RAND ADVISORS, LLC
Adviser information for RAND ADVISORS, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 80 | $147.9M |
| Non-Discretionary | 0 | $0 |
| Total | 80 | $147.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $147.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Principal Office
2101 CEDAR SPRINGS ROADSUITE 1200
DALLAS
TX
United States
Monday - Friday, 9AM-5PM
Tel: 214-908-8130, Fax: 214-550-4459
Websites
Chief Compliance Officer
MARK PATRICK
CCO
2101 CEDAR SPRINGS ROAD
SUITE 1200
DALLLAS
TX
United States
Tel:
214-908-8130
M*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATLAS IDF, LP | Private Equity Fund | $22.7M | $0.5M | 2 |
| RAND PE FUND I, L.P. | Private Equity Fund | $0.0M | $0.5M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAND ADVISORS HOLDING CORP | Domestic Entity | – | OWNER | 08/2022 | > 75% |
| CHARITABLE DAF FUND, L.P | Foreign Entity | RAND ADVISORS HOLDING CORP | OWNER OF RAND ADVISORS HOLDING CORP | 01/2022 | > 75% |
| Patrick, Mark | Individual | – | CCO | 08/2022 | < 5% |
| CHARITABLE DAF HOLDCO LTD. | Foreign Entity | CHARITABLE DAF FUND, L.P | OWNER OF CHARITABLE DAF FUND, L.P. | 11/2011 | > 75% |
| CHARITABLE DAF GP, LLC | Domestic Entity | CHARITABLE DAF FUND, L.P | GNEREAL PARTNER OF CHARITABLE DAF FUND, L.P | 11/2011 | |
| Patrick, Mark | Individual | CHARITABLE DAF GP, LLC | MANAGING MEMBER AND SOLE OWNER OF CHARITABLE DAF GP, LLC | 03/2021 | > 75% |