KEELER & NADLER FAMILY WEALTH
KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC Legal Name
Adviser information for KEELER & NADLER FAMILY WEALTH last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,372 | $374.0M |
| Non-Discretionary | 74 | $35.0M |
| Total | 1,446 | $409.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 309 | $114.5M |
| HNW Individuals | 109 | $277.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $15.6M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80394 |
|---|---|
| SEC ERA File Number | 801-80394 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173079 |
| Legal Entity Identifier | None |
Principal Office
485 METRO PLACE SOUTHSUITE 100
DUBLIN
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 614-791-4123, Fax: 614-389-0496
Chief Compliance Officer
ANDREW P. KEELER
PRESIDENT & CHIEF COMPLIANCE OFFICER
485 METRO PLACE SOUTH
SUITE 100
DUBLIN
OH
United States
Tel:
614-791-4123
Fax:
614-389-0496
A**********@***************M
(Full email address available in API data)
Regulatory Contact
MARK D. BEAVER
MANAGER
485 METRO PLACE SOUTH
SUITE 100
DUBLIN
OH
United States
Tel:
614-791-4123
Fax:
614-389-0496
M**********@***************M
(Full email address available in API data)
Industry Affiliates
| RESCH, ROOT, PHILIPPS AND GRAHAM LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEELER, ANDREW, PAUL | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGER | 09/2014 | < 5% |
| ANDREW P. KEELER LIVING TRUST | Domestic Entity | – | OWNER/MEMBER | 11/2014 | > 75% |
| KEELER, ANDREW, PAUL | Individual | ANDREW P. KEELER LIVING TRUST | TRUSTEE | 07/2007 | |
| KEELER, JANINE, JENNIFER | Individual | ANDREW P. KEELER LIVING TRUST | TRUSTEE | 07/2007 |