NINETY ONE NORTH AMERICA, INC.
Adviser information for NINETY ONE NORTH AMERICA, INC. last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 84 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 26 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 847 | $31.7B |
| Non-Discretionary | 0 | $0 |
| Total | 847 | $31.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 768 | $114.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $959.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 47 | $23.8B |
| Pension and profit sharing plans | 14 | $1.9B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 3 | $2.3B |
| Other investment advisers | 8 | $2.1B |
| Insurance companies | 3 | $447.9M |
| Sovereign wealth funds and foreign official institutions | 1 | $64.3M |
| Corporations or other businesses | 1 | $14.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
65 EAST 55TH STREET30TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 09:00 - 17:30
Tel: 1 917 206 5179, Fax: 1 917 206 5155
Chief Compliance Officer
DANA TROETEL
CHIEF COMPLIANCE OFFICER
65 EAST 55TH STREET
30TH FLOOR
NEW YORK
NY
United States
Tel:
917 206 5136
Fax:
917 206 5155
D***********@************M
(Full email address available in API data)
Regulatory Contact
ALEX MEIGH
COMPLIANCE OFFICER
65 EAST 55TH STREET
30TH FLOOR
NEW YORK
NY
United States
Tel:
917 206 5167
A*********@************M
(Full email address available in API data)
Industry Affiliates
| NINETY ONE AFRICA CREDIT OPPORTUNITIES FUND 2 GP S.A.R.L | Sponsor, GP, manager of pooled investment vehicles |
| NINETY ONE AFRICA FRONTIER PRIVATE EQUITY FUND GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| NINETY ONE AFRICA PRIVATE EQUITY FUND 2 GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| NINETY ONE ALTERNATIVE INVESTMENTS GP (PTY) LTD | Sponsor, GP, manager of pooled investment vehicles |
| NINETY ONE AUSTRALIA PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NINETY ONE FUND MANAGERS UK LTD | Sponsor, GP, manager of pooled investment vehicles |
| NINETY ONE GUERNSEY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NINETY ONE HONG KONG LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| NINETY ONE LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NINETY ONE SA (PTY) LTD | Other investment adviser, including financial planners |
| NINETY ONE SINGAPORE PTE. LTD | Other investment adviser, including financial planners |
| NINETY ONE UK LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NINETY ONE EMERGING MARKETS LOCAL CURRENCY DYNAMIC DEBT FUND LLC | Hedge Fund | $1,255.1M | $10.0M | 15 |
| NINETY ONE GLOBAL DYNAMIC EQUITY FUND LLC | LIMITED LIABILITY COMPANY | $219.1M | $1.0M | 1 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE GLOBAL FRANCHISE FUND | LIMITED LIABILITY COMPANY | $745.3M | $25.0M | 37 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE AFRICA FIXED INCOME OPPORTUNITIES FUND | Hedge Fund | $949.3M | $1.0M | 9 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE CHINA A SHARES FUND | LIMITED LIABILITY COMPANY | $38.3M | $1.0M | 1 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE EMERGING MARKETS BLENDED DEBT FUND | Hedge Fund | $239.9M | $1.0M | 19 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE EMERGING MARKETS EQUITY FUND | LIMITED LIABILITY COMPANY | $1,095.7M | $50.0M | 26 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE GLOBAL ENVIRONMENT FUND | LIMITED LIABILITY COMPANY | $23.4M | $25.0M | 1 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE INTERNATIONAL EQUITY FUND | LIMITED LIABILITY COMPANY | $325.8M | $10.0M | 8 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE INTERNATIONAL FRANCHISE FUND | LIMITED LIABILITY COMPANY | $25.0M | $25.0M | 1 |
| NINETY ONE GLOBAL SELECT LLC - NINETY ONE MULTI-SECTOR CREDIT FUND | LIMITED LIABILITY COMPANY | $45.8M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREEN, JOHN, CONRAD | Individual | – | DIRECTOR | 03/2020 | < 5% |
| TROETEL, DANA, ANDREA | Individual | – | CHIEF COMPLIANCE OFFICER; HEAD OF LEGAL; DIRECTOR | 02/2013 | < 5% |
| MCNAB, JOHN, TERENCE | Individual | – | DIRECTOR | 03/2020 | < 5% |
| GEORGE, BRADLEY, JOHN | Individual | – | DIRECTOR | 09/2015 | < 5% |
| ANKER, PHILIP, ALEXANDER | Individual | – | CEO; DIRECTOR | 11/2017 | < 5% |
| NINETY ONE INTERNATIONAL LTD. | Foreign Entity | – | SHAREHOLDER | 03/2020 | > 75% |
| NINETY ONE GLOBAL LTD. | Foreign Entity | NINETY ONE INTERNATIONAL LTD. | SHAREHOLDER | 03/2020 | > 75% |
| NINETY ONE PLC | Foreign Entity | NINETY ONE GLOBAL LTD. | SHAREHOLDER | 03/2020 | > 75% |
| Rasool, Amina | Individual | – | SECRETARY | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC | Common Stock | 9M | 29K | – |
| ADOBE INC | Common Stock | 8M | 15K | – |
| AGILENT TECHNOLOGIES INC | Common Stock | 7M | 54K | – |
| ALCON INC | Common Stock | 7M | 76K | – |
| ALIGN TECHNOLOGY INC | Common Stock | 26M | 108K | – |
| ALPHABET INC | Common Stock | 116M | 635K | – |
| ANSYS INC | Common Stock | 19M | 60K | – |
| APTIV PLC | Common Stock | 14M | 200K | – |
| ASML HOLDING NV | NY Reg Shrs | 7M | 7K | – |
| AUTODESK INC | Common Stock | 87M | 350K | – |
| AUTOMATIC DATA PROCESSING INC | Common Stock | 52M | 219K | – |
| BECTON DICKINSON & CO | Common Stock | 6M | 25K | – |
| BOOKING HOLDINGS INC | Common Stock | 118M | 30K | – |
| CADENCE DESIGN SYSTEMS INC | Common Stock | 6M | 20K | – |
| CARLISLE COS INC | Common Stock | 10M | 25K | – |
| CEMEX SAB DE CV | ADR | 18M | 3M | – |
| CHARLES SCHWAB CORP/THE | Common Stock | 11M | 155K | – |
| CHECK POINT SOFTWARE TECHNOLOG | Common Stock | 47M | 287K | – |
| COSTAR GROUP INC | Common Stock | 7M | 99K | – |
| CREDICORP LTD | Common Stock | 12M | 75K | – |
| DOLBY LABORATORIES INC | Common Stock | 10M | 125K | – |
| ELECTRONIC ARTS INC | Common Stock | 50M | 358K | – |
| FACTSET RESEARCH SYSTEMS INC | Common Stock | 44M | 109K | – |
| HDFC BANK LTD | ADR | 2M | 31K | – |
| ICON PLC | Common Stock | 80M | 256K | – |
| IDEXX LABORATORIES INC | Common Stock | 6M | 12K | – |
| INTUIT INC | Common Stock | 85M | 129K | – |
| ISHARES MSCI INDIA ETF | ETP | 6M | 112K | – |
| ISHARES MSCI SAUDI ARABIA ETF | ETP | 3M | 65K | – |
| JOHNSON & JOHNSON | Common Stock | 45M | 309K | – |
| KE HOLDINGS INC | ADR | 24M | 2M | – |
| MASTERCARD INC | Common Stock | 17M | 39K | – |
| MICROSOFT CORP | Common Stock | 166M | 372K | – |
| MONSTER BEVERAGE CORP | Common Stock | 37M | 735K | – |
| MOODY'S CORP | Common Stock | 66M | 158K | – |
| MOTOROLA SOLUTIONS INC | Common Stock | 18M | 48K | – |
| NETEASE INC | ADR | 44M | 465K | – |
| NEXTERA ENERGY INC | Common Stock | 26M | 372K | – |
| O'REILLY AUTOMOTIVE INC | Common Stock | 6M | 5K | – |
| PDD HOLDINGS INC | ADR | 31M | 235K | – |
| PHILIP MORRIS INTERNATIONAL IN | Common Stock | 64M | 628K | – |
| POWERSHARES SENIOR LOAN | ETP | 421K | 20K | – |
| ROCKWELL AUTOMATION INC | Common Stock | 15M | 55K | – |
| RYANAIR HOLDINGS PLC | ADR | 4M | 34K | – |
| S&P GLOBAL INC | Common Stock | 56M | 125K | – |
| STRYKER CORP | Common Stock | 6M | 19K | – |
| TAIWAN SEMICONDUCTOR MANUFACTU | ADR | 36M | 207K | – |
| TE CONNECTIVITY LTD | Common Stock | 18M | 117K | – |
| TENCENT MUSIC ENTERTAINMENT GR | ADR | 35M | 2M | – |
| TERNIUM SA | ADR | 27M | 710K | – |
| TETRA TECH INC | Common Stock | 12M | 58K | – |
| TEXAS INSTRUMENTS INC | Common Stock | 13M | 67K | – |
| TRADEWEB MARKETS INC | Common Stock | 7M | 62K | – |
| TRANE TECHNOLOGIES PLC | Common Stock | 6M | 19K | – |
| TRIP.COM GROUP LTD | ADR | 31M | 651K | – |
| VALE SA | ADR | 33M | 3M | – |
| VEEVA SYSTEMS INC | Common Stock | 6M | 30K | – |
| VERISIGN INC | Common Stock | 62M | 350K | – |
| VISA INC | Common Stock | 157M | 597K | – |
| WASTE MANAGEMENT INC | Common Stock | 25M | 119K | – |
| WEST PHARMACEUTICAL SERVICES I | Common Stock | 4M | 12K | – |
| ZOETIS INC | Common Stock | 10M | 60K | – |