ADVISORS FINANCIAL, INC.
Adviser information for ADVISORS FINANCIAL, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 690 | $265.3M |
| Non-Discretionary | 0 | $0 |
| Total | 690 | $265.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $49.3M |
| HNW Individuals | 92 | $211.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80263 |
|---|---|
| SEC ERA File Number | 801-80263 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144837 |
| Legal Entity Identifier | None |
Principal Office
8391 OLD COURTHOUSE ROADSUITE 205
VIENNA
VA
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: (703) 883-0300, Fax: (703) 536-4742
Chief Compliance Officer
JOSEPH M. VAN NAME, III
PRESIDENT AND CEO
8391 OLD COURTHOUSE ROAD
SUITE 205
VIENNA
VA
United States
Tel:
(703) 883-0300
Fax:
(703) 536-4742
J**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VAN NAME, JOSEPH, MASON | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER | 07/2007 | > 75% |