ADVANTAGE CAPITAL
ADVANTAGE CAPITAL MANAGEMENT CORPORATION Legal Name
Adviser information for ADVANTAGE CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 180 |
|---|---|
| Investment Advisory/Research | 110 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $832.5M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $832.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $832.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesPERCENTAGE OF CAPITAL CONTRIBUTED |
Principal Office
909 POYDRAS STREETSUITE 2230
NEW ORLEANS
LA
United States
Monday - Friday, 9:00-5:00
Tel: 504-522-4850, Fax: 504-522-4950
Websites
www.advantagecap.com
www.instatepartners.com
www.linkedin.com/company/advantagecapital/
www.facebook.com/advantagecapitalpartners
twitter.com/ac growthready
www.youtube.com/channel/uckxbjn5b4snxptpdp8-yyma?app=desktop
www.facebook.com/hoosiersolar/
www.linkedin.com/company/instate-partners/
www.hoosiersolar.com
www.linkedin.com/company/hoosier-solar
Chief Compliance Officer
MICHAEL T. JOHNSON
MANAGING DIRECTOR
909 POYDRAS STREET
SUITE 2230
NEW ORLEANS
LA
United States
Tel:
504-522-4850
Fax:
504-522-4950
M*******@***************M
(Full email address available in API data)
Regulatory Contact
CARA M. SCHIFFMAN
SENIOR VICE PRESIDENT
909 POYDRAS STREET
SUITE 2230
NEW ORLEANS
LA
United States
Tel:
504-522-4850
Fax:
504-522-4950
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADVANTAGE CAPITAL SOLAR HOLDINGS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIRST BANK OF THE LAKE | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADVANTAGE CAPITAL AGRIBUSINESS PARTNERS, L.P. | Private Equity Fund | $96.9M | $5.0M | 10 |
| ADVANTAGE CAPITAL SOLAR PARTNERS I, LLC | Private Equity Fund | $2.3M | $0.0M | 3 |
| ADVANTAGE CAPITAL SOLAR PARTNERS II, LLC | Private Equity Fund | $3.0M | $0.0M | 3 |
| ADVANTAGE CAPITAL SOLAR PARTNERS III, LLC | Private Equity Fund | $20.2M | $0.0M | 6 |
| ADVANTAGE CAPITAL SOLAR PARTNERS IV, LLC | Private Equity Fund | $20.5M | $0.0M | 3 |
| ADVANTAGE CAPITAL SOLAR PARTNERS V, LLC | Private Equity Fund | $15.2M | $0.0M | 1 |
| ADVANTAGE CAPITAL SOLAR PARTNERS VI, LLC | Private Equity Fund | $3.1M | $0.0M | 1 |
| ADVANTAGE CAPITAL SOLAR PARTNERS VII, LLC | Private Equity Fund | $58.1M | $0.0M | 1 |
| ADVANTAGE CAPITAL SOLAR PARTNERS VIII, LLC | Private Equity Fund | $0.0M | $0.0M | 1 |
| EMPOWER THE CHANGE FUND, LP | Private Equity Fund | $16.0M | $0.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADVANTAGE CAPITAL EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | Domestic Entity | – | DIRECT OWNER OF 100% OF THE OUTSTANDING STOCK OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 12/2009 | > 75% |
| STULL, STEVEN, THEODORE | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER AND CONTROL THROUGH VOTING TRUST OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 01/1994 | < 5% |
| MURPHY, MATTHEW, SCOTT | Individual | – | VICE PRESIDENT AND BOARD MEMBER OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 05/2013 | < 5% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 12/2009 | < 5% |
| DOYLE, MAURICE, EDWARD | Individual | – | BOARD MEMBER OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 12/2009 | < 5% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | DIRECT OWNER OF 100% OF THE OWNERSHIP INTEREST OF ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | 08/2014 | > 75% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | 09/2014 | < 5% |
| WAGNER, DANIEL, FREDERICK | Individual | ADVANTAGE CAPITAL EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST | TRUSTEE | 12/2009 | |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS I, LLC | 10/2017 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS I, LLC | 10/2017 | < 5% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 25-50% |
| DOYLE, MAURICE, EDWARD | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |
| DEGENHART, JEREMY, ROBERT | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS II, LLC | 10/2018 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS II, LLC | 10/2018 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS III, LLC | 03/2020 | < 5% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS III, LLC | 10/2019 | < 5% |
| WEATHERLEY-WHITE, CARL, CHRISTOPHER | Individual | – | MANAGER, MEMBER AND DIRECT OWNER OF 100% OF ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | 10/2019 | > 75% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER OF ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | 10/2019 | < 5% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MANAGER OF ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | 10/2019 | < 5% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MANAGER OF ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | 10/2019 | < 5% |
| ADVANTAGE CAPITAL SOLAR TAX EQUITY INVESTOR, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS III, LLC | 10/2019 | < 5% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | 03/2020 | 25-50% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | 03/2020 | 5-10% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | 03/2020 | 5-10% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS IV, LLC | 05/2021 | < 5% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS V, LLC | 10/2021 | < 5% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | 05/2021 | 25-50% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | 05/2021 | 10-25% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | 05/2021 | 10-25% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS VI, LLC | 09/2022 | < 5% |
| ADVANTAGE CAPITAL MANAGEMENT CORPORATION | Domestic Entity | – | MANAGER OF ADVANTAGE CAPITAL SOLAR PARTNERS VII, LLC | 09/2022 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS VI, LLC | 09/2022 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS VII, LLC | 09/2022 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS IV, LLC | 04/2021 | < 5% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS V, LLC | 04/2021 | < 5% |
| ADVANTAGE CAPITAL ETCF GP, LLC | Domestic Entity | – | GENERAL PARTNER OF EMPOWER THE CHANGE FUND, LP | 10/2021 | < 5% |
| ETCF MANAGEMENT LLC | Domestic Entity | – | MANAGER OF EMPOWER THE CHANGE FUND, LP | 10/2021 | < 5% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | 09/2022 | 25-50% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | 09/2022 | 10-25% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | 09/2022 | 10-25% |
| Bitting, Thomas | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS IV, LLC | 05/2021 | 5-10% |
| Bitting, Thomas | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2022, LLC | 09/2022 | 5-10% |
| ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | Domestic Entity | – | MEMBER OF ADVANTAGE CAPITAL SOLAR PARTNERS VIII, LLC | 04/2023 | < 5% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | 04/2023 | 10-25% |
| STULL, STEVEN, THEODORE | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | 04/2023 | 25-50% |
| Bitting, Thomas | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | 04/2023 | 10-25% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | 04/2023 | 10-25% |
| FRANCHESCA, BOUDREAUX, LORIO | Individual | – | CHIEF FINANCIAL OFFICER OF ADVANTAGE CAPITAL MANAGEMENT CORPORATION | 01/2023 | < 5% |
| Bitting, Thomas | Individual | – | MANAGER AND MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | 11/2023 | 5-10% |
| DOYLE, MAURICE, EDWARD | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS III, LLC | 03/2020 | 5-10% |
| LOUIS, THEODORE, DUBUQUE | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS 2023, LLC | 04/2023 | 5-10% |
| JOHNSON, MICHAEL, THOMAS | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |
| Bitting, Thomas | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |
| MURPHY, MATTHEW, SCOTT | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |
| Goldstein, Jonathan, I. | Individual | – | MEMBER OF ADVANTAGE CAPITAL SOLAR HOLDINGS, LLC | 10/2017 | 5-10% |