GLASS RETIREMENT STRATEGIES, INC.
Adviser information for GLASS RETIREMENT STRATEGIES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $21.1M |
| Total | 14 | $21.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $2.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $18.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-80206 |
|---|---|
| SEC ERA File Number | 801-80206 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172610 |
| Legal Entity Identifier | None |
Principal Office
30400 TELEGRAPH RDSUITE 445
BINGHAM FARMS
MI
United States
LIMITED - COVID VIRUS, LIMITED-BY APPOINTMENT ONLY.
Tel: 248 647-2822, Fax: 248 647-8543
Websites
Chief Compliance Officer
HERBERT N. GLASS
PRESIDENT
30400 TELEGRAPH ROAD
SUITE 445
BINGHAM FARMS
MI
United States
Tel:
248-988-1880
Fax:
248-647-8543
H*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLASS, HERBERT, NEIL | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER / DIRECTOR | 05/2009 | > 75% |