GEBHARDT GROUP, INC
Adviser information for GEBHARDT GROUP, INC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 636 | $218.1M |
| Non-Discretionary | 127 | $50.8M |
| Total | 763 | $268.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 148 | $79.9M |
| HNW Individuals | 78 | $164.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $24.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-80379 |
|---|---|
| SEC ERA File Number | 801-80379 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142903 |
| Legal Entity Identifier | None |
Principal Office
3390 MT. DIABLO BOULEVARDSUITE 250
LAFAYETTE
CA
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 925-283-9150, Fax: 925-283-9155
Chief Compliance Officer
JAMES C. GEBHARDT
PRESIDENT, CHIEF COMPLIANCE OFFICER
3390 MT. DIABLO BLVD.
SUITE 250
LAFAYETTE
CA
United States
Tel:
925-283-9150
Fax:
925-283-9155
A******@*******************M
(Full email address available in API data)
Regulatory Contact
ALLISON MCGRATH
DIRECTOR OF OPERATIONS
3390 MT. DIABLO BLVD.
SUITE 250
LAFAYETTE
CA
United States
Tel:
9252839150
Fax:
9252839155
A******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEBHARDT, JAMES, C | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 05/2005 | > 75% |
| GRISHMAN, MATTHEW, DAVID | Individual | – | PRINCIPAL AND WEALTH ADVISOR | 01/2015 | 25-50% |