WELLINGTON MANAGEMENT SINGAPORE PTE LTD
WELLINGTON MANAGEMENT SINGAPORE PTE. LTD. Legal Name
Adviser information for WELLINGTON MANAGEMENT SINGAPORE PTE LTD last updated from Form ADV on May 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 100 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $27.4B |
| Non-Discretionary | 1 | $2.1B |
| Total | 64 | $29.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $5.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $67.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 6 | $5.0B |
| Insurance companies | 21 | $10.3B |
| Sovereign wealth funds and foreign official institutions | 21 | $8.6B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 94 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisor |
Principal Office
8 MARINA BOULEVARD, #03-01TOWER 1, MARINA BAY FINANCIAL CENTRE
SINGAPORE
Singapore
Monday - Friday, 8:30 - 6:00
Tel: +65-6534-5115, Fax: None
Chief Compliance Officer
KAR ON KAREN AU
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT HONG KONG LIMITED
17 F, TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET
CENTRAL, HONG KONG
Hong Kong
Tel:
852-2846-6048
K**@*************M
(Full email address available in API data)
Regulatory Contact
JAMES PETERSON
CHIEF COMPLIANCE OFFICER, WELLINGTON MANAGEMENT COMPANY LLP
280 CONGRESS STREET
BOSTON
MA
United States
Tel:
1-617-951-5000
J********@*************M
(Full email address available in API data)
Industry Affiliates
| CLIMATE INNOVATION I CO-INVEST GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WAI GP LSG LUXEMBOURG | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON ALTERNATIVE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLIMATE INNOVATION I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLO GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| WELLINGTON FUNDS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON FUNDS DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON HADLEY HARBOR IV GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON LUXEMBOURG, S.A R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT CANADA ULC | Other investment adviser, including financial planners |
| WELLINGTON MANAGEMENT COMPANY LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT EUROPE GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT FUNDS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT JAPAN PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | Other investment adviser, including financial planners |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WELLINGTON TRUST COMPANY, NA | Trust company |
| WELLINGTON VENTURE INVESTMENTS I GP L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, ASIAN OPPORTUNITIES | TRUST COMPANY POOL | $0.0M | $1.0M | 0 |
| WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS LOCAL EQUITY PORTFOLIO | TRUST COMPANY POOL | $775.6M | $1.0M | 57 |
| WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS RESEARCH EQUITY PORTFOLIO | TRUST COMPANY POOL | $973.4M | $1.0M | 65 |
| WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKET THEMES PORTFOLIO | Hedge Fund | $130.2M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUCKWORTH, CHERYL, MCDANIEL | Individual | – | DIRECTOR | 05/2014 | < 5% |
| WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | Foreign Entity | – | SHAREHOLDER | 05/2014 | > 75% |
| WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP | Domestic Entity | WELLINGTON MANAGEMENT GLOBAL HOLDINGS, LTD. | SHAREHOLDER | 01/2015 | > 75% |
| WELLINGTON GROUP HOLDINGS LLP | Domestic Entity | WELLINGTON MANAGEMENT GROUP LLP | MANAGING PARTNER | 05/2014 | > 75% |
| WELLINGTON MANAGEMENT GROUP LLP | Domestic Entity | WELLINGTON GROUP HOLDINGS LLP | MANAGING PARTNER | 05/2014 | > 75% |
| PARKER, JAWAN, SHAMEL | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Tang, Hoi Yee Karen | Individual | – | DIRECTOR | 05/2020 | < 5% |
| ALI, AMMIN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| Dvorak, Marketa | Individual | – | DIRECTOR | 09/2021 | < 5% |
| AU, KAR ON KAREN | Individual | – | DIRECTOR | 05/2020 | < 5% |
| CARON, PATRICK, PAUL | Individual | – | DIRECTOR | 09/2021 | < 5% |
| MAZZOLA, COLIN | Individual | – | DIRECTOR | 09/2021 | < 5% |
| TAGLIONE, C, A | Individual | – | DIRECTOR | 09/2021 | < 5% |
| Tipping, Valerie Elaine, Neal | Individual | – | DIRECTOR | 09/2021 | < 5% |