MOHAWK CAPITAL ADVISORS, LLC

Adviser information for MOHAWK CAPITAL ADVISORS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 58 $41.0M
Non-Discretionary 0 $0
Total 58 $41.0M

Clients

Type Number RAUM
Individuals 43 $5.4M
HNW Individuals 11 $31.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 5

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-80127
SEC ERA File Number 801-80127
SEC CIK Numbers None
SEC CRD Numbers 172304
Legal Entity Identifier None

Principal Office

101 WARREN STREET
APARTMENT 1440
NEW YORK
NY
United States
Monday - Friday, 9:30 AM - 4:00 PM
Tel: (212) 367-7239, Fax: None

Chief Compliance Officer

LEONARD ELLIS
MANAGING MEMBER
101 WARREN STREET
APARTMENT 1440
NEW YORK
NY
United States
Tel: (212) 367-7239
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELLIS, LEONARD, CHARLES Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/2014 > 75%

No. Employees, Historic

10502020202120222023202420251 on 2/14/20201 on 6/25/20201 on 3/9/20211 on 3/9/20221 on 3/27/20231 on 3/20/2024

RAUM, Historic

80M40M020202021202220232024202569398000 on 2/14/202069398000 on 6/25/202063200000 on 3/9/202177270000 on 3/9/202248819000 on 3/27/202341020596 on 3/20/2024

No. Clients, Historic

6030020202021202220232024202538 on 2/14/202038 on 6/25/202042 on 3/9/202137 on 3/9/202237 on 3/27/202354 on 3/20/2024