ALLGEN FINANCIAL ADVISORS, INC.
Adviser information for ALLGEN FINANCIAL ADVISORS, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,312 | $352.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2,312 | $352.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 895 | $130.5M |
| HNW Individuals | 83 | $197.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 17 | $18.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 73 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
100 W. LUCERNE CIRCLESUITE 200
ORLANDO
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 407-210-3888, Fax: 407-210-3887
Chief Compliance Officer
PAUL ROLDAN
CHIEF EXECUTIVE OFFICER
100 W. LUCERNE CIRCLE
SUITE 200
ORLANDO
FL
United States
Tel:
407-210-3888
Fax:
407-210-3887
R*****@******************M
(Full email address available in API data)
Regulatory Contact
JASON C. MARTIN
CHIEF INVESTMENT OFFICER
100 W. LUCERNE CIRCLE
SUITE 200
ORLANDO
FL
United States
Tel:
407-210-3888
Fax:
407-210-3887
M*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTIN, JASON, CHRISTOPHER | Individual | – | SENIOR PARTNER & CHIEF INVESTMENT OFFICER | 03/2003 | 50-75% |
| ROLDAN, PAUL | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 04/2007 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 10K | – |
| APPLE INC | COM | 2M | 7K | – |
| APTARGROUP INC | COM | 2M | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| CARLISLE COS INC | COM | 2M | 4K | – |
| CHURCH & DWIGHT CO INC | COM | 2M | 23K | – |
| EXXON MOBIL CORP | COM | 3M | 28K | – |
| FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 3M | 64K | – |
| HOME DEPOT INC | COM | 792K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 7M | 14K | – |
| ISHARES GOLD TR | ISHARES NEW | 17M | 397K | – |
| ISHARES TR | 10-20 YR TRS ETF | 14M | 134K | – |
| ISHARES TR | INTERNATIONAL SL | 6M | 172K | – |
| ISHARES TR | 20 YR TR BD ETF | 1M | 13K | – |
| J P MORGAN EXCHANGE TRADED F | CORE PLUS BD ETF | 47M | 1M | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 17M | 337K | – |
| JOHNSON & JOHNSON | COM | 5M | 36K | – |
| LOCKHEED MARTIN CORP | COM | 210K | 450 | – |
| MICROSOFT CORP | COM | 6M | 14K | – |
| PACER FDS TR | EMRG MKT CASH | 3M | 156K | – |
| PACER FDS TR | US CASH COWS 100 | 4M | 65K | – |
| PEPSICO INC | COM | 3M | 18K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 22K | – |
| QUALCOMM INC | COM | 3M | 17K | – |
| ROSS STORES INC | COM | 2M | 13K | – |
| RTX CORPORATION | COM | 3M | 32K | – |
| SCHWAB CHARLES CORP | COM | 2M | 28K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 23M | 296K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 14M | 139K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 3M | 82K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 221K | 8K | – |
| TESLA INC | COM | 243K | 1K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 20M | 276K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 12K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 24M | 421K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 5M | 74K | – |
| WALMART INC | COM | 3M | 46K | – |