TOLIS ADVISORS, LP
Adviser information for TOLIS ADVISORS, LP last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $416.8M |
| Non-Discretionary | 1 | $11.4M |
| Total | 5 | $428.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $11.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $413.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $3.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 54 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
809 BROADWAY8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 646-863-6120, Fax: 917-599-0407
Chief Compliance Officer
SALVATORE PULIAFICO
COO, CFO
809 BROADWAY
8TH FLOOR
NEW YORK
NY
United States
Tel:
646-863-6120
Fax:
917-599-0407
S*********@****************M
(Full email address available in API data)
Regulatory Contact
SPENCER PARKER
CO-CIO AND PORTFOLIO MANAGER
809 BROADWAY
8TH FLOOR
NEW YORK
NY
United States
Tel:
646-863-6117
Fax:
917-599-0407
S******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ER STRUCTURED OPPORTUNITIES LLC | Hedge Fund | $52.7M | $0.0M | 10 |
| TOLIS INVESTMENT STRATEGIES MASTER FUND LTD | Hedge Fund | $360.6M | $1.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANKS, ERIC, DAVID | Individual | – | CO-CIO, PORTFOLIO MANAGER AND MANAGING MEMBER OF TOLIS ADVISORS GP,LLC, LIMITED PARTNER | 12/2007 | 50-75% |
| TOLIS ADVISORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2007 | < 5% |
| BANKS, ERIC, DAVID | Individual | TOLIS ADVISORS GP, LLC | MANAGING MEMBER ONLY | 12/2007 | > 75% |
| PULIAFICO, SALVATORE, LOUIS | Individual | – | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, LIMITED PARTNER | 12/2012 | 10-25% |
| PARKER, SPENCER, H. | Individual | – | CO-CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER, LIMITED PARTNER | 10/2012 | 10-25% |