CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC
Adviser information for CULLEN, PATTERSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $23.1M |
| Non-Discretionary | 1 | $129.5M |
| Total | 6 | $152.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $8.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $144.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesASSET ALLOCATION MANAGEMENT |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-80324 |
|---|---|
| SEC ERA File Number | 801-80324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167195 |
| Legal Entity Identifier | None |
Principal Office
3487 WONDER VIEW PLACELOS ANGELES
CA
United States
Monday - Friday, 9AM - 4PM
Tel: 323 851 7308, Fax: 323 851 7308
Websites
Chief Compliance Officer
RICK CULLEN
3487 WONDER VIEW PLACE
LOS ANGELES
CA
United States
Tel:
323 851 7308
Fax:
323 851 7308
R******@***********M
(Full email address available in API data)
Regulatory Contact
WILLIAM B PATTTERSON
45550 OVERTON DRIVE
MENDOCINO
CA
United States
Tel:
917-885-5382
W***@***********M
(Full email address available in API data)
Industry Affiliates
| RLC CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CULLEN, RICHARD, LARSEN | Individual | – | MANAGING MEMBER, CCO | 12/2012 | 50-75% |
| PATTERSON, WILLIAM, BARROWS | Individual | – | MANAGING MEMBER | 12/2012 | 50-75% |