LOWELL ROAD ASSET MANAGEMENT, INC.
Adviser information for LOWELL ROAD ASSET MANAGEMENT, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 78 | $18.5M |
| Non-Discretionary | 41 | $20.7M |
| Total | 119 | $39.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $9.7M |
| HNW Individuals | 46 | $29.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80157 |
|---|---|
| SEC ERA File Number | 801-80157 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164370 |
| Legal Entity Identifier | None |
Principal Office
1295 NORTHERN BOULEVARDSUITE 24
MANHASSET
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 516-767-1099, Fax: 516-767-2072
Websites
Chief Compliance Officer
TODD GREENBERG
PRESIDENT
1295 NORTHERN BLVD
SUITE 24
MANAHASSET
NY
United States
Tel:
516-767-1099
T*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREENBERG, TODD, MICHAEL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2012 | > 75% |