MEASURED RISK PORTFOLIOS
MEASURED RISK PORTFOLIOS, INC. Legal Name
Adviser information for MEASURED RISK PORTFOLIOS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,113 | $275.2M |
| Non-Discretionary | 163 | $22.7M |
| Total | 1,276 | $297.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 453 | $141.0M |
| HNW Individuals | 94 | $138.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $9.1M |
| Charitable organizations | <5 | $450,437 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $6.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $1.2M |
| Other | 12 | $1.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesFINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80124 |
|---|---|
| SEC ERA File Number | 801-80124 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141422 |
| Legal Entity Identifier | None |
Principal Office
5230 CARROLL CANYON ROAD#224
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 858-935-1125, Fax: 858-452-3742
Chief Compliance Officer
LARRY KRIESMER
PRESIDENT
5230 CARROLL CANYON ROAD
#224
SAN DIEGO
CA
United States
Tel:
858-935-1125
Fax:
858-452-3742
L****@************M
(Full email address available in API data)
Regulatory Contact
KRISTINE STERN
OFFICE MANAGER
5230 CARROLL CANYON ROAD
#224
SAN DIEGO
CA
United States
Tel:
858-997-0174
Fax:
858-452-3742
K***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRIESMER, LAWRENCE, DOUGLAS | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/2002 | 50-75% |
| SUROVSKY, BERNARD, AARON | Individual | – | CHIEF INVESTMENT OFFICER | 01/2010 | 50-75% |