EKS ASSOCIATES
DHH ADVISORS, LLC Legal Name
Adviser information for EKS ASSOCIATES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 283 | $254.5M |
| Total | 283 | $254.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 48 | $254.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 234 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-80182 |
|---|---|
| SEC ERA File Number | 801-80182 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169687 |
| Legal Entity Identifier | None |
Principal Office
601 EWING STREETSUITE A-7
PRINCETON
NJ
United States
Monday - Friday, 9 AM - 5 PM
Tel: 6099211016, Fax: 6099212681
Websites
Chief Compliance Officer
TRACY HAGBERG
CCO
120 EAGLE ROCK AVENUE
SUITE 230
EAST HANOVER
NJ
United States
Tel:
9737402400
Fax:
9734614717
T*******@****************M
(Full email address available in API data)
Industry Affiliates
| ACCESS WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZAGAROLA, DARREN, L. | Individual | – | MEMBER | 10/2013 | 50-75% |
| MILOVE, HOWARD, SCOTT | Individual | – | MEMBER | 10/2013 | 25-50% |
| HOOK, HOWARD, MARK | Individual | – | MEMBER | 10/2013 | 25-50% |
| HAGBERG, TRACY, A | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2013 | < 5% |