TRELLIS WEALTH ADVISORS, LLC
Adviser information for TRELLIS WEALTH ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 517 | $342.4M |
| Non-Discretionary | 1 | $4.2M |
| Total | 518 | $346.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $11.9M |
| HNW Individuals | 99 | $333.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
1135 SANTA ROSA STREETSUITE 310
SAN LUIS OBISPO
CA
United States
Monday - Friday, 6 AM - 4 PM
Tel: 805-548-8920, Fax: 805-548-8921
Websites
Chief Compliance Officer
KRISTA SUE ZIPFEL
1135 SANTA ROSA STREET
SUITE 310
SAN LUIS OBISPO
CA
United States
Tel:
949-250-1855
C*********@****************M
(Full email address available in API data)
Regulatory Contact
CARRIE MILLER
PARTNER
1135 SANTA ROSA STREET
SUITE 310
SAN LUIS OBISPO
CA
United States
Tel:
805-548-8920
Fax:
805-548-8921
C*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITCHER, DAVID, SCOTT | Individual | – | MEMBER & FOUNDER | 07/2010 | 25-50% |
| THOMPSON, MARK, GORDON | Individual | – | MEMBER & FOUNDER | 07/2010 | 25-50% |
| OKIMOTO, KEVIN, JUN | Individual | – | FOUNDER (07/2010) & TRUSTEE (04/2011) | 07/2010 | 25-50% |
| MILLER, CARRIE, LYNNE | Individual | – | MEMBER | 06/2014 | 10-25% |
| OKIMOTO FAMILY TRUST DTD 4/6/2011 | Domestic Entity | – | MEMBER | 04/2011 | 25-50% |
| ZIPFEL, KRIST, SUE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMERICAN CENTY ETF TR | US EQT ETF | 20M | 222K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 469K | 9K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 16M | 252K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 5M | 76K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 1M | 26K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPON U | 2M | 34K | – |
| APPLE INC | COM | 861K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 214K | 526 | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 2M | 51K | – |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 542K | 16K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 37M | 1M | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 2M | 58K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 31M | 966K | – |
| GOSSAMER BIO INC | COM | 14K | 15K | – |
| MATTERPORT INC | COM CL A | 49K | 11K | – |
| MICROSOFT CORP | COM | 1M | 2K | – |
| POLAR PWR INC | COM | 7K | 17K | – |
| PROCTER AND GAMBLE CO | COM | 301K | 2K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 731K | 11K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 413K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 303K | 556 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 7M | 94K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 11M | 140K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 497K | 993 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 27M | 100K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 1M | 10K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 401K | 8K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 5M | 65K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 9M | 157K | – |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 391K | 4K | – |