. GENERAL PARTNER 05/2019
MRB ICBC LLC Domestic Entity RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
BERLINSKI, MILTON, RALPH Individual RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
BERLINSKI, MILTON, RALPH Individual RCP GENPAR LP GENERAL PARTNER 08/2014
BERLINSKI, MILTON, RALPH Individual MRB ICBC LLC INVESTMENT MANAGER 08/2014
THE BERLINSKI FAMILY 2006 TRUST Domestic Entity MRB ICBC LLC MEMBER 08/2014 > 75%
BERLINSKI, MILTON, RALPH Individual THE BERLINSKI FAMILY 2006 TRUST TRUSTEE 06/2006 25-50%
BERLINSKI, MILTON, RALPH Individual RCP OPP FUND II GP, LP GENERAL PARTNER 01/2018
PRICE, JAMES, DALE Individual – CHAIRMAN 05/2020 < 5%
SCHMIDT, DAVID, ANDREW Individual – TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL 03/2021 < 5%
SCHLUETER, MATTHEW, ADAM Individual – EXECUTIVE VICE PRESIDENT 02/2020 < 5%
Northrip, Iryna, Yakovlevna Individual – SVP, CHIEF COMPLIANCE OFFICER 02/2023 < 5%
SWENSON, EDWARD, CHRISTY Individual – PRESIDENT 01/2024 < 5%

No. Employees, Historic

3,0001,5000201920202021202220232024202556 on 5/3/201956 on 5/10/201956 on 5/21/201956 on 5/21/201956 on 6/11/201956 on 9/5/201956 on 9/9/201956 on 9/10/201956 on 9/10/201956 on 10/17/201956 on 11/4/201956 on 11/12/201956 on 12/2/201956 on 12/11/201956 on 3/4/202056 on 3/13/202088 on 3/27/202088 on 6/15/202088 on 6/15/202088 on 6/24/202088 on 6/26/202088 on 8/14/202088 on 9/14/202088 on 10/16/202088 on 11/10/202088 on 11/16/202088 on 12/4/202088 on 12/22/202088 on 1/21/20211828 on 3/30/20211828 on 4/15/20211828 on 5/19/20211828 on 6/28/20211828 on 7/16/20211828 on 8/9/20211828 on 9/16/20211828 on 9/16/20211828 on 10/13/20211828 on 11/10/20211828 on 12/17/20211828 on 1/20/20222037 on 3/31/20222037 on 4/18/20222037 on 5/5/20222037 on 5/17/20222037 on 6/22/20222037 on 10/28/20222037 on 11/28/20222037 on 12/9/20222037 on 12/20/20222037 on 1/17/20232037 on 2/3/20232037 on 2/6/20232037 on 3/13/20232037 on 3/27/20232037 on 3/27/20231748 on 3/31/20231748 on 4/19/20231748 on 5/12/20231748 on 6/16/20231748 on 7/17/20231748 on 7/21/20231748 on 9/18/20231748 on 9/18/20231748 on 9/28/20231748 on 10/3/20231748 on 10/12/20231748 on 11/10/20231748 on 11/10/20231748 on 11/14/20231748 on 12/13/20231748 on 1/19/20241748 on 2/8/20241748 on 2/22/20241748 on 2/27/20242582 on 3/28/2024

RAUM, Historic

6B3B020192020202120222023202420251467652125 on 5/3/20191467652125 on 5/10/20191467652125 on 5/21/20191467652125 on 5/21/20191467652125 on 6/11/20191467652125 on 9/5/20191467652125 on 9/9/20191467652125 on 9/10/20191467652125 on 9/10/20191467652125 on 10/17/20191467652125 on 11/4/20191467652125 on 11/12/20191467652125 on 12/2/20191467652125 on 12/11/20191467652125 on 3/4/20201467652125 on 3/13/20203082451537 on 3/27/20203082451537 on 6/15/20203082451537 on 6/15/20203082451537 on 6/24/20203082451537 on 6/26/20203082451537 on 8/14/20203082451537 on 9/14/20203082451537 on 10/16/20203082451537 on 11/10/20203082451537 on 11/16/20203082451537 on 12/4/20203082451537 on 12/22/20203082451537 on 1/21/20213807264552 on 3/30/20213807264552 on 4/15/20213807264552 on 5/19/20213807264552 on 6/28/20213807264552 on 7/16/20213807264552 on 8/9/20213807264552 on 9/16/20213807264552 on 9/16/20213807264552 on 10/13/20213807264552 on 11/10/20213807264552 on 12/17/20213807264552 on 1/20/20225175681774 on 3/31/20225175681774 on 4/18/20225175681774 on 5/5/20225175681774 on 5/17/20225175681774 on 6/22/20225175681774 on 10/28/20225175681774 on 11/28/20225175681774 on 12/9/20225175681774 on 12/20/20225175681774 on 1/17/20235175681774 on 2/3/20235175681774 on 2/6/20235175681774 on 3/13/20235175681774 on 3/27/20235175681774 on 3/27/20234629147942 on 3/31/20234629147942 on 4/19/20234629147942 on 5/12/20234629147942 on 6/16/20234629147942 on 7/17/20234629147942 on 7/21/20234629147942 on 9/18/20234629147942 on 9/18/20234629147942 on 9/28/20234629147942 on 10/3/20234629147942 on 10/12/20234629147942 on 11/10/20234629147942 on 11/10/20234629147942 on 11/14/20234629147942 on 12/13/20234629147942 on 1/19/20244629147942 on 2/8/20244629147942 on 2/22/20244629147942 on 2/27/20244938711328 on 3/28/2024

No. Clients, Historic

20,00010,000020192020202120222023202420256809 on 5/3/20196809 on 5/10/20196809 on 5/21/20196809 on 5/21/20196809 on 6/11/20196809 on 9/5/20196809 on 9/9/20196809 on 9/10/20196809 on 9/10/20196809 on 10/17/20196809 on 11/4/20196809 on 11/12/20196809 on 12/2/20196809 on 12/11/20196809 on 3/4/20206809 on 3/13/202011915 on 3/27/202011915 on 6/15/202011915 on 6/15/202011915 on 6/24/202011915 on 6/26/202011915 on 8/14/202011915 on 9/14/202011915 on 10/16/202011915 on 11/10/202011915 on 11/16/202011915 on 12/4/202011915 on 12/22/202011915 on 1/21/202114561 on 3/30/202114561 on 4/15/202114561 on 5/19/202114561 on 6/28/202114561 on 7/16/202114561 on 8/9/202114561 on 9/16/202114561 on 9/16/202114561 on 10/13/202114561 on 11/10/202114561 on 12/17/202114561 on 1/20/202218482 on 3/31/202218482 on 4/18/202218482 on 5/5/202218482 on 5/17/202218482 on 6/22/202218482 on 10/28/202218482 on 11/28/202218482 on 12/9/202218482 on 12/20/202218482 on 1/17/202318482 on 2/3/202318482 on 2/6/202318482 on 3/13/202318482 on 3/27/202318482 on 3/27/202312949 on 3/31/202312949 on 4/19/202312949 on 5/12/202312949 on 6/16/202312949 on 7/17/202312949 on 7/21/202312949 on 9/18/202312949 on 9/18/202312949 on 9/28/202312949 on 10/3/202312949 on 10/12/202312949 on 11/10/202312949 on 11/10/202312949 on 11/14/202312949 on 12/13/202312949 on 1/19/202412949 on 2/8/202412949 on 2/22/202412949 on 2/27/202412655 on 3/28/2024