OBP CAPITAL
OBP CAPITAL LLC Legal Name
Adviser information for OBP CAPITAL last updated from Form ADV on May 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | FEBRUARY |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $117.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $117.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $117.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHYBRID MINIMUM + BPS |
Principal Office
116 SOUTH FRANKLIN STREETROCKY MOUNT
NC
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 252-984-3808, Fax: 919-882-9639
Chief Compliance Officer
KATHERINE M. HONEY
MANAGING MEMBER
116 SOUTH FRANKLIN STREET
ROCKY MOUNT
NC
United States
Tel:
2529843808
K*****@*********M
(Full email address available in API data)
Regulatory Contact
KATHERINE M HONEY
MANAGING MEMBER, CHIEF COMPLIANCE OFFICER
116 SOUTH FRANKLIN STREET
ROCKY MOUNT
NC
United States
Tel:
2529843808
Fax:
2524424226
K*****@*********M
(Full email address available in API data)
Industry Affiliates
| THE NOTTINGHAM COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCIVY COMPANY LLC | Domestic Entity | – | MEMBER | 07/2014 | 50-75% |
| HONEY, KATHERINE, MILLER | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 07/2014 | 50-75% |
| FP MEADOWS III CHILDREN'S TRUST | Domestic Entity | THE MCIVY COMPANY LLC | MEMBER | 10/2004 | 25-50% |
| FP MEADOWS III EDUCATION TRUST | Domestic Entity | THE MCIVY COMPANY LLC | MEMBER | 10/2004 | 25-50% |
| MEADOWS, ALSTON, MCCULLOUGH | Individual | MCIVY COMPANY LLC | MANAGER | 04/2022 | 50-75% |
| MEADOWS, ALSTON, MCCULLOUGH | Individual | FP MEADOWS III CHILDREN'S TRUST | TRUSTEE | 04/2022 | |
| MEADOWS, ALSTON, MCCULLOUGH | Individual | FP MEADOWS III EDUCATION TRUST | TRUSTEE | 04/2022 | |
| MCCABE, PETER, M | Individual | – | DIRECTOR, OPERATIONS | 09/2022 | < 5% |