Hedge Fund Database

UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Adviser information for UNITED CAPITAL MANAGEMENT OF KANSAS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 31
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 17
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,186 $443.2M
Non-Discretionary 104 $16.6M
Total 2,290 $459.8M

Clients

Type Number RAUM
Individuals 894 $178.8M
HNW Individuals 214 $259.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 11 $14.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 20 $7.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-80159
SEC ERA File Number 801-80159
SEC CIK Numbers 1753219
SEC CRD Numbers 157755
Legal Entity Identifier None

Principal Office

227 NORTH SANTA FE
SALINA
KS
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 785-823-7900, Fax: 785-823-7913

Websites

www.ucmofkansas.com www.facebook.com/unitedcapitalmanagementofkansasinc/ www.linkedin.com/company/unitedcapitalmanagementofkansasinc./

Chief Compliance Officer

MANOJ POMBRA (TITO)
227 NORTH SANTA FE
SALINA
KS
United States
Tel: 650-703-2159
Fax: 785-823-7913
(Full email address available in API data)

Regulatory Contact

RYAN J. KOLZOW
COMPLIANCE ASSOCIATE
227 NORTH SANTA FE
SALINA
KS
United States
Tel: 785-823-7900
Fax: 785-823-7913
(Full email address available in API data)

Industry Affiliates

UCM FUND ADVISORS LLC Sponsor, GP, manager of pooled investment vehicles
UNITED CAPITAL INSURANCE Insurance company or agency
UNITED CAPITAL TRUST Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RED NECK YACHT FUND, LP Hedge Fund $0.0M $0.3M 0

Control Persons

Name Type Entity Title Since Ownership
KOEHN, CHAD, MITCHELL Individual – OWNER 07/2011 > 75%
POMBRA, MANOJ, KUMAR Individual – CHIEF COMPLIANCE OFFICER 07/2022 < 5%
KOLZOW, RYAN, JAY Individual – REGISTERED PRINCIPAL 01/2022 5-10%
BUSCH, JERAD, ROSS Individual – OWNER 01/2023 5-10%

No. Employees, Historic

4020020202021202220232024202527 on 2/21/202028 on 3/3/202027 on 6/24/202027 on 10/21/202027 on 11/2/202027 on 1/5/202127 on 2/1/202131 on 3/22/202131 on 4/16/202131 on 8/6/202132 on 3/10/202232 on 4/4/202232 on 6/6/202232 on 6/9/202232 on 7/20/202232 on 11/18/202232 on 1/12/202330 on 3/29/202330 on 4/19/202331 on 3/29/2024

RAUM, Historic

500M250M0202020212022202320242025164389676 on 2/21/2020224301807 on 3/3/2020224301807 on 6/24/2020224301807 on 10/21/2020224301807 on 11/2/2020224301807 on 1/5/2021224301807 on 2/1/2021297440399 on 3/22/2021297440399 on 4/16/2021297440399 on 8/6/2021364803551 on 3/10/2022364803551 on 4/4/2022364803551 on 6/6/2022364803551 on 6/9/2022364803551 on 7/20/2022364803551 on 11/18/2022364803551 on 1/12/2023304638394 on 3/29/2023304638394 on 4/19/2023459772246 on 3/29/2024

No. Clients, Historic

2,0001,0000202020212022202320242025720 on 2/21/2020847 on 3/3/2020847 on 6/24/2020847 on 10/21/2020847 on 11/2/2020847 on 1/5/2021847 on 2/1/2021918 on 3/22/2021918 on 4/16/2021918 on 8/6/2021839 on 3/10/2022839 on 4/4/2022839 on 6/6/2022839 on 6/9/2022839 on 7/20/2022840 on 11/18/2022840 on 1/12/2023912 on 3/29/2023912 on 4/19/20231139 on 3/29/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 5M 29K –
AMAZON COM INC COM 17M 87K –
AMEREN CORP COM 1M 17K –
APPLE INC COM 20M 93K –
APPLIED MATLS INC COM 9M 40K –
ARM HOLDINGS PLC SPONSORED ADR 14M 86K –
BANK AMERICA CORP COM 317K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 468K 1K –
BOISE CASCADE CO DEL COM 3M 28K –
BROADCOM INC COM 5M 3K –
CATERPILLAR INC COM 10M 29K –
CENCORA INC COM 4M 17K –
CHENIERE ENERGY INC COM NEW 4M 20K –
CHEVRON CORP NEW COM 5M 34K –
CHORD ENERGY CORPORATION COM NEW 4M 21K –
CISCO SYS INC COM 958K 20K –
CLEANSPARK INC COM NEW 366K 23K –
COHEN & STEERS INFRASTRUCTUR COM 4M 171K –
COINBASE GLOBAL INC COM CL A 2M 11K –
COSTCO WHSL CORP NEW COM 6M 7K –
DEERE & CO COM 6M 16K –
DELL TECHNOLOGIES INC CL C 11M 79K –
DOMINOS PIZZA INC COM 1M 2K –
ELI LILLY & CO COM 11M 12K –
EOG RES INC COM 8M 62K –
EXXON MOBIL CORP COM 230K 2K –
FIDELITY WISE ORIGIN BITCOIN SHS 19M 361K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 1M 63K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 465K 8K –
FORTINET INC COM 2M 41K –
GENERAL DYNAMICS CORP COM 7M 23K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 259K 5K –
HALLIBURTON CO COM 4M 124K –
INTERNATIONAL BUSINESS MACHS COM 3M 16K –
INTUITIVE SURGICAL INC COM NEW 337K 757 –
INVESCO QQQ TR UNIT SER 1 4M 8K –
ISHARES TR CORE S&P500 ETF 3M 6K –
ISHARES TR CORE HIGH DV ETF 233K 2K –
ISHARES TR RUS MD CP GR ETF 322K 3K –
ISHARES TR U.S. TECH ETF 655K 4K –
LOWES COS INC COM 6M 28K –
MARATHON DIGITAL HOLDINGS IN COM 495K 25K –
MARATHON PETE CORP COM 7M 39K –
MARVELL TECHNOLOGY INC COM 2M 34K –
MICROSOFT CORP COM 17M 38K –
MICROSTRATEGY INC CL A NEW 1M 775 –
MOSAIC CO NEW COM 6M 213K –
MUELLER INDS INC COM 6M 103K –
NETFLIX INC COM 543K 804 –
NRG ENERGY INC COM NEW 3M 41K –
NVIDIA CORPORATION COM 25M 198K –
PALANTIR TECHNOLOGIES INC CL A 16M 620K –
PALO ALTO NETWORKS INC COM 14M 41K –
PROSHARES TR BITCOIN STRATE 9M 421K –
PROSHARES TR S&P 500 DV ARIST 480K 5K –
QUALCOMM INC COM 2M 9K –
RELIANCE INC COM 9M 30K –
SCHWAB STRATEGIC TR SHT TM US TRES 34M 715K –
SOUTHERN CO COM 389K 5K –
SPDR GOLD TR GOLD SHS 221K 1K –
SPDR SER TR S&P BIOTECH 13M 137K –
SUPER MICRO COMPUTER INC COM 21M 25K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 612K 4K –
TESLA INC COM 17M 85K –
TRUIST FINL CORP COM 4M 109K –
UNITED RENTALS INC COM 6M 10K –
VALE S A SPONSORED ADS 1M 91K –
VALERO ENERGY CORP COM 11M 70K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 409K 4K –
VISA INC COM CL A 6M 23K –
WALMART INC COM 7M 107K –
WASTE MGMT INC DEL COM 2M 7K –
WEC ENERGY GROUP INC COM 3M 32K –
ZSCALER INC COM 6M 29K –