ROSE CAPITAL ADVISORS, LLC
Adviser information for ROSE CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 740 | $366.3M |
| Non-Discretionary | 73 | $176.9M |
| Total | 813 | $543.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $19.2M |
| HNW Individuals | 209 | $517.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $6.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 17 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 366.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ROSE CAPITAL ADVISORS WRAP PROGRAM | ROSE CAPITAL ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-80385 |
|---|---|
| SEC ERA File Number | 801-80385 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173054 |
| Legal Entity Identifier | None |
Principal Office
119 WASHINGTON AVENUESUITE 400
MIAMI BEACH
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 305-534-7673, Fax: 305-534-2761
Chief Compliance Officer
MICHAEL ROSE
MANAGING PARTNER
119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH
FL
United States
Tel:
305-534-7673
Fax:
305-534-2761
M******@**********************M
(Full email address available in API data)
Regulatory Contact
MITCH ROMANO
DIRECTOR OF OPERATIONS
119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH
FL
United States
Tel:
305-534-7673
Fax:
305-534-2761
M****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROSE CAPITAL ADVISORS VINTAGE FUND I, L.P. | PE AND VC FUNDS | $0.0M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSE, MICHAEL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 09/2014 | > 75% |