Hedge Fund Database

SEQUOIA WEALTH MANAGEMENT, LLC

Adviser information for SEQUOIA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 19
Registered State Investment Advisers 20
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,073 $199.8M
Non-Discretionary 1,520 $257.4M
Total 2,593 $457.2M

Clients

Type Number RAUM
Individuals 1,449 $315.4M
HNW Individuals 67 $141.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 2000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 443.2M
Portfolio Manager to Program Sponsor
SEQUOIA WEALTH WRAP PROGRAM SEQUOIA WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-80362
SEC ERA File Number 801-80362
SEC CIK Numbers 1730811
SEC CRD Numbers 170543
Legal Entity Identifier None

Principal Office

200 APPLEBEE ST
SUITE 208
BARRINGTON
IL
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 847-310-5900, Fax: 847-310-5911

Websites

www.linkedin.com/company/ironwood-family-wealth-advisors-llc/about/ www.linkedin.com/company/sequoia-financial-planning/?viewasmember=true www.advantagefinancialsg.com www.facebook.com/sequoia-financial-planning-116409313069095/ www.plansmartfinancial.com twitter.com/jmcwealthmgmt www.facebook.com/jmc-wealth-management-inc-538011652922206/ www.ironwoodfwa.com www.odefinancialservices.com www.jmcwealth.com www.myregencywealth.com www.linkedin.com/company/jmc-wealth-management/about/ www.seqwm.com/ www.facebook.com/odefinancialservices/?fref=ts www.sequoiafinancialplanning.com/ www.cpmfinancialservices.com/ www.debfinancial.com

Chief Compliance Officer

ROBERT LYMAN
MANAGING MEMBER
200 APPLEBEE
SUITE 208
BARRINGTON
IL
United States
Tel: 847-310-5900
Fax: 847-310-5911
(Full email address available in API data)

Regulatory Contact

KARLA LEONHARDT
OPERATIONS MANAGER
200 APPLEBEE STREET
SUITE 208
BARRINGTON
IL
United States
Tel: 847-519-1156
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LYMAN, ROBERT, DENNIS Individual – CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER 10/2014 > 75%

No. Employees, Historic

3015020202021202220232024202524 on 3/16/202024 on 6/8/202024 on 7/2/202025 on 3/31/202125 on 5/18/202125 on 6/21/202125 on 9/20/202125 on 9/23/202125 on 9/23/202125 on 11/21/202122 on 3/24/202222 on 4/1/202222 on 1/18/202322 on 1/19/202322 on 3/10/202322 on 6/1/202322 on 7/13/202320 on 3/13/2024

RAUM, Historic

500M250M0202020212022202320242025359456365 on 3/16/2020359456365 on 6/8/2020359456365 on 7/2/2020459829842 on 3/31/2021459829842 on 5/18/2021459829842 on 6/21/2021459829842 on 9/20/2021459829842 on 9/23/2021459829842 on 9/23/2021459829842 on 11/21/2021496096039 on 3/24/2022496096039 on 4/1/2022496096039 on 1/18/2023496096039 on 1/19/2023438177764 on 3/10/2023438177764 on 6/1/2023438177764 on 7/13/2023457188363 on 3/13/2024

No. Clients, Historic

5,0002,50002020202120222023202420254502 on 3/16/20204502 on 6/8/20204502 on 7/2/20202433 on 3/31/20212433 on 5/18/20212433 on 6/21/20212433 on 9/20/20212433 on 9/23/20212433 on 9/23/20212433 on 11/21/20212434 on 3/24/20222434 on 4/1/20222434 on 1/18/20232434 on 1/19/20231995 on 3/10/20231995 on 6/1/20231995 on 7/13/20231516 on 3/13/2024

Holdings

From latest 13F, filed January 13th, 2020 for period ending December 31st, 2019
Name Class Value $USD # Shares Private Fund
EXACT SCIENCES CORP COM 245 3K –
FIDELITY COVINGTON TR MSCI INFO TECH I 580 8K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 735 12K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 949 32K –
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 396 3K –
GOLDMAN SACHS ETF TR EQUITY ETF 2K 31K –
INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 967 22K –
ISHARES TR CORE HIGH DV ETF 981 10K –
ISHARES TR CORE S&P SCP ETF 225 3K –
ISHARES TR EXPND TEC SC ETF 395 2K –
ISHARES TR RUS 1000 ETF 222 1K –
ISHARES TR RUSSELL 2000 ETF 991 6K –
ISHARES TR U.S. FINLS ETF 293 2K –
ISHARES TR U.S. TECH ETF 554 2K –
ISHARES TR US AER DEF ETF 760 3K –
ISHARES TR US HLTHCARE ETF 259 1K –
PIMCO ETF TR ACTIVE BD ETF 367 3K –
VANGUARD INDEX FDS TOTAL STK MKT 1K 7K –
WISDOMTREE TR US QTLY DIV GRT 826 17K –