HERITAGE FINANCIAL PLANNING
HFP WEALTH MANAGEMENT, LLC Legal Name
Adviser information for HERITAGE FINANCIAL PLANNING last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 533 | $280.8M |
| Non-Discretionary | 0 | $0 |
| Total | 533 | $280.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $44.7M |
| HNW Individuals | 78 | $236.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80348 |
|---|---|
| SEC ERA File Number | 801-80348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131525 |
| Legal Entity Identifier | None |
Principal Office
10440 N. CENTRAL EXPRESSWAYSUITE 1540
DALLAS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 214-446-2100, Fax: 817-796-2825
Chief Compliance Officer
MARY S. CHASTAIN
10440 N. CENTRAL EXPRESSWAY
SUITE 1540
DALLAS
TX
United States
Tel:
214-446-2100
Fax:
817-796-2825
M***@****************************M
(Full email address available in API data)
Industry Affiliates
| WEALTH ADVISORS TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLANKENSHIP, STEVEN, LEE | Individual | – | MANAGING MEMBER | 05/2004 | < 5% |
| Chastain, Mary, Sample | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| LANSWAN INVESTMENTS, LLC | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| BLANKENSHIP, STEVEN, LEE | Individual | LANSWAN INVESTMENTS, LLC | MANAGING MEMBER | 01/2023 | > 75% |