Hedge Fund Database

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC

Adviser information for KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 903 $288.1M
Non-Discretionary 34 $28.4M
Total 937 $316.5M

Clients

Type Number RAUM
Individuals 229 $62.1M
HNW Individuals 106 $214.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 15 $24.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $16.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-80151
SEC ERA File Number 801-80151
SEC CIK Numbers 2011352
SEC CRD Numbers 139806
Legal Entity Identifier None

Principal Office

391 PALM COAST PKWY SW
SUITE 3
PALM COAST
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 386-446-7917, Fax: 386-446-1920

Websites

www.kswwealthmanagement.com www.linkedin.com/company/keyes-stange-wooten-wealth-management-llc

Chief Compliance Officer

T. GREGORY REYMANN II
311 PARK PLACE BLVD.
SUITE 150
CLEARWATER
FL
United States
Tel: 813-497-1400
(Full email address available in API data)

Regulatory Contact

TARA L. BOBELAK
MEMBER
391 PALM COAST PKWY SW
SUITE 3
PALM COAST
FL
United States
Tel: 386-446-7917
Fax: 386-446-1920
(Full email address available in API data)

Industry Affiliates

KEYES, STANGE & WOOTEN CPA FIRM, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WOOTEN, MARCUS, ALLEN Individual – MEMBER 11/2003 25-50%
CINICOLO, DANIELLE, MARIE Individual – MEMBER 01/2019 10-25%
BOBELAK, TARA, LEIGH Individual – MEMBER 01/2019 25-50%
REYMANN, II, THOMAS, GREGORY Individual – CCO 01/2022 < 5%

No. Employees, Historic

10502020202120222023202420257 on 2/18/20207 on 6/15/20207 on 7/7/20207 on 7/16/20207 on 1/5/20217 on 1/29/20217 on 2/25/20217 on 3/30/20217 on 7/13/20217 on 9/13/20217 on 9/21/20217 on 1/7/20227 on 2/28/20227 on 3/6/20237 on 8/2/20237 on 1/31/20247 on 1/31/202410 on 3/1/2024

RAUM, Historic

400M200M0202020212022202320242025234860044 on 2/18/2020234860044 on 6/15/2020234860044 on 7/7/2020234860044 on 7/16/2020234860044 on 1/5/2021234860044 on 1/29/2021257290590 on 2/25/2021257290590 on 3/30/2021257290590 on 7/13/2021257290590 on 9/13/2021257290590 on 9/21/2021257290590 on 1/7/2022295349428 on 2/28/2022280012280 on 3/6/2023280012280 on 8/2/2023280012280 on 1/31/2024280012280 on 1/31/2024316475869 on 3/1/2024

No. Clients, Historic

4002000202020212022202320242025319 on 2/18/2020319 on 6/15/2020319 on 7/7/2020319 on 7/16/2020319 on 1/5/2021319 on 1/29/2021323 on 2/25/2021323 on 3/30/2021323 on 7/13/2021323 on 9/13/2021323 on 9/21/2021323 on 1/7/2022338 on 2/28/2022356 on 3/6/2023356 on 8/2/2023356 on 1/31/2024356 on 1/31/2024357 on 3/1/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 225K 1K –
AIR PRODS & CHEMS INC COM 651K 3K –
ALLSTATE CORP COM 222K 1K –
ALPHABET INC CAP STK CL C 203K 1K –
ALPHABET INC CAP STK CL A 400K 2K –
AMAZON COM INC COM 551K 3K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 8M 130K –
APPLE INC COM 3M 13K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 641K 2K –
BEST BUY INC COM 568K 7K –
BROADCOM INC COM 1M 734 –
BROWN & BROWN INC COM 679K 8K –
CHIPOTLE MEXICAN GRILL INC COM 216K 3K –
CHUBB LIMITED COM 907K 4K –
CISCO SYS INC COM 699K 15K –
CME GROUP INC COM 685K 3K –
COCA COLA CO COM 254K 4K –
COMCAST CORP NEW CL A 581K 15K –
DARDEN RESTAURANTS INC COM 612K 4K –
DAXOR CORP COM 101K 11K –
DEVON ENERGY CORP NEW COM 734K 15K –
DIAMONDBACK ENERGY INC COM 297K 1K –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 3M 67K –
DIMENSIONAL ETF TRUST US CORE EQUITY 1 15M 258K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 7M 277K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 9M 152K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 9M 349K –
DIMENSIONAL ETF TRUST SHORT DURATION F 13M 279K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 2M 76K –
DIMENSIONAL ETF TRUST US TARGETED VLU 14M 270K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 20M 664K –
DISNEY WALT CO COM 456K 5K –
EATON CORP PLC SHS 1M 4K –
FISERV INC COM 230K 2K –
HALLIBURTON CO COM 212K 6K –
HOME DEPOT INC COM 1M 3K –
INTERCONTINENTAL EXCHANGE IN COM 210K 2K –
ISHARES INC CORE MSCI EMKT 984K 18K –
JOHNSON & JOHNSON COM 718K 5K –
JOHNSON CTLS INTL PLC SHS 552K 8K –
JPMORGAN CHASE & CO. COM 2M 8K –
MARATHON PETE CORP COM 1M 7K –
MEDTRONIC PLC SHS 582K 7K –
MERCK & CO INC COM 921K 7K –
META PLATFORMS INC CL A 545K 1K –
MICROSOFT CORP COM 2M 5K –
MOTOROLA SOLUTIONS INC COM NEW 1M 3K –
NEXTERA ENERGY INC COM 549K 8K –
NVIDIA CORPORATION COM 551K 4K –
NXP SEMICONDUCTORS N V COM 232K 862 –
PEPSICO INC COM 319K 2K –
PUBLIC SVC ENTERPRISE GRP IN COM 265K 4K –
QUANTA SVCS INC COM 395K 2K –
S&P GLOBAL INC COM 204K 458 –
SALESFORCE INC COM 227K 882 –
SOUTHSTATE CORPORATION COM 247K 3K –
TJX COS INC NEW COM 241K 2K –
TRANE TECHNOLOGIES PLC SHS 304K 924 –
UNION PAC CORP COM 651K 3K –
UNITEDHEALTH GROUP INC COM 232K 455 –
VANGUARD BD INDEX FDS INTERMED TERM 2M 29K –
VANGUARD INDEX FDS TOTAL STK MKT 7M 25K –
VANGUARD STAR FDS VG TL INTL STK F 465K 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 402K 8K –
VERIZON COMMUNICATIONS INC COM 647K 16K –
VISA INC COM CL A 252K 959 –
WALMART INC COM 915K 14K –