CENTER STREET ADVISORS, INC.
Adviser information for CENTER STREET ADVISORS, INC. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 36 |
| Registered State Investment Advisers | 45 |
| Licensed Agents of an Insurance Company | 40 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,689 | $336.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,689 | $336.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,672 | $260.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $475,630 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $75.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsCO-ADVISORY AGREEMENT |
|---|---|
| Compensation | % of AUMFixed feesSOLICITATION FEES FROM THIRD-PARTY MANAGERS |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 98.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-80344 |
|---|---|
| SEC ERA File Number | 801-80344 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169329 |
| Legal Entity Identifier | None |
Principal Office
2 INTERNATIONAL PLAZASUITE 301
NASHVILLE
TN
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 615-690-3580, Fax: 615-690-3599
Websites
www.hillandhillfinancial.com
www.brookwoodwealth.com
www.legacyfinancial123.com
www.aycockwealthmanagement.com
www.pinnaclefinancialwealthmgmt.com/
www.eckelfinancial.com
www.tahoefp.com/
www.thewilliamsfinancialgroup.com
www.ashirafinancial.com
www.irontreeinvest.com
www.greenwaysave.com
www.robertstaxandretirement.com
www.thornhillfinancial.net
www.toddyandassociates.com
www.preferredfinancialsolutions.net
www.thackerandassociates.com
www.irontreeinvest.com
www.beringfinancial.com
www.financial-dynamics.biz
www.majorsfg.com
www.progenfinancial.com
www.wpa123.com
www.leblancfinancial.com
www.kentprewette.com
www.narishfinancialservice.com
www.pathwayfinancialmgt.com
www.myincomepros.com
Chief Compliance Officer
UNBO CHUNG
1115 W FULTON MARKET
3RD FLOOR
CHICAGO
IL
United States
Tel:
312-940-3684
B********@**************M
(Full email address available in API data)
Regulatory Contact
CORRIE SCOBY
SENIOR DIRECTOR, COMPLIANCE
1115 W FULTON MARKET
3RD FLOOR
CHICAGO
IL
United States
Tel:
615-690-3580
Fax:
615-690-3599
C***********@**************M
(Full email address available in API data)
Industry Affiliates
| CENTER STREET SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CENTER STREET HOLDINGS, INC. | Domestic Entity | – | CORPORATION | 09/2013 | > 75% |
| CHUNG, UNBO | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| ROGERS, JOSHUA, DEAN | Individual | – | PRESIDENT, DIRECTOR | 12/2022 | < 5% |
| HOCK, DAVID, CARL | Individual | – | DIRECTOR | 01/2021 | < 5% |
| SCOBY, CORRIE, FAULK DAVIS | Individual | – | SENIOR DIRECTOR, COMPLIANCE | 01/2021 | < 5% |