RETIREMENTADVICE | JKA
Adviser information for RETIREMENTADVICE | JKA last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 936 | $201.5M |
| Non-Discretionary | 0 | $0 |
| Total | 936 | $201.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 182 | $52.2M |
| HNW Individuals | 74 | $148.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $394,835 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80313 |
|---|---|
| SEC ERA File Number | 801-80313 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153803 |
| Legal Entity Identifier | None |
Principal Office
1251 N. MANASSERO ST.SUITE #405A
ANAHEIM
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 714-779-9200, Fax: 714-779-9210
Chief Compliance Officer
JACK KEETER
PRESIDENT
1251 N. MANASSERO STREET
SUITE #405A
ANAHEIM
CA
United States
Tel:
714-779-9200
Fax:
714-779-9210
J***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEETER, JACK, BRUNSON | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2011 | > 75% |