Hedge Fund Database

ALTA FUNDAMENTAL ADVISERS LLC

Adviser information for ALTA FUNDAMENTAL ADVISERS LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 20 $723.3M
Non-Discretionary 2 $628.1M
Total 22 $1.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 19 $836.3M
Pension and profit sharing plans <5 $439.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies <5 $75.5M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 8

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-80306
SEC ERA File Number 801-80306
SEC CIK Numbers 1641604
SEC CRD Numbers 168642
Legal Entity Identifier 549300HF7JU9DKXVI638

Principal Office

1500 BROADWAY
SUITE 704
NEW YORK
NY
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 212-319-1778, Fax: 212-319-1105

Chief Compliance Officer

SCOTT PRITCHARD
DIRECTOR OF OPERATIONS/CONTROLLER
1500 BROADWAY
SUITE 704
NEW YORK
NY
United States
Tel: 212-319-1778
Fax: 212-319-1105
(Full email address available in API data)

Regulatory Contact

GILBERT LI
MANAGING MEMBER
1500 BROADWAY
SUITE 704
NEW YORK
NY
United States
Tel: 212-319-1778
Fax: 212-319-1105
(Full email address available in API data)

Industry Affiliates

ALTA FUNDAMENTAL ADVISERS GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALTA FUNDAMENTAL ADVISERS MASTER L.P. Hedge Fund $131.2M $5.0M 21
ALTA FUNDAMENTAL ADVISERS SP LLC - BELSTAR-ALTA SERIES 1 Hedge Fund $531.9M $0.0M 1
ALTA FUNDAMENTAL ADVISERS SP LLC - BELSTAR-ALTA SERIES 2 Hedge Fund $96.3M $0.0M 1
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES C Hedge Fund $5.6M $0.0M 1
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES G Hedge Fund $2.8M $0.0M 3
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES H Hedge Fund $2.3M $0.0M 4
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES L Hedge Fund $0.0M $0.0M 2
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES M Hedge Fund $0.4M $0.0M 7
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES N Hedge Fund $0.3M $0.0M 5
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES O Hedge Fund $24.3M $0.0M 14
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES P Hedge Fund $0.0M $0.0M 7
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES Q Hedge Fund $14.5M $0.0M 2
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES S Hedge Fund $9.0M $0.0M 2
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES T Hedge Fund $11.6M $0.0M 2
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES U Hedge Fund $0.5M $0.0M 2
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES V Hedge Fund $0.1M $0.0M 3
ALTA FUNDAMENTAL ADVISERS SP LLC - SERIES W Hedge Fund $5.7M $0.0M 9

Control Persons

Name Type Entity Title Since Ownership
PRITCHARD, SCOTT, KYLE Individual – CHIEF COMPLIANCE OFFICER 03/2018 < 5%
LI, GILBERT Individual – MANAGING MEMBER 01/2013 50-75%
CARTON, JEREMY Individual – MANAGING MEMBER 01/2013 50-75%

No. Employees, Historic

105020192020202120222023202420255 on 4/12/20194 on 3/19/20204 on 10/29/20204 on 3/30/20214 on 8/26/20214 on 8/26/20214 on 3/30/20224 on 5/24/20224 on 8/22/20224 on 11/1/20224 on 11/10/20224 on 2/21/20235 on 3/31/20236 on 3/21/2024

RAUM, Historic

4B2B02019202020212022202320242025328840000 on 4/12/2019261780000 on 3/19/2020261780000 on 10/29/20203792485000 on 3/30/20213798451000 on 8/26/20213798451000 on 8/26/20212428137000 on 3/30/20222428137000 on 5/24/20222428137000 on 8/22/20222428137000 on 11/1/20222428137000 on 11/10/20222428137000 on 2/21/20231806325000 on 3/31/20231351423000 on 3/21/2024

No. Clients, Historic

3015020192020202120222023202420257 on 4/12/201917 on 3/19/202017 on 10/29/202022 on 3/30/202122 on 8/26/202124 on 8/26/202121 on 3/30/202221 on 5/24/202221 on 8/22/202221 on 11/1/202222 on 11/10/202222 on 2/21/202321 on 3/31/202319 on 3/21/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABACUS LIFE INC CL A 4M 452K –
ALGONQUIN POWER & UTILITIES COM 4M 750K –
ALPHA METALLURGICAL RESOURCE COM 32M 115K –
ANIKA THERAPEUTICS INC COM 7M 296K –
ARCHER AVIATION INC-A COM CL A 2M 695K –
ARQ INC COM 12M 2M –
BOWLERO CORP CL A COM 49M 3M –
CALUMET SPECIALTY PRODUCTS PARTNERS LP UT LTD PARTNER 1M 75K –
CHESAPEAKE ENERGY CORP COM 8M 101K –
DELEK US HOLDINGS INC COM 124K 5K –
Gannett Co Inc NEW COM 61M 13M –
GENWORTH FINANCIAL INC-CL A COM SHS 2M 384K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 334K 1M –
HALLADOR ENERGY CO COM 3M 420K –
HERTZ GLOBAL HLDGS INC -CW51 *W EXP 06/30/205 2M 870K –
INDIVIOR PLC ORD 4M 325K –
JAMES RIVER GROUP HOLDINGS L COM 4M 464K –
MILESTONE PHARMACEUTICALS IN COM 4M 3M –
MURAL ONCOLOGY PLC ORD SHS 2M 720K –
PEABODY ENERGY CORP COM 10M 450K –
PUBLIC SERVICE ENTERPRISE GP COM 15M 202K –
TRINSEO PLC SHS 624K 270K –
BTU OPTIONS PUT 7M 350K –
C OPTIONS PUT 2M 100K –
PEG OPTIONS CALL 49M 650K –
PSEC OPTIONS CALL 2M 250K –
VLY OPTIONS CALL 17M 2M –
VLY OPTIONS PUT 11M 4M –