NEWFRONT RETIREMENT SERVICES, INC.
Adviser information for NEWFRONT RETIREMENT SERVICES, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $366.8M |
| Non-Discretionary | 0 | $0 |
| Total | 42 | $366.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 42 | $366.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 346 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
450 SANSOME STREETSUITE 300
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30AM TO 5:00 PM
Tel: 415-754-3635, Fax: 415-483-7770
Chief Compliance Officer
JONI JENNINGS
7015 COLFAX AVENUE
CUMMING
GA
United States
Tel:
650-538-2054
J************@***********M
(Full email address available in API data)
Regulatory Contact
CHRISTIAN BRETZ
PRINCIPAL
450 SANSOME STREET
SUITE 300
SAN FRANCISCO
CA
United States
Tel:
415-754-3635
Fax:
415-483-7770
C**************@***********M
(Full email address available in API data)
Industry Affiliates
| ABD INSURANCE AND FINANCIAL SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABD INSURANCE AND FINANCIAL SERVICES | Domestic Entity | – | MANAGING MEMBER, 100% OWNER | 02/2013 | > 75% |
| BRETZ, CHRISTIAN, MICHAEL | Individual | – | PRINCIPAL | 07/2016 | < 5% |
| JENNINGS, JONI, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| KAPLAN, GREGORY, FRANKLYN | Individual | – | PRESIDENT | 02/2023 | < 5% |