SHFP, LLC
Adviser information for SHFP, LLC last updated from Form ADV on January 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 155 | $71.4M |
Total | 155 | $71.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 6 | $3.2M |
HNW Individuals | 17 | $68.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-80085 |
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SEC ERA File Number | 801-80085 |
SEC CIK Numbers | None |
SEC CRD Numbers | 171571 |
Legal Entity Identifier | None |
Principal Office
53 ROSSMORE AVENUEBRONXVILLE
NY
United States
Monday - Friday, 8:30 A.M. TO 6:00 P.M.
Tel: (914) 771-5277, Fax: 914-470-7093
Chief Compliance Officer
STEVEN P. COPELAND
MANAGING MEMBER
53 ROSSMORE AVENUE
BRONXVILLE
NY
United States
Tel:
(914) 771-5277
Fax:
914-470-7093
S****@**********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
COPELAND, STEVEN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 05/2014 | > 75% |