Hedge Fund Database

AVANATH CAPITAL MANAGEMENT, LLC

Adviser information for AVANATH CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 121
Investment Advisory/Research 35
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 11 $3.8B
Non-Discretionary 0 $0
Total 11 $3.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $3.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-80398
SEC ERA File Number 801-80398
SEC CIK Numbers None
SEC CRD Numbers 172704
Legal Entity Identifier None

Principal Office

1920 MAIN STREET
SUITE 150
IRVINE
CA
United States
Monday - Friday, 9AM-5PM
Tel: 949-269-4700, Fax: 949-269-4701

Websites

www.avanath.com www.linkedin.com/company/avanath-capital-management/ twitter.com/avanathcapital vimeo.com/avanathcapital www.instagram.com/avanathcapital/ www.facebook.com/people/avanath-capital-management/100063523240348/?ref=py_c

Chief Compliance Officer

JUN SAKUMOTO
PARTNER
1920 MAIN STREET
SUITE 150
IRVINE
CA
United States
Tel: 949-269-4700
Fax: 949-269-4701
(Full email address available in API data)

Regulatory Contact

JOHN R. WILLIAMS
PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF OPERATING OFFICER
1920 MAIN STREET
SUITE 150
IRVINE
CA
United States
Tel: 949-269-4700
Fax: 949-269-4701
(Full email address available in API data)

Industry Affiliates

AVANATH AH IV CO-INVEST GP, LLC Sponsor, GP, manager of pooled investment vehicles
AVANATH AH MM III, LLC Sponsor, GP, manager of pooled investment vehicles
AVANATH AH MM IV, LLC Sponsor, GP, manager of pooled investment vehicles
AVANATH AH RENAISSANCE GP, LLC Sponsor, GP, manager of pooled investment vehicles
AVANATH III NY CO-INVESTMENT FUND MM, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AVANATH AFFORDABLE HOUSING III, LLC Real Estate Fund $692.1M $2.0M 21
AVANATH AFFORDABLE HOUSING IV-A SCSP (LUXEMBOURG) Real Estate Fund $236.3M $0.0M 3
AVANATH AFFORDABLE HOUSING IV-B SCSP (LUXEMBOURG) Real Estate Fund $84.1M $0.0M 2
AVANATH AFFORDABLE HOUSING IV, LLC Real Estate Fund $1,198.0M $10.0M 37
AVANATH AFFORDABLE HOUSING PARALLEL FUND III, LLC Real Estate Fund $43.1M $20.0M 3
AVANATH AFFORDABLE HOUSING RENAISSANCE FUND, L.P. Real Estate Fund $1,007.0M $5.0M 21
AVANATH AFFORDABLE HOUSING RENAISSANCE PARALLEL FUND, L.P. Real Estate Fund $419.1M $5.0M 6
AVANATH AH IV CO-INVEST 1, L.P. Real Estate Fund $88.0M $50.0M 2
AVANATH III NY CO-INVESTMENT FUND, LLC Real Estate Fund $64.7M $50.0M 2

Control Persons

Name Type Entity Title Since Ownership
SAKUMOTO, JUN, NMN Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%
CARTER, DARYL, JEROME Individual – CHAIRMAN AND CHIEF EXECUTIVE OFFICER 06/2008 < 5%
WILLIAMS, JOHN, RAYMOND Individual – PRESIDENT, CHIEF INVESTMENT OFFICER, AND CHIEF OPERATING OFFICER 06/2012 < 5%
AVANATH CO-INVEST III, LLC Domestic Entity – NON-MANAGING MEMBER 05/2016 25-50%
AVANATH HOLDINGS II, LLC Domestic Entity – MANAGING MEMBER 03/2016 50-75%
AVANATH EMPLOYEE CO-INVEST IV, LLC Domestic Entity – NON-MANAGING MEMBER 10/2019 50-75%
AVANATH INVESTOR CO-INVEST IV, LLC Domestic Entity – NON-MANAGING MEMBER 10/2019 25-50%
SRG MIRAMAR Domestic Entity AVANATH INVESTOR CO-INVEST IV, LLC NON-MANAGING MEMBER 11/2019 25-50%
PACIFIC LAND & INVESTMENT COMPANY Domestic Entity AVANATH INVESTOR CO-INVEST IV, LLC NON-MANAGING MEMBER 11/2019 25-50%
AVANATH CO-INVEST V, LLC Domestic Entity – NON-MANAGING MEMBER 12/2021 > 75%
AVANATH CAPITAL HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 12/2021 < 5%
WILSON, ROBERT, WESLEY Individual – CHIEF FINANCIAL OFFICER 12/2018 < 5%
AVANATH HOLDINGS II, LLC Domestic Entity AVANATH CO-INVEST III, LLC MANAGING MEMBER 04/2016
AVANATH CAPITAL HOLDINGS, LLC Domestic Entity AVANATH CO-INVEST V, LLC MANAGING MEMBER 12/2021
AVANATH HOLDINGS II, LLC Domestic Entity AVANATH INVESTOR CO-INVEST IV, LLC MANAGING MEMBER 11/2019
DJC AVANATH HOLDINGS, LLC Domestic Entity AVANATH EMPLOYEE CO-INVEST IV, LLC MANAGING MEMBER 10/2019
GRANT HOLDINGS, LP Domestic Entity PACIFIC LAND & INVESTMENT COMPANY MANAGING MEMBER 12/2019 25-50%
GRANT MANAGEMENT, LLC Domestic Entity GRANT HOLDINGS, LP GENERAL PARTNER 08/2019
DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST Domestic Entity AVANATH EMPLOYEE CO-INVEST IV, LLC NON-MANAGING MEMBER 10/2019 25-50%
CARTER, DARYL, JEROME Individual DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST TRUSTEE 04/2019
GEOFFREY LAWRENCE STACK AS TRUSTEE OF THE STACK REVOCABLE TRUST Domestic Entity SRG MIRAMAR PARTNER 06/2001 25-50%
STACK, GEOFFREY, LAWRENCE Individual GEOFFREY LAWRENCE STACK AS TRUSTEE OF THE STACK REVOCABLE TRUST TRUSTEE 06/2001
JOHN STEWART HAGESTAD AS TRUSTEE OF THE J/M HAGESTAD FAMILY TRUST Domestic Entity SRG MIRAMAR PARTNER 06/2001 25-50%
HAGESTAD, JOHN, STEWART Individual JOHN STEWART HAGESTAD AS TRUSTEE OF THE J/M HAGESTAD FAMILY TRUST TRUSTEE 06/2001
DOUGLAS CAMERON NEFF AS TRUSTEE OF THE DOUGLAS AND DONNA NEFF FAMILY TRUST Domestic Entity PACIFIC LAND & INVESTMENT COMPANY MANAGING MEMBER 01/2007 25-50%
NEFF, DOUGLAS, CAMERON Individual DOUGLAS CAMERON NEFF AS TRUSTEE OF THE DOUGLAS AND DONNA NEFF FAMILY TRUST TRUSTEE 01/2007
DONALD SAMPSON GRANT AS TRUSTEE OF THE D. AND S. GRANT REVOCABLE TRUST Domestic Entity GRANT MANAGEMENT, LLC SOLE MEMBER 08/2019 > 75%
GRANT, DONALD, SAMPSON Individual DONALD SAMPSON GRANT AS TRUSTEE OF THE D. AND S. GRANT REVOCABLE TRUST TRUSTEE 08/2019
DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST Domestic Entity DJC AVANATH HOLDINGS, LLC SOLE MEMBER 10/2019 > 75%
DONALD SAMPSON GRANT AS TRUSTEE OF THE D. AND S. GRANT REVOCABLE TRUST Domestic Entity GRANT HOLDINGS, LP LIMITED PARTNER 08/2019 > 75%
DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST Domestic Entity AVANATH CO-INVEST V, LLC NON-MANAGING MEMBER 12/2021 25-50%
DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST Domestic Entity AVANATH CAPITAL HOLDINGS, LLC MANAGING MEMBER 12/2021 25-50%
DARYL JEROME CARTER AS TRUSTEE OF THE DARYL J. CARTER SEPARATE PROPERTY TRUST Domestic Entity AVANATH HOLDINGS II, LLC MANAGING MEMBER 04/2016 25-50%

No. Employees, Historic

2001000201920202021202220232024202542 on 6/27/201969 on 3/30/202069 on 2/17/202182 on 3/31/2021114 on 3/31/2022114 on 5/5/2022116 on 3/31/2023121 on 3/28/2024

RAUM, Historic

4B2B020192020202120222023202420251595410793 on 6/27/20192060120239 on 3/30/20202060120239 on 2/17/20212630597085 on 3/31/20212924615899 on 3/31/20222924615899 on 5/5/20223637629382 on 3/31/20233832484339 on 3/28/2024

No. Clients, Historic

2010020192020202120222023202420256 on 6/27/20198 on 3/30/20208 on 2/17/202112 on 3/31/202110 on 3/31/202210 on 5/5/202211 on 3/31/202311 on 3/28/2024