FAMILY OFFICE RESEARCH, LLC
Adviser information for FAMILY OFFICE RESEARCH, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 51 | $214.2M |
| Non-Discretionary | 52 | $264.8M |
| Total | 103 | $479.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $5.2M |
| HNW Individuals | 83 | $402.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $46.1M |
| Charitable organizations | <5 | $12.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $13.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80228 |
|---|---|
| SEC ERA File Number | 801-80228 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144136 |
| Legal Entity Identifier | None |
Principal Office
7910 WOODMONT AVESUITE 1120
BETHESDA
MD
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 301-684-1765, Fax: 240-396-5761
Websites
Chief Compliance Officer
SCOTT FREUND
PRESIDENT
7910 WOODMONT AVE
SUITE 1120
BETHESDA
MD
United States
Tel:
301-684-1765
Fax:
240-396-5761
S****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREUND, SCOTT, MATTHEW | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2010 | > 75% |
| FREUND, EMILY, ANN | Individual | – | MANAGING MEMBER | 02/2013 | < 5% |