SOUTHOCEAN CAPITAL PARTNERS, LLC
Adviser information for SOUTHOCEAN CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $630.5M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $630.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $630.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST PAID TO OUR AFFILIATED ENTITIES |
Identifiers
| SEC RIA File Number | 801-80327 |
|---|---|
| SEC ERA File Number | 801-80327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171580 |
| Legal Entity Identifier | None |
Principal Office
401 E. LAS OLAS BLVD.SUITE 2220
FT. LAUDERDALE
FL
United States
Monday - Friday, 8:30-5:00
Tel: 954-331-0109, Fax: 954-523-9594
Chief Compliance Officer
LISA GIOVANNELLI
410 ROLLING HILLS ROAD
FREEDOM
PA
United States
Tel:
412-398-2848
L***@*********************M
(Full email address available in API data)
Industry Affiliates
| SOCP NR MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN INVESTMENT PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN LTH MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER II LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SOUTHOCEAN REAL ESTATE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PSH CO-INVEST, LLC | Real Estate Fund | $13.0M | $0.0M | 6 |
| SO BOULDER HOLDINGS, LLC | Real Estate Fund | $45.9M | $0.1M | 31 |
| SO V ADDISON PARK CO-INVEST, LLC | Real Estate Fund | $10.3M | $0.1M | 76 |
| SO V MALLORY CO-INVEST LLC | Real Estate Fund | $19.7M | $0.1M | 62 |
| SO V VERO & I-DRIVE CO-INVEST, LLC | Real Estate Fund | $21.3M | $0.1M | 60 |
| SOCP MORRISSEY, LLC | Real Estate Fund | $3.1M | $0.1M | 6 |
| SOCP NR PARTNERS, LLC | Real Estate Fund | $31.7M | $0.1M | 22 |
| SOCP WPV, LLC | Real Estate Fund | $6.7M | $0.1M | 20 |
| SOUTHOCEAN PRIVATE CREDIT PARTNERS, LP | Private Equity Fund | $13.3M | $1.0M | 47 |
| SOUTHOCEAN REAL ESTATE PARTNERS II, LLC | Real Estate Fund | $50.7M | $1.0M | 68 |
| SOUTHOCEAN REAL ESTATE PARTNERS III, LLC | Real Estate Fund | $38.5M | $1.0M | 91 |
| SOUTHOCEAN REAL ESTATE PARTNERS IV, LLC | Real Estate Fund | $59.4M | $1.0M | 82 |
| SOUTHOCEAN REAL ESTATE PARTNERS V, LLC | Real Estate Fund | $205.4M | $1.0M | 194 |
| SOUTHOCEAN REAL ESTATE PARTNERS VI, LLC | Real Estate Fund | $101.0M | $1.0M | 130 |
| SOUTHOCEAN REAL ESTATE PARTNERS, LLC | Real Estate Fund | $10.6M | $1.0M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTH, DAVID, MARK | Individual | – | MANAGING DIRECTOR & SECRETARY | 04/2014 | < 5% |
| HORVITZ, DAVID, WILLIAM | Individual | – | MANAGING DIRECTOR, CHAIRMAN & TREASURER | 04/2014 | < 5% |
| BANNON, TIMOTHY, EDWARD | Individual | – | MANAGING DIRECTOR, PRESIDENT & CEO | 04/2014 | 25-50% |
| ROTH, LINDA, HORVITZ | Individual | ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | TRUSTEE | 06/2008 | |
| ROTH, STEPHEN, ANDREW | Individual | HRC CAPITAL, LLC | MEMBER | 06/2014 | 25-50% |
| MAKAR, EMILY, C | Individual | HRC CAPITAL, LLC | MEMBER | 06/2014 | 25-50% |
| CORR, SARA, MICHELLE | Individual | SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | TRUSTEE | 07/2013 | |
| HORVITZ, GREGORY, STEVEN | Individual | GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12, AS AMENDED | TRUSTEE | 05/2012 | |
| HORVITZ, DAVID, WILLIAM | Individual | DAVID W. HORVITZ 1991 TRUST; U/T/D 3/25/91, AS AMENDED AND RESTATED | TRUSTEE | 03/1991 | |
| HRC INVESTMENTS, LLC | Domestic Entity | – | MANAGING MEMBER | 02/2017 | 50-75% |
| DAVID W. HORVITZ 1991 TRUST; U/T/D 3/25/91, AS AMENDED AND RESTATED | Domestic Entity | SO MANAGER LLC | MEMBER | 06/2014 | 50-75% |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | Domestic Entity | SO MANAGER LLC | MEMBER | 06/2014 | 50-75% |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12, AS AMENDED | Domestic Entity | HRC CAPITAL, LLC | MEMBER | 06/2014 | 25-50% |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | Domestic Entity | HRC CAPITAL, LLC | MEMBER | 06/2014 | 25-50% |
| SO MANAGER LLC | Domestic Entity | HRC INVESTMENTS, LLC | MANAGING MEMBER | 02/2017 | |
| HRC CAPITAL, LLC | Domestic Entity | HRC INVESTMENTS, LLC | NON-MANAGING MEMBER | 02/2017 | > 75% |
| GIOVANNELLI, LISA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| ROTH, DAVID, MARK | Individual | SO MANAGER LLC | MEMBER OF BOARD OF MANAGERS | 06/2014 | |
| HORVITZ, DAVID, WILLIAM | Individual | SO MANAGER LLC | MEMBER OF BOARD OF MANAGERS | 06/2014 |