STEVENS FOSTER FINANCIAL ADVISORS
STEVENS, FOSTER FINANCIAL SERVICES, INC. Legal Name
Adviser information for STEVENS FOSTER FINANCIAL ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 645 | $460.3M |
| Non-Discretionary | 418 | $160.2M |
| Total | 1,063 | $620.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $48.9M |
| HNW Individuals | 157 | $571.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 100 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Accountant or accounting firm |
Principal Office
7900 XERXES AVENUE SOUTHSUITE 1800
BLOOMINGTON
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 952-843-4200, Fax: 952-843-4404
Websites
Chief Compliance Officer
WILLIAM STEVENS
CCO, CEO
7900 XERXES AVENUE SOUTH
1800
BLOOMINGTON
MN
United States
Tel:
952-843-4200
Fax:
952-843-4404
B****@****************M
(Full email address available in API data)
Regulatory Contact
JASON RYSDON
DIRECTOR
7900 XERXES AVENUE SOUTH
1800
BLOOMINGTON
MN
United States
Tel:
952-843-4226
Fax:
952-843-4404
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEVENS, WILLIAM, HOWARD | Individual | – | PRESIDENT, CCO | 05/1988 | > 75% |