WEALTHYX
WEALTHYX LLC Legal Name
Adviser information for WEALTHYX last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,442 | $70.2M |
| Non-Discretionary | 0 | $0 |
| Total | 4,442 | $70.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,442 | $70.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 70.2M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WEALTHYX WRAP FEE PROGRAM | WEALTHYX |
Identifiers
| SEC RIA File Number | 801-80109 |
|---|---|
| SEC ERA File Number | 801-80109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172380 |
| Legal Entity Identifier | None |
Principal Office
301 CONGRESS AVE.SUITE 2220
AUSTIN
TX
United States
Monday - Friday, 8 AM TO 4 PM EST
Tel: 888-952-7482, Fax: None
Websites
Chief Compliance Officer
BARRY MIONE
CCO
301 CONGRESS AVE.
SUITE 2200
AUSTIN
TX
United States
Tel:
888-952-7482
B****@***********M
(Full email address available in API data)
Regulatory Contact
GEORGE ALEXAKOS
RISK ADVISOR
301 CONGRESS AVE
2200
AUSTIN
TX
United States
Tel:
888-952-7482
G*****@***********M
(Full email address available in API data)
Industry Affiliates
| KAPITALL GENERATION, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIONE, BARRY, BENNETT | Individual | – | CCO | 09/2017 | < 5% |
| SAVEDAY INC | Domestic Entity | – | OWNER | 03/2019 | > 75% |
| MALYSHEVA, OKSANA, MINDYUK | Individual | SAVEDAY INC | ACTIVE | 01/2015 | 50-75% |