PEARL LANE ADVISORS, LLC
Adviser information for PEARL LANE ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $50.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $50.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $50.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFACILITY FEE FOR ORGANIZING AND ADMINISTERING THE OFFERING |
Identifiers
| SEC RIA File Number | 801-80209 |
|---|---|
| SEC ERA File Number | 801-80209 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172681 |
| Legal Entity Identifier | None |
Principal Office
88 PINE STREETSUITE 3101
NEW YORK
NY
United States
Monday - Friday, 8:30 AM TO 5:00 PM EST
Tel: 212-240-9721, Fax: 212-214-0511
Chief Compliance Officer
ANDREW NOWACK
GENERAL COUNSEL
88 PINE STREET
SUITE 3101
NEW YORK
NY
United States
Tel:
646-839-5548
Fax:
212-214-0511
A******@*********************M
(Full email address available in API data)
Regulatory Contact
CARMEN SIBILIA
DEPUTY CCO
88 PINE STREET
SUITE 3101
NEW YORK
NY
United States
Tel:
646 839 5590
Fax:
212 214 0511
C*******@*********************M
(Full email address available in API data)
Industry Affiliates
| HRC FUND ASSOCIATES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LIBERTY STREET ADVISORS, INC. | Other investment adviser, including financial planners |
| MSRH, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPECIAL MEMBER TO PRIVATE POOLED INVESTMENT VEHICLE | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIVATE SHARES OPPORTUNITY FUND LLC SERIES A | Private Equity Fund | $35.7M | $0.5M | 2 |
| PRIVATE SHARES OPPORTUNITY FUND LLC SERIES C | Private Equity Fund | $2.9M | $0.5M | 1 |
| PRIVATE SHARES OPPORTUNITY FUND LLC SERIES D | Private Equity Fund | $9.9M | $0.5M | 4 |
| PRIVATE SHARES OPPORTUNITY FUND LLC SERIES E | Private Equity Fund | $2.3M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REICK, TIMOTHY, WILLIAM | Individual | – | PRESIDENT | 08/2021 | 10-25% |
| HILL, RAYMOND, ALEXANDER | Individual | – | MANAGING MEMBER | 08/2021 | 10-25% |
| FONTANA, VICTOR, JOSEPH | Individual | – | CHIEF OPERATING OFFICER, VICE PRESIDENT | 08/2021 | 10-25% |
| NOWACK, ANDREW, PETER | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 08/2014 | < 5% |
| DANIELS, SCOTT, DAVID | Individual | – | TREASURER | 08/2014 | 10-25% |
| FONTANA, VICTOR, J | Individual | – | SECRETARY | 08/2021 | 10-25% |
| MOSS, KEVIN, SCOTT | Individual | – | MANAGING MEMBER | 08/2021 | 10-25% |
| THE DANIELS GST TRUST | Domestic Entity | – | NON-MANAGING MEMBER | 08/2021 | 10-25% |
| FONTANA GST TRUST | Domestic Entity | – | NON-MANAGING MEMBER | 08/2021 | 10-25% |
| DANIELS, SCOTT, DAVID | Individual | FONTANA GST TRUST | TRUSTEE - FONTANA GST TRUST | 12/2012 | |
| FONTANA, CHRISTINE, LYNN | Individual | FONTANA GST TRUST | TRUSTEE - FONTANA GST TRUST | 12/2012 | |
| FONTANA, VICTOR, JOSEPH | Individual | THE DANIELS GST TRUST | TRUSTEE - THE DANIELS GST TRUST | 12/2012 | |
| DANIELS, TERI, ANN | Individual | THE DANIELS GST TRUST | TRUSTEE - THE DANIELS GST TRUST | 12/2012 | |
| MUNAFO, CHRISTIAN, THOMAS | Individual | – | MANAGING MEMBER | 08/2021 | 5-10% |
| THE CHRISTIAN T MUNAFO 2021 TRUST | Domestic Entity | – | NON-MANAGING MEMBER | 09/2021 | 5-10% |
| Munafo, Allison, Anne | Individual | THE CHRISTIAN T MUNAFO 2021 TRUST | TRUSTEE - THE CHRISTIAN T MUNAFO 2021 TRUST | 09/2021 | |
| sparks, jennifer | Individual | THE CHRISTIAN T MUNAFO 2021 TRUST | TRUSTEE - THE CHRISTIAN T MUNAFO 2021 TRUST | 09/2021 | |
| THE CHRISTIAN T. MUNAFO LIVING REVOCABLE TRUST | Domestic Entity | – | MANAGING MEMBER | 09/2021 | 5-10% |
| MUNAFO, CHRISTIAN, THOMAS | Individual | THE CHRISTIAN T. MUNAFO LIVING REVOCABLE TRUST | TRUSTEE - CHRISTIAN T MUNAFO LIVING REVOCABLE TRUST | 09/2021 |