THE PATRIOT FINANCIAL GROUP, LLC
THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC Legal Name
Adviser information for THE PATRIOT FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 74 |
|---|---|
| Investment Advisory/Research | 51 |
| Registered Broker-Dealer Representatives | 34 |
| Registered State Investment Advisers | 52 |
| Licensed Agents of an Insurance Company | 37 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,604 | $2.1B |
| Non-Discretionary | 3 | $18,771 |
| Total | 6,607 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,529 | $628.4M |
| HNW Individuals | 244 | $574.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 187 | $890.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 48 | $26.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 762.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE PATRIOT FINANCIAL GROUP WRAP FEE PROGRAM | THE PATRIOT FINANCIAL GROUP LLC |
Principal Office
55 WEST STREETSUITE 201
WALPOLE
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 508-251-6100, Fax: (508) 573-1076
Websites
www.linkedin.com/in/rolloveradvisoryservices
www.linkedin.com/in/brad-ingegneri-cfp%c2%ae-crpc%c2%ae-aif%c2%ae-30a76935/
www.ivywealth.net/
www.linkedin.com/in/sethneben/
www.linkedin.com/in/jennifergiampapa/
www.summitstarfinancial.com
www.linkedin.com/in/thomasbchilds/
www.jpsfinancialplanning.com
provowealth.com/
www.linkedin.com/in/leonard-leo-gilroy-solano-4982584/
gallifinancialgroup.com/
www.linkedin.com/in/joseph-bakaysa-07a1258/
www.linkedin.com/in/doranfinancialadvisor/
www.linkedin.com/in/alyson-basso/
www.linkedin.com/in/john-shoro-4257833/
www.linkedin.com/in/jjillanderson/
www.linkedin.com/in/davidodonnellpatriotfinancial/
atlantic-wealth.com/
www.flexfinancialplanning.com
www.linkedin.com/in/kylepbateman/
www.linkedin.com/in/senesi401kadvisor/
www.linkedin.com/in/chris-provo-rfc-crpc-bb867748/
www.linkedin.com/company/good-habits-financial?trk=public_profile_topcard-current-company&original_referer=
www.linkedin.com/in/paul-dearden-646742191/
unifiedlegacyadvisors.com
www.linkedin.com/company/haydenwealth/
www.linkedin.com/in/adam-seifert-a82b5017a/
www.facebook.com/good-habits-financial-112962620624992
www.joffreysmith.com
www.linkedin.com/in/amandaalksnitis/
www.linkedin.com/company/the-patriot-financial-group/
www.linkedin.com/in/raspallo/
www.linkedin.com/in/todd-sadwin-aif%c2%ae-87329618/
www.linkedin.com/company/ivywealth/
www.linkedin.com/in/thomas-o-barnes/
www.waypointwealthmgmt.net
www.bd-advisors.com/
www.childsfs.com
www.goodhabitsfinancial.com
www.riversideretire.com
www.linkedin.com/in/joffreysmith/
www.rolloveradvisoryservices.com
www.linkedin.com/in/gerrydufaultrolloveradvisorsma/
www.linkedin.com/in/sean-m-marchetti-a1b226bb/
www.patriotfinancialgroup.org
www.linkedin.com/in/michael-galli-6948b08/
www.linkedin.com/in/john-a-gordon-34362814/
www.linkedin.com/in/sean-moynihan-provo/
www.riversideadvisor.com
www.myhaydenwealth.com/
www.linkedin.com/in/jill-brandon/
www.linkedin.com/company/unified-legacy-advisors/
mcgrathadvisors.com/
www.linkedin.com/in/christopher-mehne-929b35/
www.linkedin.com/in/diane-rule-12952b1a/
www.linkedin.com/in/ellis-pfahl/
www.bankgloucester.com
www.linkedin.com/in/michael-kiernan6/
www.rulefinancialservices.com
www.linkedin.com/in/frank-depeters/
www.linkedin.com/in/pedrosilvafinancialadvisor/
aldertreefinancial.com
www.linkedin.com/in/cyhess/
www.comprehensivewm.com
www.patriotrpp.com
Chief Compliance Officer
JON LORANGER
CHIEF COMPLIANCE OFFICER
55 WEST STREET
SUITE 201
WALPOLE
MA
United States
Tel:
508-251-6100
Fax:
(508) 573-1076
J*@************************G
(Full email address available in API data)
Regulatory Contact
DAVID O'DONNELL
CHAIRMAN
55 WEST STREET
SUITE 201
WALPOLE
MA
United States
Tel:
(508) 251-6101
Fax:
(508) 573-1076
O*@************************G
(Full email address available in API data)
Industry Affiliates
| BOWDITCH & DEWEY | Lawyer or law firm |
| PATRIOT BROKERAGE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ODONNELL, DAVID, MICHAEL | Individual | – | MANAGING MEMBER / PRESIDENT | 04/2004 | 50-75% |
| TASHJIAN, MICHAEL, PAUL | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2015 | 50-75% |
| Loranger, Jon, J | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3-D SYS CORP DEL | COM NEW | 142K | 46K | – |
| 3M CO | COM | 314K | 3K | – |
| ABBOTT LABS | COM | 308K | 3K | – |
| ABBVIE INC | COM | 686K | 4K | – |
| ACURX PHARMACEUTICALS INC | COM | 23K | 10K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 12K | – |
| ADVISORSHARES TR | ADVISORSHS ETF | 746K | 12K | – |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 3M | 103K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 4K | – |
| ALCOA CORP | COM | 226K | 6K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 359K | 5K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 108K | 2K | – |
| ALLBIRDS INC | COM CL A | 6K | 13K | – |
| ALLEGION PLC | ORD SHS | 425K | 4K | – |
| ALPHABET INC | CAP STK CL A | 5M | 30K | – |
| ALPHABET INC | CAP STK CL C | 5M | 30K | – |
| ALPS ETF TR | ALERIAN MLP | 209K | 4K | – |
| ALTRIA GROUP INC | COM | 1M | 31K | – |
| AMAZON COM INC | COM | 9M | 45K | – |
| AMERICAN EXPRESS CO | COM | 591K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 647K | 3K | – |
| AMERIPRISE FINL INC | COM | 427K | 999 | – |
| AMGEN INC | COM | 1M | 4K | – |
| AMN HEALTHCARE SVCS INC | COM | 283K | 6K | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 310K | 11K | – |
| ANALOG DEVICES INC | COM | 1M | 4K | – |
| APPLE INC | COM | 16M | 76K | – |
| APPLIED MATLS INC | COM | 2M | 10K | – |
| ARES CAPITAL CORP | COM | 329K | 16K | – |
| ARK ETF TR | INNOVATION ETF | 1M | 29K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 210K | 205 | – |
| AT&T INC | COM | 601K | 31K | – |
| ATI INC | COM | 297K | 5K | – |
| AUTODESK INC | COM | 660K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 378K | 2K | – |
| BANK AMERICA CORP | COM | 2M | 56K | – |
| BANK NEW YORK MELLON CORP | COM | 904K | 15K | – |
| BARINGS BDC INC | COM | 221K | 23K | – |
| BARNES GROUP INC | COM | 21M | 500K | – |
| BARRICK GOLD CORP | COM | 195K | 12K | – |
| BECTON DICKINSON & CO | COM | 1M | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 17K | – |
| BLACKROCK CAP ALLOCATION TER | COM | 273K | 17K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 4M | 91K | – |
| BLACKROCK ETF TRUST | US CARBON TRANS | 686K | 12K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 710K | 14K | – |
| BLACKROCK INC | COM | 905K | 1K | – |
| BLACKSTONE INC | COM | 402K | 3K | – |
| BLOCK INC | CL A | 241K | 4K | – |
| BOEING CO | COM | 1M | 6K | – |
| BOEING CO | COM | 400K | 2K | – |
| BOOKING HOLDINGS INC | COM | 4M | 886 | – |
| BOSTON SCIENTIFIC CORP | COM | 945K | 12K | – |
| BRIGHTSPIRE CAPITAL INC | COM CL A | 100K | 18K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 224K | 5K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 492K | 2K | – |
| CAL MAINE FOODS INC | COM NEW | 299K | 5K | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 655K | 20K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 369K | 11K | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 204K | 7K | – |
| CAPITAL GROUP GROWTH ETF | SHS CREATION UNI | 210K | 6K | – |
| CAPITAL GRP FIXED INCM ETF T | MUNICIPAL INCOME | 301K | 11K | – |
| CAPITAL GRP FIXED INCM ETF T | US MULTI-SECTOR | 930K | 35K | – |
| CAPITAL ONE FINL CORP | COM | 429K | 3K | – |
| CARMAX INC | COM | 2M | 24K | – |
| CARRIER GLOBAL CORPORATION | COM | 456K | 7K | – |
| CASELLA WASTE SYS INC | CL A | 294K | 3K | – |
| CATERPILLAR INC | COM | 639K | 2K | – |
| CENCORA INC | COM | 916K | 4K | – |
| CHARLES RIV LABS INTL INC | COM | 349K | 2K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 880K | 5K | – |
| CHENIERE ENERGY INC | COM NEW | 220K | 1K | – |
| CHEVRON CORP NEW | COM | 2M | 11K | – |
| CISCO SYS INC | COM | 572K | 12K | – |
| CITIGROUP INC | COM NEW | 439K | 7K | – |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 108K | 20K | – |
| COCA COLA CO | COM | 916K | 14K | – |
| COHERUS BIOSCIENCES INC | COM | 18K | 10K | – |
| COLGATE PALMOLIVE CO | COM | 288K | 3K | – |
| COMCAST CORP NEW | CL A | 3M | 86K | – |
| COMMERCIAL METALS CO | COM | 434K | 8K | – |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CONSOLIDATED EDISON INC | COM | 220K | 2K | – |
| CONTAINER STORE GROUP INC | COM | 16K | 30K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 1M | 27K | – |
| CROWDSTRIKE HLDGS INC | CL A | 3M | 7K | – |
| CSX CORP | COM | 472K | 14K | – |
| CVS HEALTH CORP | COM | 1M | 23K | – |
| DANAHER CORPORATION | COM | 260K | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 302K | 2K | – |
| DEVON ENERGY CORP NEW | COM | 404K | 9K | – |
| DEXCOM INC | COM | 1M | 11K | – |
| DIAGEO PLC | SPON ADR NEW | 720K | 6K | – |
| DIAMONDBACK ENERGY INC | COM | 603K | 3K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 537K | 17K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 2M | 40K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 4M | 145K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 201K | 8K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 1M | 38K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 628K | 24K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 608K | 15K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 712K | 19K | – |
| DISNEY WALT CO | COM | 2M | 23K | – |
| DRAFTKINGS INC NEW | COM CL A | 345K | 9K | – |
| DUKE ENERGY CORP NEW | COM NEW | 833K | 8K | – |
| EATON CORP PLC | SHS | 440K | 1K | – |
| EBAY INC. | COM | 1M | 25K | – |
| ECOLAB INC | COM | 360K | 2K | – |
| EDISON INTL | COM | 702K | 10K | – |
| ELEVANCE HEALTH INC | COM | 2M | 4K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EMERSON ELEC CO | COM | 459K | 4K | – |
| ENBRIDGE INC | COM | 1M | 37K | – |
| ENTERGY CORP NEW | COM | 511K | 5K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 289K | 10K | – |
| EVERSOURCE ENERGY | COM | 518K | 9K | – |
| EXXON MOBIL CORP | COM | 4M | 33K | – |
| FIDELITY COVINGTON TRUST | VLU FACTOR ETF | 3M | 51K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 5M | 32K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 2M | 62K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 2M | 30K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 3M | 43K | – |
| FIDELITY NATL INFORMATION SV | COM | 428K | 6K | – |
| FIRST TR EXCH TRADED FD III | SHRT DUR MNG MUN | 203K | 10K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 1M | 65K | – |
| FIRST TR EXCH TRD ALPHDX FD | EUROPE ALPHADEX | 302K | 8K | – |
| FIRST TR EXCH TRD ALPHDX FD | JAPAN ALPHADEX | 258K | 5K | – |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 719K | 13K | – |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 357K | 15K | – |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 524K | 18K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 509K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 1M | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 1M | 26K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 368K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 384K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 547K | 23K | – |
| FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 290K | 15K | – |
| FIRST TR EXCHANGE-TRADED FD | LNG DUR OPRTUN | 298K | 14K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 576K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | MNGD FUTRS STRGY | 562K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 397K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 220K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 851K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 714K | 3K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 1M | 52K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 3M | 78K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 240K | 10K | – |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 1M | 14K | – |
| FIRST TR MORNINGSTAR DIVID L | SHS | 339K | 9K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 794K | 4K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 1M | 26K | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 579K | 5K | – |
| FISERV INC | COM | 951K | 6K | – |
| FOOT LOCKER INC | COM | 355K | 14K | – |
| FORD MTR CO DEL | COM | 512K | 41K | – |
| FORTINET INC | COM | 1M | 19K | – |
| FRANKLIN TEMPLETON ETF TR | FRANKLIN DYN MUN | 4M | 151K | – |
| FREEPORT-MCMORAN INC | CL B | 194K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 2M | 42K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 1M | 197K | – |
| FS KKR CAP CORP | COM | 586K | 30K | – |
| GE AEROSPACE | COM NEW | 1M | 8K | – |
| GE VERNOVA INC | COM | 321K | 2K | – |
| GENERAC HLDGS INC | COM | 305K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 875K | 3K | – |
| GENERAL MTRS CO | COM | 257K | 6K | – |
| GENUINE PARTS CO | COM | 679K | 5K | – |
| GLOBAL NET LEASE INC | COM NEW | 113K | 15K | – |
| GLOBAL SHIP LEASE INC NEW | COM CL A | 255K | 9K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 1M | 83K | – |
| GLOBAL X FDS | RUSSELL 2000 | 262K | 16K | – |
| GOLDMAN SACHS ETF TR | ACCESS INVT GR | 224K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 677K | 1K | – |
| GSK PLC | SPONSORED ADR | 597K | 16K | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 513K | 34K | – |
| HANESBRANDS INC | COM | 225K | 46K | – |
| HARTFORD FDS EXCHANGE TRADED | SCHRDRS TAX BD | 2M | 126K | – |
| HELLO GROUP INC | ADS | 415K | 68K | – |
| HF SINCLAIR CORP | COM | 445K | 8K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONEYWELL INTL INC | COM | 325K | 2K | – |
| HORMEL FOODS CORP | COM | 253K | 8K | – |
| HUBSPOT INC | COM | 237K | 401 | – |
| INGREDION INC | COM | 573K | 5K | – |
| INNOVATIVE INDL PPTYS INC | COM | 744K | 7K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 32K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 33K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 999K | 28K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 29K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 831K | 22K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 971K | 27K | – |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 780K | 18K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 32K | – |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 1M | 39K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 1M | 36K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 990K | 26K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 32K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 2M | 39K | – |
| INTEL CORP | COM | 573K | 19K | – |
| INTEL CORP | COM | 46K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 731K | 4K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 35K | 200 | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 332K | 3K | – |
| INTUITIVE SURGICAL INC | COM NEW | 318K | 714 | – |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 773K | 19K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 161K | 14K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 353K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P MDCP 400 REV | 619K | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 446K | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 408K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 685K | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| IQVIA HLDGS INC | COM | 1M | 7K | – |
| ISHARES GOLD TR | ISHARES NEW | 2M | 52K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 45K | – |
| ISHARES INC | MSCI GBL MIN VOL | 2M | 20K | – |
| ISHARES INC | MSCI EMRG CHN | 648K | 11K | – |
| ISHARES INC | ESG AWR MSCI EM | 421K | 13K | – |
| ISHARES SILVER TR | ISHARES | 244K | 9K | – |
| ISHARES TR | ISHARES BIOTECH | 331K | 2K | – |
| ISHARES TR | CORE DIV GRWTH | 8M | 133K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 34K | – |
| ISHARES TR | CORE MSCI TOTAL | 760K | 11K | – |
| ISHARES TR | CORE S&P500 ETF | 41M | 75K | – |
| ISHARES TR | CORE S&P MCP ETF | 951K | 16K | – |
| ISHARES TR | CORE S&P SCP ETF | 7M | 68K | – |
| ISHARES TR | CORE S&P US GWT | 672K | 5K | – |
| ISHARES TR | CORE TOTAL USD | 4M | 85K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 25K | – |
| ISHARES TR | HDG MSCI EAFE | 345K | 10K | – |
| ISHARES TR | ESG EAFE ETF | 344K | 5K | – |
| ISHARES TR | ESG MSCI USA ETF | 712K | 15K | – |
| ISHARES TR | ESG ADV TTL USD | 662K | 16K | – |
| ISHARES TR | ESG AW MSCI EAFE | 336K | 4K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 17K | – |
| ISHARES TR | ESG AWR US AGRGT | 418K | 9K | – |
| ISHARES TR | ESG AWRE USD ETF | 649K | 29K | – |
| ISHARES TR | EUROPE ETF | 324K | 6K | – |
| ISHARES TR | EXPND TEC SC ETF | 352K | 4K | – |
| ISHARES TR | GNMA BOND ETF | 274K | 6K | – |
| ISHARES TR | IBOXX HI YD ETF | 287K | 4K | – |
| ISHARES TR | INTRM GOV CR ETF | 640K | 6K | – |
| ISHARES TR | 20 YR TR BD ETF | 699K | 8K | – |
| ISHARES TR | JPMORGAN USD EMG | 401K | 5K | – |
| ISHARES TR | MBS ETF | 2M | 20K | – |
| ISHARES TR | MORNINGSTAR GRWT | 890K | 11K | – |
| ISHARES TR | MRGSTR MD CP ETF | 1M | 15K | – |
| ISHARES TR | 1 3 YR TREAS BD | 225K | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 2M | 16K | – |
| ISHARES TR | EAFE SML CP ETF | 854K | 14K | – |
| ISHARES TR | EAFE VALUE ETF | 1M | 20K | – |
| ISHARES TR | 10-20 YR TRS ETF | 323K | 3K | – |
| ISHARES TR | MSCI INTL QUALTY | 4M | 100K | – |
| ISHARES TR | MSCI INTL VLU FT | 224K | 8K | – |
| ISHARES TR | MSCI KLD400 SOC | 1M | 12K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 15K | – |
| ISHARES TR | MSCI USA QLT FCT | 5M | 27K | – |
| ISHARES TR | NATIONAL MUN ETF | 781K | 7K | – |
| ISHARES TR | RUSSELL 2000 ETF | 355K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 343K | 4K | – |
| ISHARES TR | RUS TOP 200 ETF | 1M | 8K | – |
| ISHARES TR | S&P 100 ETF | 301K | 1K | – |
| ISHARES TR | S&P 500 GRWT ETF | 5M | 59K | – |
| ISHARES TR | S&P 500 VAL ETF | 16M | 89K | – |
| ISHARES TR | S&P MC 400VL ETF | 5M | 41K | – |
| ISHARES TR | SP SMCP600VL ETF | 4M | 38K | – |
| ISHARES TR | SELECT DIVID ETF | 320K | 3K | – |
| ISHARES TR | ISHARES SEMICDTR | 715K | 3K | – |
| ISHARES TR | SHRT NAT MUN ETF | 455K | 4K | – |
| ISHARES TR | TIPS BD ETF | 424K | 4K | – |
| ISHARES TR | US AER DEF ETF | 307K | 2K | – |
| ISHARES TR | US INFRASTRUC | 287K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS USD | 211K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 9M | 155K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 906K | 20K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 5M | 82K | – |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 374K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 285K | 4K | – |
| JACKSON FINANCIAL INC | COM CL A | 574K | 8K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 353K | 3K | – |
| JD.COM INC | SPON ADS CL A | 350K | 14K | – |
| JETBLUE AWYS CORP | COM | 130K | 21K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 8M | 138K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 27K | – |
| KLA CORP | COM NEW | 238K | 289 | – |
| KNOW LABS INC | COM NEW | 11K | 28K | – |
| KOPIN CORP | COM | 9K | 11K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LAMAR ADVERTISING CO NEW | CL A | 789K | 7K | – |
| LESLIES INC | COM | 55K | 13K | – |
| LINCOLN NATL CORP IND | COM | 622K | 20K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 370K | 135K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
| LOWES COS INC | COM | 431K | 2K | – |
| M & T BK CORP | COM | 615K | 4K | – |
| MARATHON OIL CORP | COM | 350K | 12K | – |
| MARATHON PETE CORP | COM | 328K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 200K | 828 | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MCDONALDS CORP | COM | 855K | 3K | – |
| MCKESSON CORP | COM | 716K | 1K | – |
| MEDTRONIC PLC | SHS | 2M | 21K | – |
| MERCK & CO INC | COM | 2M | 14K | – |
| META PLATFORMS INC | CL A | 7M | 13K | – |
| METLIFE INC | COM | 540K | 8K | – |
| MICRON TECHNOLOGY INC | COM | 499K | 4K | – |
| MICROSOFT CORP | COM | 16M | 36K | – |
| MINISO GROUP HLDG LTD | SPONSORED ADS | 213K | 11K | – |
| MORGAN STANLEY | COM NEW | 546K | 6K | – |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 82K | 37K | – |
| NETFLIX INC | COM | 685K | 1K | – |
| NEUROCRINE BIOSCIENCES INC | COM | 246K | 2K | – |
| NEWMONT CORP | COM | 2M | 39K | – |
| NEXTERA ENERGY INC | COM | 321K | 5K | – |
| NIKE INC | CL B | 329K | 4K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 9K | – |
| NOVO-NORDISK A S | ADR | 2M | 14K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 300K | 4K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 244K | 33K | – |
| NUVEEN REAL ASSET INCOME & G | COM | 262K | 22K | – |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 389K | 29K | – |
| NVIDIA CORPORATION | COM | 12M | 101K | – |
| NXP SEMICONDUCTORS N V | COM | 667K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 832K | 13K | – |
| OMNICOM GROUP INC | COM | 870K | 10K | – |
| ORACLE CORP | COM | 3M | 18K | – |
| OTIS WORLDWIDE CORP | COM | 251K | 3K | – |
| PACER FDS TR | PACER US SMALL | 2M | 39K | – |
| PACER FDS TR | US CASH COWS 100 | 12M | 224K | – |
| PACER FDS TR | CASH COWS ETF | 251K | 7K | – |
| PACER FDS TR | DEVELOPED MRKT | 4M | 135K | – |
| PACER FDS TR | SWAN SOS FD OF | 916K | 33K | – |
| PACER FDS TR | TRENDP US LAR CP | 523K | 11K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 390K | 15K | – |
| PALO ALTO NETWORKS INC | COM | 227K | 671 | – |
| PEPSICO INC | COM | 2M | 11K | – |
| PERRIGO CO PLC | SHS | 282K | 11K | – |
| PFIZER INC | COM | 1M | 39K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 25K | – |
| PHILLIPS 66 | COM | 268K | 2K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 366K | 19K | – |
| PITNEY BOWES INC | COM | 10K | 2K | – |
| PITNEY BOWES INC | COM | 775K | 153K | – |
| PLBY GROUP INC | COM | 13K | 16K | – |
| PNC FINL SVCS GROUP INC | COM | 543K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | – |
| PROLOGIS INC. | COM | 469K | 4K | – |
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 17K | 17K | – |
| PRUDENTIAL FINL INC | COM | 600K | 5K | – |
| PTC INC | COM | 230K | 1K | – |
| PULTE GROUP INC | COM | 250K | 2K | – |
| PUMA BIOTECHNOLOGY INC | COM | 36K | 11K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 159K | 27K | – |
| PURPLE INNOVATION INC | COM | 43K | 41K | – |
| PUTNAM ETF TRUST | FOCUSED LAR CAP | 5M | 129K | – |
| QUALCOMM INC | COM | 5M | 23K | – |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 382K | 13K | – |
| RIMINI STR INC DEL | COM | 258K | 84K | – |
| RING ENERGY INC | COM | 105K | 62K | – |
| ROCKET COS INC | COM CL A | 287K | 21K | – |
| ROKU INC | COM CL A | 306K | 5K | – |
| RPM INTL INC | COM | 2M | 16K | – |
| RTX CORPORATION | COM | 2M | 20K | – |
| SALESFORCE INC | COM | 886K | 3K | – |
| SANOFI | SPONSORED ADR | 936K | 19K | – |
| SCHWAB CHARLES CORP | COM | 3M | 43K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 1M | 17K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 3M | 57K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 289K | 6K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 506K | 11K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 363K | 5K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 440K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 15M | 153K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 410K | 6K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 333K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 11K | – |
| SEMPRA | COM | 578K | 8K | – |
| SIMPLIFY EXCHANGE TRADED FUN | HEALTH CARE ETF | 270K | 9K | – |
| SOFI TECHNOLOGIES INC | COM | 71K | 11K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 2M | 53K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 51K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 2M | 31K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 10M | 150K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 2M | 31K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 484K | 10K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 804K | 19K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 252K | 10K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 455K | 5K | – |
| SPDR SER TR | BBG CONV SEC ETF | 222K | 3K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 279K | 7K | – |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 251K | 5K | – |
| STANLEY BLACK & DECKER INC | COM | 325K | 4K | – |
| STARBUCKS CORP | COM | 1M | 18K | – |
| STRATEGY SHS | NS 7HANDL IDX | 272K | 13K | – |
| STRYKER CORPORATION | COM | 246K | 723 | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 330K | 6K | – |
| SYNOPSYS INC | COM | 206K | 346 | – |
| T ROWE PRICE ETF INC | CAP APPRECIATION | 843K | 27K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 14K | – |
| TELLURIAN INC NEW | COM | 17K | 24K | – |
| TESLA INC | COM | 2M | 10K | – |
| TEXAS INSTRS INC | COM | 720K | 4K | – |
| TEXTRON INC | COM | 265K | 3K | – |
| THE CIGNA GROUP | COM | 2M | 6K | – |
| THE REALREAL INC | COM | 147K | 46K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 229K | 414 | – |
| TJX COS INC NEW | COM | 707K | 6K | – |
| TOTALENERGIES SE | SPONSORED ADS | 225K | 3K | – |
| TRANE TECHNOLOGIES PLC | SHS | 242K | 736 | – |
| TRUIST FINL CORP | COM | 557K | 14K | – |
| UBER TECHNOLOGIES INC | COM | 203K | 3K | – |
| ULTA BEAUTY INC | COM | 569K | 1K | – |
| UNILEVER PLC | SPON ADR NEW | 777K | 14K | – |
| UNION PAC CORP | COM | 654K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 913K | 7K | – |
| UNITED RENTALS INC | COM | 441K | 682 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNUM GROUP | COM | 268K | 5K | – |
| US BANCORP DEL | COM NEW | 308K | 8K | – |
| UWM HOLDINGS CORPORATION | COM CL A | 156K | 22K | – |
| V F CORP | COM | 409K | 30K | – |
| VALE S A | SPONSORED ADS | 173K | 16K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 550K | 6K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1M | 17K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 28K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 351K | 7K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 4M | 11K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 291K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 9M | 32K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 573K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 4M | 18K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 983K | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6M | 13K | – |
| VANGUARD INDEX FDS | VALUE ETF | 496K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 29K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 621K | 11K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 302K | 6K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 309K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 19K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 1M | 19K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 66K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 247K | 4K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 737K | 6K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 1M | 10K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 207K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 694K | 1K | – |
| VEEVA SYS INC | CL A COM | 1M | 7K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 33K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VICTORY PORTFOLIOS II | CORE INTERMEDIAT | 6M | 137K | – |
| VICTORY PORTFOLIOS II | SHARES FREE CASH | 613K | 20K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 2M | 27K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 VOL | 507K | 6K | – |
| VICTORY PORTFOLIOS II | VCSHS US DISCVRY | 225K | 4K | – |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 478K | 8K | – |
| VISA INC | COM CL A | 3M | 13K | – |
| VOYAGER THERAPEUTICS INC | COM | 1M | 128K | – |
| WALMART INC | COM | 4M | 53K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 189K | 25K | – |
| WEBSTER FINL CORP | COM | 891K | 20K | – |
| WELLS FARGO CO NEW | COM | 3M | 52K | – |
| WILLIAMS COS INC | COM | 658K | 15K | – |
| WISDOMTREE TR | US LARGECAP FUND | 1M | 24K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 363K | 8K | – |
| WISDOMTREE TR | US MULTIFACTOR | 951K | 21K | – |
| WISDOMTREE TR | US SMALLCAP FUND | 348K | 7K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 882K | 11K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 296K | 6K | – |
| WISDOMTREE TR | WISDOMTREE US VA | 217K | 3K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 434K | 10K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 805K | 26K | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 329K | 4K | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 348K | 1K | – |
| ZOETIS INC | CL A | 293K | 2K | – |