WELTON INVESTMENT PARTNERS LLC
Adviser information for WELTON INVESTMENT PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $440.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $440.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $440.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-80274 |
|---|---|
| SEC ERA File Number | 801-80274 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172452 |
| Legal Entity Identifier | 549300H5ZT3TOHHUSF66 |
Principal Office
EASTWOOD BUILDINGSAN CARLOS BETWEEN 5TH AND 6TH
CARMEL
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM PST
Tel: 831-626-5190, Fax: 831-626-5199
Chief Compliance Officer
DAVID NOWLIN
EASTWOOD BUILDING
SAN CARLOS BETWEEN 5TH AND 6TH, PO BOX 6147
CARMEL
CA
United States
Tel:
831-620-6620
Fax:
831-626-5199
D******@*********M
(Full email address available in API data)
Regulatory Contact
GUILLAUME DETRAIT
PRESIDENT AND CHIEF RISK OFFICER
EASTWOOD BUILDING
SAN CARLOS BETWEEN 5TH AND 6TH, PO BOX 6147
CARMEL
CA
United States
Tel:
831-620-6628
Fax:
831-626-5199
G*******@*********M
(Full email address available in API data)
Industry Affiliates
| WELTON GLOBAL FUNDS MANAGEMENT CORPORATION | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WELTON ESG ADVANTAGE MASTER FUND LTD | Hedge Fund | $122.2M | $0.3M | 14 |
| WELTON GLOBAL CAPITAL MARKETS FUND LTD CLASS G | Hedge Fund | $318.0M | $1.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELTON INVESTMENT CORPORATION | Domestic Entity | – | MANAGING MEMBER | 07/2014 | 50-75% |
| CHALICE WELTON LLC | Domestic Entity | – | MEMBER | 07/2014 | 10-25% |
| WELTON, PATRICK, LLOYD | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2014 | < 5% |
| DETRAIT, GUILLAUME, PIERRE | Individual | – | PRESIDENT | 02/2021 | < 5% |
| NOWLIN, DAVID, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| PUTNAM, DONALD, HARDING | Individual | – | DIRECTOR | 07/2014 | < 5% |
| WELTON, ANNETTE, LEAH | Individual | – | BOARD CHAIR | 07/2014 | < 5% |
| BELL, ARTHUR, FREDERICK | Individual | – | DIRECTOR | 07/2014 | < 5% |
| THE WELTON FAMILY TRUST DATED JANUARY 28, 1992 | Domestic Entity | WELTON INVESTMENT CORPORATION | SOLE SHAREHOLDER | 05/1997 | > 75% |
| WELTON, PATRICK, LLOYD | Individual | THE WELTON FAMILY TRUST DATED JANUARY 28, 1992 | TRUSTEE | 01/1992 | |
| WELTON, ANNETTE, LEAH | Individual | THE WELTON FAMILY TRUST DATED JANUARY 28, 1992 | TRUSTEE | 01/1992 | |
| THE CHALICE FUND L.P. | Domestic Entity | CHALICE WELTON LLC | MANAGING MEMBER | 05/2014 | |
| GRAIL PARTNERS LLC | Domestic Entity | THE CHALICE FUND L.P. | GENERAL PARTNER | 10/2006 | |
| PUTNAM, DONALD, HARDING | Individual | GRAIL PARTNERS LLC | MANAGING PARTNER | 06/2005 | |
| Merrell, Todd, Walker | Individual | – | CHIEF FINANCIAL OFFICER | 10/2018 | < 5% |
| NILE CAPITAL GROUP HOLDINGS LLC | Domestic Entity | – | MEMBER | 12/2021 | 10-25% |
| LINDSEY, MELVIN, DUANE | Individual | NILE CAPITAL GROUP HOLDINGS LLC | MANAGING MEMBER | 06/2019 | |
| LT-16 EXCHANGE TRUST | Domestic Entity | THE CHALICE FUND L.P. | LIMITED PARTNER | 08/2018 | 50-75% |
| DELAWARE TRUST COMPANY | Domestic Entity | LT-16 EXCHANGE TRUST | TRUSTEE | 08/2018 |